Stock Transactions — APOLLO COMMERCIAL REAL ESTATE

Total Bought
5,113,569
134 transactions
Total Sold
29,716,730
93 transactions
Net
-24,603,161
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
No Street GP LP2,250,0003,000,000+750,0001.632.02+0.39buy
GOLDMAN SACHS GROUP INC262,404645,756+383,3520.000.00+0.00buy
JPMORGAN CHASE & CO325,805689,903+364,0980.000.00+0.00buy
Lighthouse Investment Partners, LLC75,503360,872+285,3690.030.13+0.10buy
UBS Group AG245,586488,708+243,1220.000.00+0.00buy
Carmel Capital Partners, LLC0224,614+224,6140.000.96+0.96buy
PRUDENTIAL FINANCIAL INC230,025435,455+205,4300.000.01+0.00buy
AQR CAPITAL MANAGEMENT LLC104,504269,701+165,1970.000.00+0.00buy
Allianz Asset Management GmbH140,239304,979+164,7400.000.00+0.00buy
BARCLAYS PLC374,299537,292+162,9930.000.00+0.00buy
PRINCIPAL FINANCIAL GROUP INC634,818774,154+139,3360.000.00+0.00buy
FJ Capital Management LLC165,317299,904+134,5870.170.32+0.15buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.1,951,6092,085,917+134,3080.040.03-0.00buy
Qube Research & Technologies Ltd0128,574+128,5740.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC48,838171,808+122,9700.000.00+0.00buy
JANE STREET GROUP, LLC24,541124,695+100,1540.000.00+0.00buy
Atom Investors LP11,57389,998+78,4250.010.07+0.06buy
PUBLIC SECTOR PENSION INVESTMENT BOARD435,113509,429+74,3160.020.02+0.00buy
CAXTON ASSOCIATES LLP073,909+73,9090.000.02+0.02buy
STATE STREET CORP5,179,1135,241,985+62,8720.000.00-0.00buy
VICTORY CAPITAL MANAGEMENT INC534,129594,686+60,5570.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.331,858389,566+57,7080.010.01+0.00buy
WINTON GROUP Ltd14,83666,700+51,8640.010.03+0.02buy
Hennion & Walsh Asset Management, Inc.046,939+46,9390.000.02+0.02buy
Cambridge Investment Research Advisors, Inc.37,34576,090+38,7450.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd32,20769,016+36,8090.010.02+0.01buy
Russell Investments Group, Ltd.45536,990+36,5350.000.00+0.00buy
Verition Fund Management LLC035,929+35,9290.000.00+0.00buy
VAN ECK ASSOCIATES CORP998,7741,033,295+34,5210.010.01-0.00buy
IEQ CAPITAL, LLC19,87853,375+33,4970.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC032,540+32,5400.000.00+0.00buy
CAPSTONE INVESTMENT ADVISORS, LLC030,009+30,0090.000.00+0.00buy
Squarepoint Ops LLC028,302+28,3020.000.00+0.00buy
Global Assets Advisory, LLC026,633+26,6330.000.08+0.08buy
PFG Investments, LLC41,79468,354+26,5600.020.04+0.01buy
ACADIAN ASSET MANAGEMENT LLC024,577+24,5770.000.00+0.00buy
Cerity Partners LLC022,621+22,6210.000.00+0.00buy
Longboard Asset Management, LP021,927+21,9270.000.36+0.36buy
NOVARE CAPITAL MANAGEMENT LLC50,75072,675+21,9250.040.06+0.02buy
SG Americas Securities, LLC31,01851,296+20,2780.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS14,44834,380+19,9320.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC3,138,7443,157,740+18,9960.000.00-0.00buy
Quadrature Capital Ltd017,920+17,9200.000.00+0.00buy
NORTHERN TRUST CORP1,730,2171,748,014+17,7970.000.00-0.00buy
EVERGREEN CAPITAL MANAGEMENT LLC015,689+15,6890.000.00+0.00buy
WELLS FARGO & COMPANY/MN253,509268,900+15,3910.000.00+0.00buy
Cetera Investment Advisers54,37869,554+15,1760.000.00-0.00buy
