| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | 0 | 272,018 | +272,018 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 3,160 | 53,341 | +50,181 | 0.01 | 0.00 | -0.01 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,511,098 | 1,545,032 | +33,934 | 0.66 | 0.64 | -0.02 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 0 | 10,743 | +10,743 | 0.00 | 0.17 | +0.17 | buy |
| Moors & Cabot, Inc. | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| UBS Group AG | 16,779 | 18,854 | +2,075 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 33,961 | 35,830 | +1,869 | 0.00 | 0.00 | -0.00 | buy |
| Gradient Investments LLC | 0 | 344 | +344 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 321 | +321 | 0.00 | 0.00 | +0.00 | buy |
| Focused Wealth Management, Inc | 570 | 584 | +14 | 0.00 | 0.00 | +0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 34,367 | 34,367 | 0 | 0.05 | 0.05 | -0.00 | hold |
| WHITTIER TRUST CO | 240 | 240 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 600 | 600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EverSource Wealth Advisors, LLC | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Eagle Bay Advisors LLC | 18 | 18 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allspring Global Investments Holdings, LLC | 152,310 | 152,310 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 23,277 | 22,968 | -309 | 0.02 | 0.02 | +0.00 | sell |
| AdvisorNet Financial, Inc | 365 | 0 | -365 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 70,675 | 70,247 | -428 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 21,548 | 20,968 | -580 | 0.00 | 0.00 | -0.00 | sell |
| FIRST TRUST ADVISORS LP | 26,424 | 25,146 | -1,278 | 0.00 | 0.00 | -0.00 | sell |
| Sowell Financial Services LLC | 18,481 | 15,107 | -3,374 | 0.02 | 0.01 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 12,990 | 7,793 | -5,197 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 93,477 | 85,805 | -7,672 | 0.00 | 0.00 | -0.00 | sell |
| Ignite Planners, LLC | 11,219 | 0 | -11,219 | 0.05 | 0.00 | -0.05 | sell |
| Hilton Capital Management, LLC | 12,328 | 0 | -12,328 | 0.03 | 0.00 | -0.03 | sell |
| Tortoise Investment Management, LLC | 19,644 | 0 | -19,644 | 0.05 | 0.00 | -0.05 | sell |
| 1607 Capital Partners, LLC | 291,224 | 234,824 | -56,400 | 0.35 | 0.28 | -0.07 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 190,719 | 109,135 | -81,584 | 1.17 | 0.68 | -0.49 | sell |
| Matisse Capital | 84,000 | 0 | -84,000 | 0.94 | 0.00 | -0.94 | sell |