Stock Transactions — NUVEEN MORTGAGE AND INCOME F

Total Bought
132,913
16 transactions
Total Sold
186,738
11 transactions
Net
-53,825
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
AMERIPRISE FINANCIAL INC249,900296,505+46,6050.000.00+0.00buy
Cetera Investment Advisers17,51140,038+22,5270.000.00+0.00buy
LPL Financial LLC019,136+19,1360.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.13,57829,583+16,0050.010.02+0.01buy
Invesco Ltd.38,17950,435+12,2560.000.00+0.00buy
Venture Visionary Partners LLC41,74046,757+5,0170.020.03+0.00buy
RAYMOND JAMES FINANCIAL INC43,67247,711+4,0390.000.00+0.00buy
FIRST TRUST ADVISORS LP31,84135,876+4,0350.000.00+0.00buy
Advisors Asset Management, Inc.155,352156,726+1,3740.050.05-0.00buy
Cambridge Investment Research Advisors, Inc.10,85711,879+1,0220.000.00+0.00buy
Farther Finance Advisors, LLC0296+2960.000.00+0.00buy
Baird Financial Group, Inc.21,85122,091+2400.000.00+0.00buy
WELLS FARGO & COMPANY/MN50,10250,244+1420.000.00+0.00buy
Rockefeller Capital Management L.P.229351+1220.000.00+0.00buy
FNY Investment Advisers, LLC050+500.000.000.00buy
MELFA WEALTH MANAGEMENT, INC.18,62418,671+470.200.19-0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV48,42848,42800.050.05-0.00hold
Sowell Financial Services LLC18,57618,57600.010.01+0.00hold
EverSource Wealth Advisors, LLC50050000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC15015000.000.00-0.00hold
STIFEL FINANCIAL CORP11,97011,962-80.000.00+0.00sell
Compound Planning, Inc.41,70541,609-960.020.02+0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2,9602,760-2000.000.00-0.00sell
Eagle Bay Advisors LLC1,3840-1,3840.020.00-0.02sell
Fiera Capital Corp67,69365,360-2,3330.000.00+0.00sell
ENVESTNET ASSET MANAGEMENT INC123,701117,760-5,9410.000.00-0.00sell
MORGAN STANLEY99,98893,597-6,3910.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.80,72072,639-8,0810.500.45-0.05sell
CHOREO, LLC10,7580-10,7580.000.00-0.00sell
OSAIC HOLDINGS, INC.78,41957,415-21,0040.000.00-0.00sell
SIT INVESTMENT ASSOCIATES INC1,090,797960,255-130,5420.390.35-0.04sell
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