| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| PenderFund Capital Management Ltd. | 0 | 696,000 | +696,000 | 0.00 | 1.97 | +1.97 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,278,668 | 1,884,655 | +605,987 | 0.02 | 0.02 | -0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 466,950 | +466,950 | 0.00 | 0.01 | +0.01 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 73,617 | +73,617 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 109,848 | 176,761 | +66,913 | 0.04 | 0.05 | +0.01 | buy |
| Verde Servicos Internacionais S.A. | 0 | 65,000 | +65,000 | 0.00 | 0.23 | +0.23 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 60,887 | +60,887 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asset Management, L.P. | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asset Management, L.P. | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| FLOW TRADERS U.S. LLC | 25,764 | 74,078 | +48,314 | 0.02 | 0.05 | +0.04 | buy |
| FLOW TRADERS U.S. LLC | 26,324 | 69,344 | +43,020 | 0.02 | 0.06 | +0.04 | buy |
| LPL Financial LLC | 108,837 | 141,966 | +33,129 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 172,413 | 203,723 | +31,310 | 0.00 | 0.00 | -0.00 | buy |
| Verity Asset Management, Inc. | 0 | 24,621 | +24,621 | 0.00 | 0.21 | +0.21 | buy |
| PEAK6 LLC | 0 | 22,413 | +22,413 | 0.00 | 0.01 | +0.01 | buy |
| FLOW TRADERS U.S. LLC | 0 | 22,409 | +22,409 | 0.00 | 0.02 | +0.02 | buy |
| Baker Avenue Asset Management, LP | 0 | 20,200 | +20,200 | 0.00 | 0.01 | +0.01 | buy |
| DAVENPORT & Co LLC | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 10,258 | 27,711 | +17,453 | 0.00 | 0.00 | +0.00 | buy |
| FLOW TRADERS U.S. LLC | 0 | 17,070 | +17,070 | 0.00 | 0.01 | +0.01 | buy |
| Baker Avenue Asset Management, LP | 0 | 15,800 | +15,800 | 0.00 | 0.01 | +0.01 | buy |
| GROUP ONE TRADING LLC | 45,615 | 60,831 | +15,216 | 0.02 | 0.02 | +0.00 | buy |
| Rossby Financial, LCC | 24,150 | 39,000 | +14,850 | 0.09 | 0.12 | +0.03 | buy |
| Formidable Asset Management, LLC | 0 | 14,790 | +14,790 | 0.00 | 0.06 | +0.06 | buy |
| StoneX Group Inc. | 0 | 14,401 | +14,401 | 0.00 | 0.01 | +0.01 | buy |
| HRT FINANCIAL LP | 0 | 12,715 | +12,715 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 15,974 | 28,633 | +12,659 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 12,075 | +12,075 | 0.00 | 0.03 | +0.03 | buy |
| Rossby Financial, LCC | 0 | 11,250 | +11,250 | 0.00 | 0.05 | +0.05 | buy |
| SIMPLEX TRADING, LLC | 3,575 | 9,915 | +6,340 | 0.00 | 0.01 | +0.00 | buy |
| Dynamic Technology Lab Private Ltd | 12,100 | 18,079 | +5,979 | 0.04 | 0.07 | +0.03 | buy |
| Sigma Planning Corp | 22,348 | 28,012 | +5,664 | 0.01 | 0.02 | +0.00 | buy |
| NewEdge Advisors, LLC | 0 | 5,000 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| VAN DEN BERG MANAGEMENT I, INC | 0 | 4,900 | +4,900 | 0.00 | 0.02 | +0.02 | buy |
| OSAIC HOLDINGS, INC. | 0 | 4,433 | +4,433 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 0 | 4,300 | +4,300 | 0.00 | 0.00 | +0.00 | buy |
| VAN DEN BERG MANAGEMENT I, INC | 0 | 4,000 | +4,000 | 0.00 | 0.01 | +0.01 | buy |
| Collaborative Wealth Managment Inc. | 1,942 | 5,483 | +3,541 | 0.02 | 0.05 | +0.03 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 0 | 3,358 | +3,358 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 20,825 | 23,175 | +2,350 | 0.01 | 0.01 | -0.00 | buy |
| Revisor Wealth Management LLC | 21,447 | 23,756 | +2,309 | 0.14 | 0.13 | -0.01 | buy |
| NewEdge Advisors, LLC | 0 | 2,200 | +2,200 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 7,532 | 9,732 | +2,200 | 0.00 | 0.00 | +0.00 | buy |
| VAN DEN BERG MANAGEMENT I, INC | 0 | 2,000 | +2,000 | 0.00 | 0.01 | +0.01 | buy |
| Moors & Cabot, Inc. | 9,250 | 10,775 | +1,525 | 0.01 | 0.01 | -0.00 | buy |
| Collaborative Wealth Managment Inc. | 2,206 | 3,288 | +1,082 | 0.02 | 0.02 | +0.00 | buy |
| Vermillion Wealth Management, Inc. | 0 | 596 | +596 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 0 | 594 | +594 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Advisory Services, LLC | 0 | 522 | +522 | 0.00 | 0.00 | +0.00 | buy |
