Stock Transactions — NUVEEN MORTGAGE AND INCOME F

Total Bought
192,515
18 transactions
Total Sold
189,928
11 transactions
Net
+2,587
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
AMERIPRISE FINANCIAL INC203,429249,900+46,4710.000.00+0.00buy
Fiera Capital Corp32,97767,693+34,7160.000.00+0.00buy
Compound Planning, Inc.12,84241,705+28,8630.010.02+0.01buy
Invesco Ltd.18,36438,179+19,8150.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.013,578+13,5780.000.01+0.01buy
ENVESTNET ASSET MANAGEMENT INC110,393123,701+13,3080.000.00+0.00buy
STIFEL FINANCIAL CORP011,970+11,9700.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.010,857+10,8570.000.00+0.00buy
OSAIC HOLDINGS, INC.73,34378,419+5,0760.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC02,960+2,9600.000.00+0.00buy
FIRST TRUST ADVISORS LP30,08131,841+1,7600.000.00+0.00buy
Cetera Investment Advisers16,07417,511+1,4370.000.00-0.00buy
Eagle Bay Advisors LLC01,384+1,3840.000.02+0.02buy
HIGHLINE WEALTH PARTNERS LLC0150+1500.000.00+0.00buy
MELFA WEALTH MANAGEMENT, INC.18,53318,624+910.200.20-0.01buy
RAYMOND JAMES FINANCIAL INC43,63043,672+420.000.00-0.00buy
Venture Visionary Partners LLC41,70941,740+310.030.02-0.00buy
Rockefeller Capital Management L.P.223229+60.000.00-0.00buy
Sowell Financial Services LLC18,57618,57600.010.01-0.00hold
EverSource Wealth Advisors, LLC50050000.000.00-0.00hold
COMERICA BANK120-120.000.00-0.00sell
FNY Investment Advisers, LLC500-500.000.000.00sell
Advisors Asset Management, Inc.155,953155,352-6010.050.05-0.00sell
Baird Financial Group, Inc.22,69721,851-8460.000.00-0.00sell
CHOREO, LLC12,94410,758-2,1860.000.00-0.00sell
WELLS FARGO & COMPANY/MN53,62950,102-3,5270.000.00-0.00sell
NATIONS FINANCIAL GROUP INC, /IA/ /ADV53,17848,428-4,7500.060.05-0.02sell
MORGAN STANLEY105,11899,988-5,1300.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.97,35980,720-16,6390.620.50-0.13sell
COMMONWEALTH EQUITY SERVICES, LLC18,2990-18,2990.000.00-0.00sell
SIT INVESTMENT ASSOCIATES INC1,228,6851,090,797-137,8880.470.39-0.08sell
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