Stock Transactions — NATIONAL BK HLDGS CORP

Total Bought
8,701,010
120 transactions
Total Sold
4,974,588
98 transactions
Net
+3,726,422
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC02,474,861+2,474,8610.000.32+0.32buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC466,7121,544,528+1,077,8160.000.01+0.01buy
WELLINGTON MANAGEMENT GROUP LLP1,285,5432,243,988+958,4450.010.02+0.01buy
UBS Group AG64,671572,276+507,6050.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS23,779469,694+445,9150.000.01+0.01buy
ENDEAVOUR CAPITAL ADVISORS INC175,198575,676+400,4781.855.11+3.26buy
North Reef Capital Management LP0320,352+320,3520.000.43+0.43buy
TWO SIGMA INVESTMENTS, LP266,620572,733+306,1130.020.02+0.00buy
STATE STREET CORP1,888,8852,177,377+288,4920.000.00+0.00buy
KENNEDY CAPITAL MANAGEMENT LLC505,333683,881+178,5480.410.57+0.16buy
ALLIANCEBERNSTEIN L.P.48,940199,750+150,8100.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC901,7451,015,064+113,3190.000.00+0.00buy
BlackRock, Inc.5,416,6925,512,754+96,0620.000.00+0.00buy
AMERIPRISE FINANCIAL INC143,687234,639+90,9520.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC181,699256,741+75,0420.140.20+0.06buy
AQR CAPITAL MANAGEMENT LLC430,078502,138+72,0600.010.01+0.00buy
Texas Capital Bank Wealth Management Services Inc070,475+70,4750.000.16+0.16buy
XTX Topco Ltd23,95181,962+58,0110.020.06+0.03buy
FMR LLC2,25256,465+54,2130.000.00+0.00buy
Invesco Ltd.100,758154,066+53,3080.000.00+0.00buy
Empowered Funds, LLC151,699198,568+46,8690.050.05+0.00buy
Russell Investments Group, Ltd.405,164451,750+46,5860.020.02+0.00buy
BESSEMER GROUP INC101,322144,522+43,2000.010.01+0.00buy
BANK OF AMERICA CORP /DE/92,882135,454+42,5720.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP2,060,2752,100,944+40,6690.020.02+0.00buy
MARSHALL WACE, LLP039,407+39,4070.000.00+0.00buy
NORTHERN TRUST CORP391,751427,393+35,6420.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.031,531+31,5310.000.00+0.00buy
PUBLIC SECTOR PENSION INVESTMENT BOARD130,845161,156+30,3110.020.02+0.00buy
HOWARD FINANCIAL SERVICES, LTD.028,191+28,1910.000.12+0.12buy
HighTower Advisors, LLC024,911+24,9110.000.00+0.00buy
THOMPSON SIEGEL & WALMSLEY LLC130,830155,645+24,8150.080.11+0.02buy
CITIGROUP INC66,47889,616+23,1380.000.00+0.00buy
ISLAY CAPITAL MANAGEMENT, LLC022,647+22,6470.000.45+0.45buy
North Star Investment Management Corp.022,000+22,0000.000.05+0.05buy
FRANKLIN RESOURCES INC49,47071,096+21,6260.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP13,91034,682+20,7720.000.00+0.00buy
SEI INVESTMENTS CO318,220337,005+18,7850.010.01+0.00buy
Quantbot Technologies LP3,31419,083+15,7690.000.03+0.03buy
MENDON CAPITAL ADVISORS CORP015,052+15,0520.000.23+0.23buy
Quantinno Capital Management LP14,23729,189+14,9520.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM35,01049,276+14,2660.000.00+0.00buy
RHUMBLINE ADVISERS112,210126,380+14,1700.000.00+0.00buy
Squarepoint Ops LLC012,681+12,6810.000.00+0.00buy
Jefferies Financial Group Inc.25,00037,097+12,0970.010.02+0.01buy
Freestone Grove Partners LP011,993+11,9930.000.00+0.00buy
IEQ CAPITAL, LLC63,28874,775+11,4870.010.01+0.01buy
Bank of New York Mellon Corp332,734343,744+11,0100.000.00+0.00buy