DEUTSCHE BANK AG\89,520103,004+13,4840.000.00+0.00buy
Rockefeller Capital Management L.P.013,401+13,4010.000.00+0.00buy
Pathstone Holdings, LLC013,207+13,2070.000.00+0.00buy
ZACKS INVESTMENT MANAGEMENT012,408+12,4080.000.00+0.00buy
Abel Hall, LLC012,048+12,0480.000.05+0.05buy
Beacon Pointe Advisors, LLC11,00023,038+12,0380.000.00+0.00buy
Institute for Wealth Management, LLC.011,893+11,8930.000.01+0.01buy
Quantinno Capital Management LP18,93830,800+11,8620.000.00+0.00buy
HighTower Advisors, LLC17,76729,434+11,6670.000.00+0.00buy
CWM, LLC6,41917,922+11,5030.000.00+0.00buy
Global Retirement Partners, LLC12,23723,684+11,4470.000.01+0.00buy
FRANKLIN RESOURCES INC011,197+11,1970.000.00+0.00buy
FOX RUN MANAGEMENT, L.L.C.31,81442,282+10,4680.050.07+0.02buy
Mutual Advisors, LLC010,036+10,0360.000.00+0.00buy
KLP KAPITALFORVALTNING AS24,90034,100+9,2000.000.00+0.00buy
OSAIC HOLDINGS, INC.66,08474,860+8,7760.000.00-0.00buy
TWO SIGMA INVESTMENTS, LP257,227265,859+8,6320.000.00-0.00buy
Arax Advisory Partners08,281+8,2810.000.00+0.00buy
State of Wyoming40,97248,984+8,0120.050.06+0.01buy
Mariner, LLC37,04444,185+7,1410.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey31,74338,669+6,9260.000.00+0.00buy
STIFEL FINANCIAL CORP52,83058,575+5,7450.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/108,106113,396+5,2900.000.00+0.00buy
Triumph Capital Management54,77459,535+4,7610.160.08-0.08buy
Triumph Capital Management54,77459,535+4,7610.160.08-0.08buy
RAYMOND JAMES FINANCIAL INC82,72487,478+4,7540.000.00+0.00buy
MAS Advisors LLC41,51645,912+4,3960.660.74+0.08buy
Inspire Investing, LLC40,68644,921+4,2350.040.04+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC2,259,6042,263,663+4,0590.000.00-0.00buy
Swiss National Bank252,039255,839+3,8000.000.00+0.00buy
Penserra Capital Management LLC106,510110,246+3,7360.010.01-0.00buy
AM INVESTMENT STRATEGIES LLC148,248151,963+3,7150.340.33-0.00buy
ENVESTNET ASSET MANAGEMENT INC19,32822,574+3,2460.000.00+0.00buy
Palogic Value Management, L.P.127,846130,933+3,0870.520.56+0.04buy
Sterling Capital Management LLC2,0755,044+2,9690.000.00+0.00buy
Farther Finance Advisors, LLC2743,145+2,8710.000.00+0.00buy
Private Advisor Group, LLC26,29128,592+2,3010.000.00+0.00buy
Creative Planning17,09319,162+2,0690.000.00+0.00buy
Merit Financial Group, LLC116,633118,666+2,0330.010.01-0.00buy
EverSource Wealth Advisors, LLC7,0388,346+1,3080.000.00+0.00buy
AMALGAMATED BANK37,07538,257+1,1820.000.00+0.00buy
Salomon & Ludwin, LLC01,091+1,0910.000.00+0.00buy
CANADA LIFE ASSURANCE Co107,626108,565+9390.000.00-0.00buy
Samalin Investment Counsel, LLC81,06881,931+8630.300.29-0.02buy
EVOKE WEALTH, LLC11,23311,988+7550.000.00-0.00buy
MERCER GLOBAL ADVISORS INC /ADV38,48039,221+7410.000.00-0.00buy
Arizona State Retirement System38,50139,059+5580.000.00-0.00buy
Smartleaf Asset Management LLC5,7466,279+5330.000.00-0.00buy
Motiv8 Investments LLC16,18816,708+5200.100.09-0.01buy
Groupe la Francaise0520+5200.000.00+0.00buy
US BANCORP \DE\1,8772,382+5050.000.00+0.00buy
Optiver Holding B.V.328827+4990.000.00+0.00buy
Neuberger Berman Group LLC11,73212,201+4690.000.00+0.00buy
Page 1 of 3