Stock Transactions

Nuveen Mortgage and Income Fund

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
Hennion & Walsh Asset Management, Inc.13,57829,583+16,0050.010.02+0.01buy
Venture Visionary Partners LLC41,74046,757+5,0170.020.03+0.00buy
Fiera Capital Corp67,69365,360-2,3330.000.00+0.00sell
Thomas J. Herzfeld Advisors, Inc.80,72072,639-8,0810.500.45-0.05sell
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