| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 19,838 | 560,906 | +541,068 | 0.01 | 0.28 | +0.27 | buy |
| SIT INVESTMENT ASSOCIATES INC | 711,169 | 904,735 | +193,566 | 0.31 | 0.36 | +0.05 | buy |
| Hara Capital LLC | 119,851 | 169,895 | +50,044 | 1.48 | 1.76 | +0.28 | buy |
| UBS Group AG | 421,277 | 448,453 | +27,176 | 0.00 | 0.00 | -0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 23,292 | +23,292 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 21,300 | 44,022 | +22,722 | 0.02 | 0.04 | +0.02 | buy |
| Cetera Investment Advisers | 0 | 13,395 | +13,395 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 80,778 | 89,790 | +9,012 | 0.01 | 0.01 | +0.00 | buy |
| OAK HARBOR WEALTH PARTNERS, LLC | 14,871 | 16,155 | +1,284 | 0.09 | 0.09 | -0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 300 | +300 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 16,236 | 16,248 | +12 | 0.00 | 0.00 | -0.00 | buy |
| AdvisorNet Financial, Inc | 700 | 708 | +8 | 0.00 | 0.00 | +0.00 | buy |
| Diligent Investors, LLC | 10,000 | 10,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Waverly Advisors, LLC | 11,131 | 11,131 | 0 | 0.01 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 225 | 225 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 799 | 799 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hexagon Capital Partners LLC | 1,633 | 1,633 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 566,271 | 566,271 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Fortitude Advisory Group L.L.C. | 15,463 | 15,463 | 0 | 0.17 | 0.15 | -0.01 | hold |
| THRIVENT FINANCIAL FOR LUTHERANS | 18,813 | 18,813 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITIGROUP INC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OSAIC HOLDINGS, INC. | 2,629 | 2,560 | -69 | 0.00 | 0.00 | +0.00 | sell |
| AMERIPRISE FINANCIAL INC | 10,997 | 10,885 | -112 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 24,150 | 24,002 | -148 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,185 | 11,020 | -165 | 0.02 | 0.02 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 115,805 | 115,562 | -243 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 11,723 | 11,343 | -380 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 2,400 | 1,200 | -1,200 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,101 | 0 | -2,101 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 176,936 | 174,322 | -2,614 | 0.00 | 0.00 | -0.00 | sell |
| FIRST TRUST ADVISORS LP | 18,497 | 12,113 | -6,384 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 175,464 | 164,769 | -10,695 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 61,358 | 45,743 | -15,615 | 0.00 | 0.00 | -0.00 | sell |
| Almitas Capital LLC | 23,579 | 0 | -23,579 | 0.14 | 0.00 | -0.14 | sell |
| PRIVATE MANAGEMENT GROUP INC | 155,639 | 103,165 | -52,474 | 0.10 | 0.07 | -0.04 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 87,736 | 0 | -87,736 | 0.13 | 0.00 | -0.13 | sell |
| 1607 Capital Partners, LLC | 1,355,326 | 583,755 | -771,571 | 1.67 | 0.82 | -0.85 | sell |