Stock Transactions — NUVEEN MORTGAGE AND INCOME F

Total Bought
67,473
13 transactions
Total Sold
203,395
9 transactions
Net
-135,922
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Invesco Ltd.018,364+18,3640.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC018,299+18,2990.000.00+0.00buy
Fiera Capital Corp25,17732,977+7,8000.000.00+0.00buy
AMERIPRISE FINANCIAL INC197,936203,429+5,4930.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC104,937110,393+5,4560.000.00+0.00buy
OSAIC HOLDINGS, INC.68,41873,343+4,9250.000.00-0.00buy
FIRST TRUST ADVISORS LP26,74130,081+3,3400.000.00+0.00buy
Cetera Investment Advisers13,34916,074+2,7250.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC43,16143,630+4690.000.00-0.00buy
Compound Planning, Inc.12,55212,842+2900.010.01-0.00buy
Rockefeller Capital Management L.P.0223+2230.000.00+0.00buy
MELFA WEALTH MANAGEMENT, INC.18,46718,533+660.220.20-0.02buy
Venture Visionary Partners LLC41,68641,709+230.030.03-0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV53,17853,17800.070.06-0.01hold
Sowell Financial Services LLC18,57618,57600.010.01-0.00hold
EverSource Wealth Advisors, LLC50050000.000.00-0.00hold
FNY Investment Advisers, LLC505000.000.000.00hold
COMERICA BANK121200.000.00-0.00hold
CHOREO, LLC12,96212,944-180.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.97,39197,359-320.650.62-0.03sell
Advisors Asset Management, Inc.156,831155,953-8780.050.05-0.00sell
MORGAN STANLEY108,409105,118-3,2910.000.00-0.00sell
WELLS FARGO & COMPANY/MN58,26053,629-4,6310.000.00-0.00sell
IFP Advisors, Inc13,2590-13,2590.010.00-0.01sell
Baird Financial Group, Inc.39,90122,697-17,2040.000.00-0.00sell
ROBINSON CAPITAL MANAGEMENT, LLC31,2670-31,2670.250.00-0.25sell
SIT INVESTMENT ASSOCIATES INC1,361,5001,228,685-132,8150.540.47-0.08sell
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