Stock TransactionsNuveen Mortgage and Income Fund

Total Bought
113,824
5 transactions
Total Sold
120,410
3 transactions
Net
-6,586
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
SIT INVESTMENT ASSOCIATES INC1,545,0321,642,107+97,0750.640.67+0.03buy
Moors & Cabot, Inc.10,00020,000+10,0000.010.02+0.01buy
MELFA WEALTH MANAGEMENT, INC.10,74315,835+5,0920.170.20+0.03buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV34,36735,542+1,1750.050.05-0.00buy
Eagle Bay Advisors LLC18500+4820.000.01+0.01buy
Sowell Financial Services LLC15,10714,609-4980.010.01-0.00sell
Thomas J. Herzfeld Advisors, Inc.109,13594,005-15,1300.680.59-0.09sell
1607 Capital Partners, LLC234,824130,042-104,7820.280.19-0.09sell
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