Stock Transactions — WESTERN ASSET INVT GRADE OPP

Total Bought
433,114
11 transactions
Total Sold
88,021
9 transactions
Net
+345,093
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Karpus Management, Inc.109,933383,342+273,4090.050.19+0.14buy
SIT INVESTMENT ASSOCIATES INC767,986855,799+87,8130.250.28+0.03buy
1607 Capital Partners, LLC380,260406,754+26,4940.430.47+0.04buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP022,610+22,6100.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC54,36362,691+8,3280.010.02+0.00buy
STIFEL FINANCIAL CORP16,53022,442+5,9120.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP3,7599,136+5,3770.000.00+0.00buy
AMERIPRISE FINANCIAL INC17,01618,286+1,2700.000.00+0.00buy
Whipplewood Advisors, LLC60,18861,234+1,0460.640.51-0.13buy
WELLS FARGO & COMPANY/MN75,89276,478+5860.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC91,82192,090+2690.000.00-0.00buy
AdvisorNet Financial, Inc70870800.000.00-0.00hold
Steward Partners Investment Advisory, LLC79979900.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.10,42410,42400.100.10-0.00hold
CITIGROUP INC1100.000.00-0.00hold
Janney Montgomery Scott LLC30,48530,483-20.000.00+0.00sell
Olistico Wealth, LLC1,4681,058-4100.010.01-0.00sell
ROYAL BANK OF CANADA7,1336,213-9200.000.00-0.00sell
Arax Advisory Partners2,3020-2,3020.000.00-0.00sell
Rockefeller Capital Management L.P.2,9790-2,9790.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.36,58233,207-3,3750.020.02-0.00sell
MORGAN STANLEY117,579112,086-5,4930.000.00-0.00sell
UBS Group AG307,844296,192-11,6520.000.00-0.00sell
GUGGENHEIM CAPITAL LLC128,51967,631-60,8880.020.01-0.01sell
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