Stock Transactions — VUZIX CORP

Total Bought
4,642,164
40 transactions
Total Sold
3,921,804
51 transactions
Net
+720,360
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
AIGH Capital Management LLC03,295,754+3,295,7540.001.56+1.56buy
CITADEL ADVISORS LLC186,101451,718+265,6170.000.00+0.00buy
ALESCO ADVISORS LLC10,000267,011+257,0110.000.02+0.01buy
DnB Asset Management AS171,698319,451+147,7530.000.00+0.00buy
STATE STREET CORP7,226,1947,319,913+93,7190.000.00-0.00buy
GROUP ONE TRADING LLC079,114+79,1140.000.01+0.01buy
GEODE CAPITAL MANAGEMENT, LLC1,550,0391,628,709+78,6700.000.00-0.00buy
HSBC HOLDINGS PLC059,338+59,3380.000.00+0.00buy
GSA CAPITAL PARTNERS LLP055,740+55,7400.000.01+0.01buy
Squarepoint Ops LLC041,264+41,2640.000.00+0.00buy
Laidlaw Wealth Management LLC034,352+34,3520.000.28+0.28buy
Vident Advisory, LLC236,506262,071+25,5650.010.01-0.00buy
CWM, LLC020,435+20,4350.000.00+0.00buy
Caitong International Asset Management Co., Ltd9,49329,904+20,4110.010.01+0.00buy
BNP PARIBAS FINANCIAL MARKETS177,170197,338+20,1680.000.00-0.00buy
McAdam, LLC019,519+19,5190.000.00+0.00buy
SIMPLEX TRADING, LLC016,839+16,8390.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/102,349118,835+16,4860.000.00-0.00buy
Independent Wealth Network Inc.013,410+13,4100.000.01+0.01buy
Waterford Advisors, LLC012,741+12,7410.000.01+0.01buy
IMC-Chicago, LLC011,817+11,8170.000.00+0.00buy
NINE MASTS CAPITAL Ltd011,018+11,0180.000.00+0.00buy
NORTHERN TRUST CORP515,603525,443+9,8400.000.00-0.00buy
Nuveen, LLC613,678622,797+9,1190.000.00-0.00buy
Quantbot Technologies LP06,479+6,4790.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC29,31334,251+4,9380.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP6,1939,822+3,6290.000.00-0.00buy
Tower Research Capital LLC (TRC)2,8196,146+3,3270.000.00+0.00buy
Invesco Ltd.56,05258,429+2,3770.000.00-0.00buy
Bank of New York Mellon Corp133,927135,666+1,7390.000.00-0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC0832+8320.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.31,02231,810+7880.000.00-0.00buy
MAI Capital Management0503+5030.000.00+0.00buy
Vanguard Personalized Indexing Management, LLC10,07810,570+4920.000.00-0.00buy
SBI Securities Co., Ltd.7,4417,869+4280.000.00-0.00buy
SALEM INVESTMENT COUNSELORS INC0350+3500.000.00+0.00buy
US BANCORP \DE\1,0001,300+3000.000.00-0.00buy
Russell Investments Group, Ltd.5,4215,569+1480.000.00-0.00buy
EverSource Wealth Advisors, LLC0115+1150.000.00+0.00buy
Root Financial Partners, LLC019+190.000.00+0.00buy
Ameritas Investment Partners, Inc.6,5576,55700.000.00-0.00hold
CAPITAL COUNSEL LLC/NY20,00020,00000.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO252500.000.00-0.00hold
SFE Investment Counsel10,00010,00000.010.00-0.00hold
B. Riley Wealth Advisors, Inc.30,00030,00000.010.00-0.00hold
MCF Advisors LLC62662600.000.00-0.00hold
MV CAPITAL MANAGEMENT, INC.3,1183,11800.000.00-0.00hold
Sound Income Strategies, LLC3,0003,00000.000.00-0.00hold
Larson Financial Group LLC54554500.000.00-0.00hold
ESL Trust Services, LLC1,5001,50000.000.00-0.00hold