Nuveen, LLC628,527639,220+10,6930.010.01+0.00buy
Boston Partners112,419122,797+10,3780.000.01+0.00buy
FIFTH THIRD BANCORP879,825+9,7380.000.00+0.00buy
FOX RUN MANAGEMENT, L.L.C.09,635+9,6350.000.06+0.06buy
PRUDENTIAL FINANCIAL INC35,77445,014+9,2400.000.00+0.00buy
Penn Capital Management Company, LLC08,725+8,7250.000.03+0.03buy
SG Americas Securities, LLC54,76563,357+8,5920.000.00-0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)11,56719,637+8,0700.000.00+0.00buy
EP Wealth Advisors, LLC07,363+7,3630.000.00+0.00buy
T. Rowe Price Investment Management, Inc.1,168,1001,175,377+7,2770.030.03+0.00buy
Centiva Capital, LP06,799+6,7990.000.01+0.01buy
Amundi06,639+6,6390.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS06,170+6,1700.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/56,86662,948+6,0820.000.00+0.00buy
Mariner, LLC18,56924,351+5,7820.000.00+0.00buy
GTS SECURITIES LLC05,739+5,7390.000.01+0.01buy
INCEPTIONR LLC05,699+5,6990.000.05+0.05buy
Pictet Asset Management Holding SA05,639+5,6390.000.00+0.00buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP05,600+5,6000.000.00+0.00buy
Handelsbanken Fonder AB7,30012,800+5,5000.000.00+0.00buy
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC05,156+5,1560.000.00+0.00buy
SCOTIA CAPITAL INC.05,111+5,1110.000.00+0.00buy
JACOBS LEVY EQUITY MANAGEMENT, INC42,95147,939+4,9880.010.01+0.00buy
CWM, LLC22,42427,259+4,8350.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV8,58112,737+4,1560.000.00+0.00buy
DEUTSCHE BANK AG\28,67532,371+3,6960.000.00+0.00buy
CANADA LIFE ASSURANCE Co36,34439,835+3,4910.000.00+0.00buy
Cerity Partners LLC13,15516,224+3,0690.000.00+0.00buy
State of Alaska, Department of Revenue20,77623,746+2,9700.010.01+0.00buy
Legal & General Group Plc93,59696,411+2,8150.000.00+0.00buy
Louisiana State Employees Retirement System17,30020,000+2,7000.010.01+0.00buy
Horizon Investments, LLC15,66117,714+2,0530.010.01+0.00buy
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS9,36311,141+1,7780.000.00+0.00buy
FIRST TRUST ADVISORS LP130,260132,026+1,7660.000.00+0.00buy
YOUSIF CAPITAL MANAGEMENT, LLC10,23411,938+1,7040.000.01+0.00buy
AMALGAMATED BANK11,04912,744+1,6950.000.00+0.00buy
OREGON PUBLIC EMPLOYEES RETIREMENT FUND8,66510,265+1,6000.000.01+0.00buy
Maryland State Retirement & Pension System5,4706,527+1,0570.000.01+0.00buy
BANK OF MONTREAL /CAN/5,4576,336+8790.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE16,57917,405+8260.000.00+0.00buy
Mitsubishi UFJ Asset Management Co., Ltd.113713+6000.000.00+0.00buy
Cedar Mountain Advisors, LLC34593+5590.000.00+0.00buy
Advisory Services Network, LLC0410+4100.000.00+0.00buy
Salomon & Ludwin, LLC508846+3380.000.00+0.00buy
HANTZ FINANCIAL SERVICES, INC.138444+3060.000.00+0.00buy
Illinois Municipal Retirement Fund19,51619,816+3000.010.01+0.00buy
Tower Research Capital LLC (TRC)3,2713,555+2840.000.00+0.00buy
Allworth Financial LP596856+2600.000.00+0.00buy
Root Financial Partners, LLC0255+2550.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.17,58417,802+2180.000.00-0.00buy
Focus Partners Advisor Solutions, LLC108,849109,060+2110.050.04-0.01buy
iSAM Funds (UK) Ltd8,9719,167+1960.120.18+0.05buy
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