Stock Transactions — NATIONAL BK HLDGS CORP

Total Bought
1,620,873
58 transactions
Total Sold
1,696,237
70 transactions
Net
-75,364
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
DEPRINCE RACE & ZOLLO INC526,322998,079+471,7570.440.77+0.33buy
Russell Investments Group, Ltd.255,243478,748+223,5050.020.03+0.01buy
Boston Partners23,719200,094+176,3750.000.01+0.01buy
MALTESE CAPITAL MANAGEMENT LLC247,134375,800+128,6662.592.61+0.02buy
DIMENSIONAL FUND ADVISORS LP1,678,5371,782,499+103,9620.020.02-0.00buy
AMERICAN CENTURY COMPANIES INC69,732148,299+78,5670.000.00+0.00buy
STATE STREET CORP1,655,6921,722,294+66,6020.000.00-0.00buy
GOLDMAN SACHS GROUP INC357,361399,137+41,7760.000.00+0.00buy
THRIVENT FINANCIAL FOR LUTHERANS63,60295,890+32,2880.010.01+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC311,602343,142+31,5400.000.00-0.00buy
GEODE CAPITAL MANAGEMENT, LLC796,891822,984+26,0930.000.00-0.00buy
Invesco Ltd.84,897108,793+23,8960.000.00+0.00buy
WESTWOOD HOLDINGS GROUP INC916,103935,119+19,0160.290.26-0.02buy
TEACHER RETIREMENT SYSTEM OF TEXAS10,93829,849+18,9110.000.01+0.00buy
FIRST TRUST ADVISORS LP67,44884,907+17,4590.000.00+0.00buy
UBS Group AG11,93629,071+17,1350.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP014,629+14,6290.000.00+0.00buy
RHUMBLINE ADVISERS114,393125,812+11,4190.000.00-0.00buy
FRANKLIN RESOURCES INC011,175+11,1750.000.00+0.00buy
NEW YORK LIFE INVESTMENT MANAGEMENT LLC010,153+10,1530.000.00+0.00buy
JANUS HENDERSON GROUP PLC22,26531,767+9,5020.000.00+0.00buy
BANK OF AMERICA CORP /DE/69,12877,959+8,8310.000.00-0.00buy
CITIGROUP INC45,52254,319+8,7970.000.00-0.00buy
AQR CAPITAL MANAGEMENT LLC06,963+6,9630.000.00+0.00buy
Assenagon Asset Management S.A.160,668167,618+6,9500.020.02-0.00buy
JOHNSON INVESTMENT COUNSEL INC06,239+6,2390.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.06,178+6,1780.000.00+0.00buy
Jump Financial, LLC06,164+6,1640.000.01+0.01buy
BNP PARIBAS FINANCIAL MARKETS12,60818,398+5,7900.000.00-0.00buy
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM10,51916,169+5,6500.000.00+0.00buy
Range Financial Group LLC28,73334,133+5,4000.640.64-0.00buy
PRUDENTIAL FINANCIAL INC54,82457,819+2,9950.000.00-0.00buy
TD Waterhouse Canada Inc.15,49417,658+2,1640.010.00-0.00buy
Point72 Asset Management, L.P.2,6004,500+1,9000.000.00+0.00buy
Amundi4,8066,702+1,8960.000.00+0.00buy
Rafferty Asset Management, LLC37,46939,365+1,8960.010.01-0.00buy
WELLS FARGO & COMPANY/MN11,74013,050+1,3100.000.00+0.00buy
CANADA LIFE ASSURANCE Co29,03030,130+1,1000.000.00-0.00buy
Point72 Asia (Singapore) Pte. Ltd.8041,835+1,0310.010.02+0.01buy
VOLORIDGE INVESTMENT MANAGEMENT, LLC8,3969,353+9570.000.00+0.00buy
EntryPoint Capital, LLC0665+6650.000.02+0.02buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE17,74018,379+6390.000.00+0.00buy
ProShare Advisors LLC6,9377,450+5130.000.00-0.00buy
TEXAS PERMANENT SCHOOL FUND CORP32,62033,069+4490.010.01-0.00buy
SCOTIA CAPITAL INC.6,7687,105+3370.000.00-0.00buy
NEW YORK STATE COMMON RETIREMENT FUND15,20015,508+3080.000.00-0.00buy