Stonehage Fleming Financial Services Holdings Ltd2,2502,25000.000.00-0.00hold
Quent Capital, LLC24,82524,82500.010.00-0.00hold
Lodestone Wealth Management LLC404000.000.00-0.00hold
INSIGNEO ADVISORY SERVICES, LLC10,94510,94500.000.00-0.00hold
Federation des caisses Desjardins du Quebec16916900.000.00-0.00hold
Police & Firemen's Retirement System of New Jersey13,09413,09400.000.00-0.00hold
MCRAE CAPITAL MANAGEMENT INC23,00023,00000.020.01-0.01hold
FRANKLIN RESOURCES INC94,77694,77600.000.00-0.00hold
NBC SECURITIES, INC.2,5002,50000.000.00-0.00hold
NEW YORK STATE COMMON RETIREMENT FUND2,8002,80000.000.00-0.00hold
AMERIPRISE FINANCIAL INC17,30017,30000.000.00-0.00hold
TOTH FINANCIAL ADVISORY CORP5500.000.00-0.00hold
DEUTSCHE BANK AG\46,70746,70700.000.00-0.00hold
Stonebridge Financial Group, LLC21,51021,509-10.010.00-0.00sell
GAMMA Investing LLC987940-470.000.00-0.00sell
Sterling Capital Management LLC655525-1300.000.00-0.00sell
N.E.W. Advisory Services LLC1550-1550.000.00-0.00sell
Rockefeller Capital Management L.P.3,4523,252-2000.000.00-0.00sell
Geneos Wealth Management Inc.2000-2000.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.23,52323,261-2620.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM4,1643,662-5020.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC12,94912,272-6770.000.00-0.00sell
Legal & General Group Plc6,7555,845-9100.000.00-0.00sell
Taylor Frigon Capital Management LLC324,419323,041-1,3780.620.42-0.20sell
FMR LLC13,85512,380-1,4750.000.00-0.00sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE21,11619,631-1,4850.000.00-0.00sell
AMALGAMATED BANK2,1260-2,1260.000.00-0.00sell
AQR CAPITAL MANAGEMENT LLC67,67464,451-3,2230.000.00-0.00sell
THOMPSON DAVIS & CO., INC.27,50021,000-6,5000.060.03-0.03sell
RHUMBLINE ADVISERS81,71974,785-6,9340.000.00-0.00sell
State of Wyoming9,9540-9,9540.000.00-0.00sell
SG Americas Securities, LLC47,83137,791-10,0400.000.00-0.00sell
INTECH INVESTMENT MANAGEMENT LLC29,19418,747-10,4470.000.00-0.00sell
CITIGROUP INC16,0553,869-12,1860.000.00-0.00sell
MetLife Investment Management, LLC14,3680-14,3680.000.00-0.00sell
Arax Advisory Partners18,0280-18,0280.000.00-0.00sell
Daiwa Securities Group Inc.21,3022,600-18,7020.000.00-0.00sell
ALLIANCEBERNSTEIN L.P.37,80018,900-18,9000.000.00-0.00sell
Scientech Research LLC21,1320-21,1320.050.00-0.05sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC221,699197,616-24,0830.000.00-0.00sell
OSAIC HOLDINGS, INC.24,7320-24,7320.000.00-0.00sell
JPMORGAN CHASE & CO28,1290-28,1290.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP782,270753,116-29,1540.000.00-0.00sell
BARCLAYS PLC105,35573,881-31,4740.000.00-0.00sell
Worth Venture Partners, LLC32,1750-32,1750.880.00-0.88sell
Mitsubishi UFJ Asset Management Co., Ltd.2,032,3661,994,472-37,8940.010.00-0.00sell
Simmons Bank66,80026,800-40,0000.020.00-0.01sell
TWO SIGMA INVESTMENTS, LP54,63413,734-40,9000.000.00-0.00sell
LOS ANGELES CAPITAL MANAGEMENT LLC43,7930-43,7930.000.00-0.00sell
Headlands Technologies LLC45,3100-45,3100.010.00-0.01sell
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