Stock Transactions — WESTERN ASSET INVT GRADE OPP

Total Bought
327,490
8 transactions
Total Sold
37,541
13 transactions
Net
+289,949
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC333,360470,621+137,2610.120.16+0.04buy
1607 Capital Partners, LLC202,100325,361+123,2610.270.41+0.14buy
Janney Montgomery Scott LLC029,485+29,4850.000.00+0.00buy
UBS Group AG304,203327,440+23,2370.000.00+0.00buy
ROYAL BANK OF CANADA07,172+7,1720.000.00+0.00buy
WELLS FARGO & COMPANY/MN51,07257,686+6,6140.000.00+0.00buy
Whipplewood Advisors, LLC59,51459,774+2600.540.66+0.11buy
SUMMIT SECURITIES GROUP LLC0200+2000.000.00+0.00buy
AdvisorNet Financial, Inc70870800.000.00-0.00hold
Shaker Financial Services, LLC26,62326,62300.160.15-0.01hold
NewEdge Advisors, LLC22522500.000.00-0.00hold
Steward Partners Investment Advisory, LLC79979900.000.00-0.00hold
FNY Investment Advisers, LLC30030000.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.10,42410,42400.110.10-0.01hold
JONES FINANCIAL COMPANIES LLLP3,5253,52500.000.00-0.00hold
COMERICA BANK1,9001,90000.000.00-0.00hold
CITIGROUP INC10-10.000.00-0.00sell
AMERICAN NATIONAL BANK & TRUST5740-5740.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.85,41484,690-7240.060.05-0.01sell
STIFEL FINANCIAL CORP11,04910,218-8310.000.00-0.00sell
Sound Income Strategies, LLC1,0580-1,0580.000.00-0.00sell
AMERIPRISE FINANCIAL INC16,34015,056-1,2840.000.00-0.00sell
Olistico Wealth, LLC1,4680-1,4680.010.00-0.01sell
GUGGENHEIM CAPITAL LLC135,712134,148-1,5640.020.02-0.00sell
WOLVERINE ASSET MANAGEMENT LLC61,96558,261-3,7040.020.01-0.00sell
BANK OF AMERICA CORP /DE/31,20526,952-4,2530.000.00-0.00sell
MORGAN STANLEY123,149117,390-5,7590.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC97,94990,667-7,2820.000.00-0.00sell
Rockefeller Capital Management L.P.22,83713,798-9,0390.000.00-0.00sell
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