| Compound Planning, Inc. | 9,855 | 10,295 | +440 | 0.01 | 0.01 | -0.00 | buy |
| Investors Research Corp | 0 | 425 | +425 | 0.00 | 0.00 | +0.00 | buy |
| Strategic Investment Solutions, Inc. /IL | 500 | 900 | +400 | 0.00 | 0.00 | +0.00 | buy |
| Investors Research Corp | 0 | 350 | +350 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 0 | 300 | +300 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 237 | 446 | +209 | 0.00 | 0.00 | +0.00 | buy |
| Lloyd Advisory Services, LLC. | 0 | 160 | +160 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 2,375 | 2,500 | +125 | 0.00 | 0.00 | -0.00 | buy |
| Rossby Financial, LCC | 0 | 125 | +125 | 0.00 | 0.00 | +0.00 | buy |
| Blueprint Investment Partners LLC | 13,357 | 13,457 | +100 | 0.03 | 0.02 | -0.01 | buy |
| Blueprint Financial Advisors LLC | 13,357 | 13,457 | +100 | 0.05 | 0.03 | -0.01 | buy |
| Ameritas Advisory Services, LLC | 0 | 36 | +36 | 0.00 | 0.00 | +0.00 | buy |
| SWAN Capital LLC | 0 | 30 | +30 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 60,000 | 60,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PenderFund Capital Management Ltd. | 804,300 | 804,300 | 0 | 2.32 | 1.73 | -0.59 | hold |
| PenderFund Capital Management Ltd. | 100,000 | 100,000 | 0 | 0.38 | 0.31 | -0.07 | hold |
| Strategic Wealth Partners, Ltd. | 20 | 20 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 964 | 964 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 273 | 273 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Geneos Wealth Management Inc. | 30 | 30 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Golden State Wealth Management, LLC | 984 | 984 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Golden State Wealth Management, LLC | 772 | 772 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Strategic Investment Solutions, Inc. /IL | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cassaday & Co Wealth Management LLC | 25 | 25 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 5,130 | 5,130 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 80 | 80 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Crews Bank & Trust | 380 | 380 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITY HOLDING CO | 150 | 150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 1,152 | 1,152 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 769 | 769 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 873 | 873 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GROUP ONE TRADING LLC | 8,680 | 8,680 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SWAN Capital LLC | 100 | 75 | -25 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 55 | 0 | -55 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 76 | 0 | -76 | 0.00 | 0.00 | -0.00 | sell |
| Legacy Wealth Managment, LLC/ID | 82 | 0 | -82 | 0.00 | 0.00 | -0.00 | sell |
| Sound Income Strategies, LLC | 90 | 0 | -90 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 3,095 | 3,003 | -92 | 0.00 | 0.00 | -0.00 | sell |
| EQUITEC PROPRIETARY MARKETS, LLC | 200 | 100 | -100 | 0.01 | 0.00 | -0.01 | sell |
| NBC SECURITIES, INC. | 112 | 0 | -112 | 0.00 | 0.00 | -0.00 | sell |
| NBC SECURITIES, INC. | 275 | 100 | -175 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 241 | 0 | -241 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 261 | 0 | -261 | 0.00 | 0.00 | -0.00 | sell |
| AE Wealth Management LLC | 275 | 0 | -275 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 322 | 0 | -322 | 0.00 | 0.00 | -0.00 | sell |
| HIGHLINE WEALTH PARTNERS LLC | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 100,055 | 99,155 | -900 | 0.00 | 0.00 | -0.00 | sell |
| Game Plan Financial Advisors, LLC | 1,000 | 0 | -1,000 | 0.01 | 0.00 | -0.01 | sell |
| HIGHLINE WEALTH PARTNERS LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| HIGHLINE WEALTH PARTNERS LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |