Stock Transactions — VUZIX CORP

Total Bought
9,521,882
47 transactions
Total Sold
3,443,107
54 transactions
Net
+6,078,775
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
STATE STREET CORP1,525,5817,226,194+5,700,6130.000.00+0.00buy
MORGAN STANLEY494,1111,370,081+875,9700.000.00+0.00buy
Mitsubishi UFJ Asset Management Co., Ltd.1,184,2242,032,366+848,1420.000.01+0.00buy
FORMULA GROWTH LTD0330,000+330,0000.000.48+0.48buy
UBS Group AG246,722513,434+266,7120.000.00+0.00buy
JANE STREET GROUP, LLC102,030347,797+245,7670.000.00+0.00buy
BlackRock, Inc.4,594,4354,815,034+220,5990.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/0202,560+202,5600.000.00+0.00buy
DnB Asset Management AS69,061171,698+102,6370.000.00+0.00buy
VANGUARD GROUP INC3,631,5843,727,168+95,5840.000.00+0.00buy
FRANKLIN RESOURCES INC094,776+94,7760.000.00+0.00buy
Brookwood Investment Group LLC051,671+51,6710.000.02+0.02buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP736,047782,270+46,2230.000.00+0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC043,793+43,7930.000.00+0.00buy
Verition Fund Management LLC82,757124,385+41,6280.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC1,509,4631,550,039+40,5760.000.00+0.00buy
WELLS FARGO & COMPANY/MN40,45174,545+34,0940.000.00+0.00buy
APIS CAPITAL ADVISORS, LLC658,000692,000+34,0000.450.46+0.00buy
B. Riley Wealth Advisors, Inc.030,000+30,0000.000.01+0.01buy
Quent Capital, LLC024,825+24,8250.000.01+0.01buy
ProShare Advisors LLC101,199122,817+21,6180.000.00+0.00buy
Stonebridge Financial Group, LLC021,510+21,5100.000.01+0.01buy
Scientech Research LLC021,132+21,1320.000.05+0.05buy
AQR CAPITAL MANAGEMENT LLC49,48167,674+18,1930.000.00+0.00buy
BARCLAYS PLC91,483105,355+13,8720.000.00+0.00buy
CITIGROUP INC3,29716,055+12,7580.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC209,783221,699+11,9160.000.00+0.00buy
THOMPSON DAVIS & CO., INC.16,50027,500+11,0000.030.06+0.03buy
INSIGNEO ADVISORY SERVICES, LLC010,945+10,9450.000.00+0.00buy
State of Wyoming09,954+9,9540.000.00+0.00buy
FMR LLC5,02313,855+8,8320.000.00+0.00buy
Simmons Bank58,80066,800+8,0000.010.02+0.00buy
Caitong International Asset Management Co., Ltd1,8119,493+7,6820.000.01+0.00buy
Daiwa Securities Group Inc.16,22921,302+5,0730.000.00+0.00buy
Arax Advisory Partners15,00018,028+3,0280.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP4,9056,193+1,2880.000.00+0.00buy
Tower Research Capital LLC (TRC)1,7452,819+1,0740.000.00+0.00buy
US BANCORP \DE\01,000+1,0000.000.00+0.00buy
GAMMA Investing LLC0987+9870.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.30,12431,022+8980.000.00+0.00buy
Sterling Capital Management LLC408655+2470.000.00+0.00buy
Motiv8 Investments LLC0200+2000.000.00+0.00buy
N.E.W. Advisory Services LLC0155+1550.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM4,0104,164+1540.000.00+0.00buy
Russell Investments Group, Ltd.5,3205,421+1010.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC29,25829,313+550.000.00+0.00buy
Lodestone Wealth Management LLC040+400.000.00+0.00buy
Ameritas Investment Partners, Inc.6,5576,55700.000.00+0.00hold
VOYA INVESTMENT MANAGEMENT LLC12,94912,94900.000.00+0.00hold
ALLIANCEBERNSTEIN L.P.37,80037,80000.000.00+0.00hold
CAPITAL COUNSEL LLC/NY20,00020,00000.000.00+0.00hold
ALESCO ADVISORS LLC10,00010,00000.000.00+0.00hold
CIBC Private Wealth Group LLC10,00010,00000.000.00+0.00hold
SFE Investment Counsel10,00010,00000.000.01+0.00hold
MCF Advisors LLC62662600.000.00+0.00hold
MV CAPITAL MANAGEMENT, INC.3,1183,11800.000.00+0.00hold
Sound Income Strategies, LLC3,0003,00000.000.00-0.00hold
Larson Financial Group LLC54554500.000.00+0.00hold
Rockefeller Capital Management L.P.3,4523,45200.000.00+0.00hold
Geneos Wealth Management Inc.20020000.000.00+0.00hold
ESL Trust Services, LLC1,5001,50000.000.00+0.00hold
Stonehage Fleming Financial Services Holdings Ltd2,2502,25000.000.00+0.00hold
Nuveen, LLC613,678613,67800.000.00+0.00hold
Federation des caisses Desjardins du Quebec16916900.000.00+0.00hold
MCRAE CAPITAL MANAGEMENT INC23,00023,00000.010.02+0.00hold
NBC SECURITIES, INC.2,5002,50000.000.00+0.00hold
PRICE T ROWE ASSOCIATES INC /MD/102,349102,34900.000.00+0.00hold
AMERIPRISE FINANCIAL INC17,30017,30000.000.00+0.00hold
TOTH FINANCIAL ADVISORY CORP5500.000.00+0.00hold
Advisory Services Network, LLC270-270.000.00-0.00sell
BARTLETT & CO. WEALTH MANAGEMENT LLC550-550.000.00-0.00sell
AMALGAMATED BANK2,1932,126-670.000.00+0.00sell
Legal & General Group Plc7,0736,755-3180.000.00+0.00sell
SALEM INVESTMENT COUNSELORS INC3500-3500.000.00-0.00sell
Groupe la Francaise4500-4500.000.00-0.00sell
Main Street Group, LTD5000-5000.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO60025-5750.000.00-0.00sell
Wealthspire Advisors, LLC7500-7500.000.00-0.00sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE22,01721,116-9010.000.00+0.00sell
Vanguard Personalized Indexing Management, LLC10,99210,078-9140.000.00+0.00sell
Cambridge Investment Research Advisors, Inc.24,52323,523-1,0000.000.00+0.00sell
SBI Securities Co., Ltd.9,5597,441-2,1180.000.00-0.00sell
Walleye Trading LLC3,1240-3,1240.000.00-0.00sell
INTECH INVESTMENT MANAGEMENT LLC33,00929,194-3,8150.000.00+0.00sell
Taylor Frigon Capital Management LLC329,578324,419-5,1590.510.62+0.11sell
Worth Venture Partners, LLC37,50032,175-5,3250.340.88+0.54sell
HARBOUR INVESTMENTS, INC.5,3720-5,3720.000.00-0.00sell
Bank of New York Mellon Corp142,711133,927-8,7840.000.00+0.00sell
Police & Firemen's Retirement System of New Jersey23,07813,094-9,9840.000.00-0.00sell
Skandinaviska Enskilda Banken AB (publ)271,007260,535-10,4720.000.00+0.00sell
MetLife Investment Management, LLC25,65514,368-11,2870.000.00-0.00sell
Invesco Ltd.67,53856,052-11,4860.000.00-0.00sell
Quantbot Technologies LP11,6310-11,6310.000.00-0.00sell
TWO SIGMA SECURITIES, LLC12,8350-12,8350.010.00-0.01sell
RHUMBLINE ADVISERS94,64381,719-12,9240.000.00+0.00sell
Headlands Technologies LLC61,87845,310-16,5680.020.01-0.00sell
FNY Investment Advisers, LLC17,0030-17,0030.020.00-0.02sell
SIMPLEX TRADING, LLC17,8590-17,8590.000.00-0.00sell
NORTHERN TRUST CORP534,222515,603-18,6190.000.00+0.00sell
KEYBANK NATIONAL ASSOCIATION/OH20,0000-20,0000.000.00-0.00sell
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