| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 38,692 | 87,736 | +49,044 | 0.05 | 0.13 | +0.07 | buy |
| 1607 Capital Partners, LLC | 1,319,726 | 1,355,326 | +35,600 | 1.57 | 1.67 | +0.10 | buy |
| Hennion & Walsh Asset Management, Inc. | 0 | 21,300 | +21,300 | 0.00 | 0.02 | +0.02 | buy |
| LPL Financial LLC | 0 | 16,236 | +16,236 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 162,482 | 176,936 | +14,454 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 11,185 | +11,185 | 0.00 | 0.02 | +0.02 | buy |
| Almitas Capital LLC | 14,018 | 23,579 | +9,561 | 0.11 | 0.14 | +0.04 | buy |
| GUGGENHEIM CAPITAL LLC | 73,453 | 80,778 | +7,325 | 0.01 | 0.01 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 562,196 | 566,271 | +4,075 | 0.02 | 0.02 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 2,101 | +2,101 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 59,487 | 61,358 | +1,871 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 1,200 | 2,400 | +1,200 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| OAK HARBOR WEALTH PARTNERS, LLC | 14,117 | 14,871 | +754 | 0.08 | 0.09 | +0.01 | buy |
| Invesco Ltd. | 23,933 | 24,150 | +217 | 0.00 | 0.00 | -0.00 | buy |
| Fortitude Advisory Group L.L.C. | 15,458 | 15,463 | +5 | 0.17 | 0.17 | -0.00 | buy |
| Karpus Management, Inc. | 19,838 | 19,838 | 0 | 0.01 | 0.01 | +0.00 | hold |
| AdvisorNet Financial, Inc | 700 | 700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Waverly Advisors, LLC | 11,131 | 11,131 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NewEdge Advisors, LLC | 225 | 225 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 799 | 799 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hexagon Capital Partners LLC | 1,633 | 1,633 | 0 | 0.01 | 0.01 | +0.00 | hold |
| THRIVENT FINANCIAL FOR LUTHERANS | 18,813 | 18,813 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITIGROUP INC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROYAL BANK OF CANADA | 11,816 | 11,723 | -93 | 0.00 | 0.00 | -0.00 | sell |
| FNY Investment Advisers, LLC | 300 | 0 | -300 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 3,316 | 2,629 | -687 | 0.00 | 0.00 | +0.00 | sell |
| Diligent Investors, LLC | 11,000 | 10,000 | -1,000 | 0.05 | 0.05 | -0.00 | sell |
| FIRST TRUST ADVISORS LP | 19,862 | 18,497 | -1,365 | 0.00 | 0.00 | -0.00 | sell |
| PRIVATE MANAGEMENT GROUP INC | 158,436 | 155,639 | -2,797 | 0.10 | 0.10 | +0.00 | sell |
| WELLS FARGO & COMPANY/MN | 119,672 | 115,805 | -3,867 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 18,138 | 10,997 | -7,141 | 0.00 | 0.00 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 719,302 | 711,169 | -8,133 | 0.31 | 0.31 | -0.01 | sell |
| MORGAN STANLEY | 188,513 | 175,464 | -13,049 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 473,339 | 421,277 | -52,062 | 0.00 | 0.00 | -0.00 | sell |
| Atlas Wealth LLC | 108,626 | 0 | -108,626 | 0.32 | 0.00 | -0.32 | sell |