Stock Transactions — WSTRN AST GLBL CORP OPP FD I

Total Bought
306,429
19 transactions
Total Sold
164,806
12 transactions
Net
+141,623
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
JANE STREET GROUP, LLC093,459+93,4590.000.00+0.00buy
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.736,261801,418+65,1570.550.57+0.02buy
PFG Investments, LLC037,188+37,1880.000.03+0.03buy
FCA CORP /TX262,595297,947+35,3521.151.20+0.05buy
GUGGENHEIM CAPITAL LLC276,794308,291+31,4970.030.03+0.00buy
Cetera Investment Advisers013,084+13,0840.000.00+0.00buy
WELLS FARGO & COMPANY/MN237,081249,528+12,4470.000.00-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.8,00011,800+3,8000.000.00+0.00buy
NewEdge Advisors, LLC21,87024,670+2,8000.000.00+0.00buy
Gilliland Jeter Wealth Management LLC02,654+2,6540.000.01+0.01buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.17,79320,142+2,3490.020.02+0.00buy
OSAIC HOLDINGS, INC.9,80511,986+2,1810.000.00+0.00buy
Dynamic Advisor Solutions LLC43,98245,613+1,6310.020.02-0.00buy
FNY Investment Advisers, LLC01,200+1,2000.000.01+0.01buy
Fiera Capital Corp57,61358,132+5190.000.00-0.00buy
Consolidated Portfolio Review Corp36,68037,188+5080.110.12+0.01buy
SIT INVESTMENT ASSOCIATES INC1,147,8081,148,191+3830.360.33-0.03buy
ENVESTNET ASSET MANAGEMENT INC12,86113,031+1700.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,0943,144+500.000.00-0.00buy
BESSEMER GROUP INC2,2862,28600.000.00-0.00hold
HOLLENCREST CAPITAL MANAGEMENT1,0601,06000.000.00-0.00hold
COHEN & STEERS, INC.169,581169,58100.000.00+0.00hold
CWM, LLC404000.000.00-0.00hold
Cerity Partners LLC90,29490,29400.000.00-0.00hold
Steward Partners Investment Advisory, LLC1,8521,85200.000.00-0.00hold
Investors Research Corp55455400.000.00-0.00hold
Geneos Wealth Management Inc.51551500.000.00-0.00hold
ATTICUS WEALTH MANAGEMENT, LLC84084000.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC16,70516,70500.030.02-0.01hold
Spire Wealth Management1,4641,46400.000.00-0.00hold
Allspring Global Investments Holdings, LLC530,044530,04400.010.01-0.00hold
Farther Finance Advisors, LLC50050000.000.00-0.00hold
COMERICA BANK2,7962,79600.000.00-0.00hold
ROYAL BANK OF CANADA14,50014,000-5000.000.00-0.00sell
INVESTMENT HOUSE LLC11,25010,750-5000.010.01-0.00sell
Sowell Financial Services LLC65,95064,350-1,6000.050.04-0.01sell
Kestra Advisory Services, LLC24,65721,859-2,7980.000.00-0.00sell
NBC SECURITIES, INC.17,09614,004-3,0920.020.02-0.01sell
UBS Group AG66,93263,473-3,4590.000.00-0.00sell
SHUFRO ROSE & CO LLC54,00046,000-8,0000.060.05-0.01sell
BANK OF AMERICA CORP /DE/304,057294,162-9,8950.000.00-0.00sell
AMERIPRISE FINANCIAL INC162,670151,795-10,8750.000.00-0.00sell
McGowan Group Asset Management, Inc.26,7320-26,7320.050.00-0.05sell
COMMONWEALTH EQUITY SERVICES, LLC84,82141,962-42,8590.000.00-0.00sell
MORGAN STANLEY551,304496,808-54,4960.000.00-0.00sell
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