NATIXIS ADVISORS, LLC14,69314,966+2730.000.00-0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC34,21634,480+2640.000.00-0.00buy
FMR LLC1,1121,369+2570.000.00+0.00buy
SG Americas Securities, LLC3,6603,841+1810.000.00-0.00buy
GAMMA Investing LLC43160+1170.000.00+0.00buy
Quarry LP258369+1110.000.01+0.00buy
CWM, LLC045+450.000.00+0.00buy
Front Row Advisors LLC029+290.000.00+0.00buy
UMB Bank, n.a.025+250.000.00+0.00buy
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS8,1498,160+110.000.00-0.00buy
Avior Wealth Management, LLC07+70.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC05+50.000.00+0.00buy
BESSEMER GROUP INC1,5321,53200.000.00-0.00hold
Ameritas Investment Partners, Inc.3,6623,66200.000.00-0.00hold
PRAXIS INVESTMENT MANAGEMENT INC6,5706,57000.020.02-0.00hold
MOODY NATIONAL BANK TRUST DIVISION24,45824,45800.070.07-0.00hold
ALLIANCEBERNSTEIN L.P.39,94039,94000.000.00-0.00hold
ENDEAVOUR CAPITAL ADVISORS INC67,08367,08300.840.84+0.00hold
FARMERS & MERCHANTS INVESTMENTS INC303000.000.00-0.00hold
Clearbridge Investments, LLC46,19146,19100.000.00-0.00hold
Zurcher Kantonalbank (Zurich Cantonalbank)7,9247,92400.000.00-0.00hold
GHP Investment Advisors, Inc.17217200.000.00-0.00hold
KBC Group NV1,3091,30900.000.00-0.00hold
Mitsubishi UFJ Asset Management Co., Ltd.11311300.000.00-0.00hold
MetLife Investment Management, LLC19,49419,49400.010.00-0.00hold
Swiss National Bank74,40074,40000.000.00-0.00hold
Fragasso Financial Advisors Inc10,13310,13300.030.03-0.00hold
True North Advisors, LLC13,96613,96600.130.14+0.01hold
QUADRANT CAPITAL GROUP LLC424200.000.00-0.00hold
Versant Capital Management, Inc35135100.000.00-0.00hold
Maryland State Retirement & Pension System13,72413,72400.010.01-0.00hold
Smartleaf Asset Management LLC121200.000.00+0.00hold
NEW YORK STATE TEACHERS RETIREMENT SYSTEM10,00610,00600.000.00-0.00hold
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO2,3432,34300.000.00-0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY9,9829,98200.000.00-0.00hold
FIRST MANHATTAN CO. LLC.4,5254,52500.000.00-0.00hold
NISA INVESTMENT ADVISORS, LLC2,6452,64500.000.00-0.00hold
Covestor Ltd63-30.000.000.00sell
Illinois Municipal Retirement Fund21,00220,993-90.010.01-0.00sell
Eagle Bay Advisors LLC353335-180.010.01-0.00sell
HANTZ FINANCIAL SERVICES, INC.203156-470.000.00-0.00sell
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC6,6096,510-990.000.00-0.00sell
Arizona State Retirement System10,54510,378-1670.000.00-0.00sell
DEUTSCHE BANK AG\15,83515,668-1670.000.00-0.00sell
AMERICAN INTERNATIONAL GROUP, INC.20,09419,917-1770.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.5,1714,991-1800.000.00-0.00sell
METROPOLITAN LIFE INSURANCE CO/NY2,1251,943-1820.000.00-0.00sell
Louisiana State Employees Retirement System18,90018,700-2000.010.01-0.00sell
State of Alaska, Department of Revenue23,25023,018-2320.010.01-0.00sell
ALPS ADVISORS INC10,4839,986-4970.000.00-0.00sell
State of Tennessee, Department of Treasury33,20132,692-5090.000.00-0.00sell
OSAIC HOLDINGS, INC.29,58829,077-5110.000.00+0.00sell
PRINCIPAL FINANCIAL GROUP INC196,683196,039-6440.000.00-0.00sell
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