Stock Transactions — WSTRN AST GLBL CORP OPP FD I

Total Bought
206,368
11 transactions
Total Sold
140,539
11 transactions
Net
+65,829
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
1607 Capital Partners, LLC69,006156,400+87,3940.060.12+0.07buy
Shaker Financial Services, LLC94,936120,043+25,1070.360.45+0.09buy
GUGGENHEIM CAPITAL LLC78,231102,853+24,6220.010.01+0.00buy
MORGAN STANLEY162,182184,937+22,7550.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC019,353+19,3530.000.00+0.00buy
AMERIPRISE FINANCIAL INC151,089167,120+16,0310.000.00+0.00buy
Dynamic Advisor Solutions LLC54,32858,976+4,6480.020.02-0.00buy
Advisory Services Network, LLC03,177+3,1770.000.00+0.00buy
FIFTH THIRD BANCORP02,796+2,7960.000.00+0.00buy
WELLS FARGO & COMPANY/MN20,00820,409+4010.000.00-0.00buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.084+840.000.00+0.00buy
Huntleigh Advisors, Inc.13,39113,39100.030.02-0.00hold
Steward Partners Investment Advisory, LLC92692600.000.00-0.00hold
Geneos Wealth Management Inc.51551500.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC14,98414,98400.010.01-0.00hold
Farther Finance Advisors, LLC1,7141,71400.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC50050000.000.00-0.00hold
RAYMOND JAMES FINANCIAL INC62,27762,146-1310.000.00-0.00sell
NewEdge Advisors, LLC20,27019,670-6000.000.00-0.00sell
Sowell Financial Services LLC60,43559,635-8000.030.02-0.00sell
Cetera Investment Advisers19,83618,737-1,0990.000.00-0.00sell
ROYAL BANK OF CANADA34,28731,944-2,3430.000.00-0.00sell
Smith Asset Management Co., LLC115,663112,660-3,0031.131.04-0.09sell
Fiera Capital Corp104,687101,000-3,6870.000.00-0.00sell
Kestra Advisory Services, LLC7,1400-7,1400.000.00-0.00sell
OSAIC HOLDINGS, INC.176,944168,374-8,5700.000.00-0.00sell
UBS Group AG66,70843,836-22,8720.000.00-0.00sell
Cerity Partners LLC90,2940-90,2940.000.00-0.00sell
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