Stock Transactions — WESTERN ASSET INVT GRADE OPP

Total Bought
119,507
9 transactions
Total Sold
3,319,846
21 transactions
Net
-3,200,339
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
WOLVERINE ASSET MANAGEMENT LLC063,612+63,6120.000.02+0.02buy
Shaker Financial Services, LLC012,298+12,2980.000.08+0.08buy
WELLS FARGO & COMPANY/MN70,98182,775+11,7940.000.00+0.00buy
MELFA WEALTH MANAGEMENT, INC.010,424+10,4240.000.11+0.11buy
STIFEL FINANCIAL CORP010,024+10,0240.000.00+0.00buy
GUGGENHEIM CAPITAL LLC47,34154,965+7,6240.010.01+0.00buy
JONES FINANCIAL COMPANIES LLLP1502,150+2,0000.000.00+0.00buy
Hara Capital LLC01,714+1,7140.000.02+0.02buy
Sound Income Strategies, LLC1,0181,035+170.000.00-0.00buy
AdvisorNet Financial, Inc70870800.000.00+0.00hold
Diligent Investors, LLC10,00010,00000.040.04-0.00hold
NewEdge Advisors, LLC22522500.000.00-0.00hold
Steward Partners Investment Advisory, LLC79979900.000.00-0.00hold
Hexagon Capital Partners LLC1,6331,63300.010.00-0.00hold
CITIGROUP INC1100.000.00-0.00hold
COMERICA BANK1,2001,20000.000.00-0.00hold
FNY Investment Advisers, LLC3000-3000.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.85,52485,167-3570.070.06-0.01sell
ROYAL BANK OF CANADA8,4957,244-1,2510.000.00-0.00sell
OAK HARBOR WEALTH PARTNERS, LLC21,01219,491-1,5210.110.09-0.02sell
COMMONWEALTH EQUITY SERVICES, LLC10,5740-10,5740.000.00-0.00sell
Waverly Advisors, LLC11,1310-11,1310.000.00-0.00sell
LPL Financial LLC11,2590-11,2590.000.00-0.00sell
Quarry LP11,8040-11,8040.060.00-0.06sell
MORGAN STANLEY142,207129,617-12,5900.000.00-0.00sell
ABSOLUTE INVESTMENT ADVISERS, LLC30,4940-30,4940.070.00-0.07sell
Yakira Capital Management, Inc.32,6150-32,6150.230.00-0.23sell
AMERIPRISE FINANCIAL INC57,30217,182-40,1200.000.00-0.00sell
UBS Group AG416,344348,540-67,8040.000.00-0.00sell
ICON ADVISERS INC/CO77,2320-77,2320.290.00-0.29sell
BANK OF AMERICA CORP /DE/151,69030,072-121,6180.000.00-0.00sell
JANE STREET GROUP, LLC209,4050-209,4050.010.00-0.01sell
Almitas Capital LLC338,8570-338,8572.160.00-2.16sell
1607 Capital Partners, LLC570,85592,900-477,9550.940.12-0.82sell
Allspring Global Investments Holdings, LLC558,7060-558,7060.020.00-0.02sell
Karpus Management, Inc.582,6410-582,6410.290.00-0.29sell
SIT INVESTMENT ASSOCIATES INC886,269164,657-721,6120.360.06-0.30sell
Page 1 of 1