Stock Transactions — NATIONAL BK HLDGS CORP

Total Bought
3,591,772
63 transactions
Total Sold
1,675,748
78 transactions
Net
+1,916,024
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
VICTORY CAPITAL MANAGEMENT INC14,5911,824,912+1,810,3210.000.07+0.07buy
PRINCIPAL FINANCIAL GROUP INC196,039577,793+381,7540.000.01+0.01buy
AMERICAN CENTURY COMPANIES INC148,299377,929+229,6300.000.01+0.01buy
GOLDMAN SACHS GROUP INC399,137602,364+203,2270.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP1,782,4991,950,210+167,7110.020.02+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC0146,730+146,7300.000.13+0.13buy
Empowered Funds, LLC0116,730+116,7300.000.08+0.08buy
Boston Partners200,094283,779+83,6850.010.01+0.01buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC34,48086,569+52,0890.000.00+0.00buy
FIRST TRUST ADVISORS LP84,907125,042+40,1350.000.00+0.00buy
WELLINGTON MANAGEMENT GROUP LLP3,752,6353,786,030+33,3950.020.03+0.00buy
JANE STREET GROUP, LLC9,44642,139+32,6930.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC822,984851,760+28,7760.000.00+0.00buy
KENNEDY CAPITAL MANAGEMENT LLC584,139607,717+23,5780.430.51+0.07buy
ExodusPoint Capital Management, LP023,452+23,4520.000.01+0.01buy
BANK OF AMERICA CORP /DE/77,95998,701+20,7420.000.00+0.00buy
NATIXIS ADVISORS, LLC14,96629,816+14,8500.000.00+0.00buy
Man Group plc012,925+12,9250.000.00+0.00buy
Tower Research Capital LLC (TRC)87913,135+12,2560.000.01+0.01buy
Leeward Investments, LLC - MA216,010228,144+12,1340.350.41+0.06buy
JACOBS LEVY EQUITY MANAGEMENT, INC010,791+10,7910.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC343,142353,278+10,1360.000.00-0.00buy
KEYBANK NATIONAL ASSOCIATION/OH09,850+9,8500.000.00+0.00buy
Rafferty Asset Management, LLC39,36548,631+9,2660.010.01+0.00buy
CITADEL ADVISORS LLC09,241+9,2410.000.00+0.00buy
Virtu Financial LLC08,766+8,7660.000.02+0.02buy
INTECH INVESTMENT MANAGEMENT LLC08,164+8,1640.000.00+0.00buy
CANADA LIFE ASSURANCE Co30,13037,318+7,1880.000.00+0.00buy
CITIGROUP INC54,31960,974+6,6550.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP10,60016,383+5,7830.000.00+0.00buy
PUBLIC SECTOR PENSION INVESTMENT BOARD77,45083,181+5,7310.020.02+0.00buy
Pictet Asset Management Holding SA05,599+5,5990.000.00+0.00buy
Teza Capital Management LLC05,379+5,3790.000.03+0.03buy
CHOREO, LLC05,310+5,3100.000.00+0.00buy
EntryPoint Capital, LLC6655,854+5,1890.020.11+0.08buy
WELLS FARGO & COMPANY/MN13,05016,675+3,6250.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC6,96310,378+3,4150.000.00+0.00buy
TEXAS PERMANENT SCHOOL FUND CORP33,06936,444+3,3750.010.01+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/79,87383,085+3,2120.000.00+0.00buy
NEW YORK STATE TEACHERS RETIREMENT SYSTEM10,00613,202+3,1960.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.39,94042,740+2,8000.000.00+0.00buy
ROYAL BANK OF CANADA10,93413,598+2,6640.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)7,9249,879+1,9550.000.00+0.00buy
MetLife Investment Management, LLC19,49421,044+1,5500.000.00+0.00buy
TEACHER RETIREMENT SYSTEM OF TEXAS29,84931,286+1,4370.010.01+0.00buy
MEEDER ASSET MANAGEMENT INC01,327+1,3270.000.00+0.00buy
INNEALTA CAPITAL, LLC01,053+1,0530.000.01+0.01buy
RHUMBLINE ADVISERS125,812126,304+4920.000.00+0.00buy
Arax Advisory Partners0427+4270.000.00+0.00buy
Louisiana State Employees Retirement System18,70019,000+3000.010.01+0.00buy
FMR LLC1,3691,659+2900.000.00+0.00buy
Arizona State Retirement System10,37810,578+2000.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE18,37918,573+1940.000.00+0.00buy
GAMMA Investing LLC160345+1850.000.00+0.00buy
CWM, LLC45131+860.000.00+0.00buy
Smartleaf Asset Management LLC1263+510.000.00+0.00buy
Covestor Ltd335+320.000.00+0.00buy
UMB Bank, n.a.2545+200.000.00+0.00buy
FIFTH THIRD BANCORP07+70.000.00+0.00buy
Larson Financial Group LLC06+60.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC510+50.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC4246+40.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND15,50815,511+30.000.00+0.00buy
PARADIGM CAPITAL MANAGEMENT INC/NY14,00014,00000.020.02+0.00hold
BESSEMER GROUP INC1,5321,53200.000.00+0.00hold
Ameritas Investment Partners, Inc.3,6623,66200.000.00+0.00hold
PRAXIS INVESTMENT MANAGEMENT INC6,5706,57000.020.01-0.00hold
HANTZ FINANCIAL SERVICES, INC.15615600.000.00-0.00hold
MOODY NATIONAL BANK TRUST DIVISION24,45824,45800.070.07+0.00hold
FARMERS & MERCHANTS INVESTMENTS INC303000.000.00+0.00hold
GHP Investment Advisors, Inc.17217200.000.00+0.00hold
KBC Group NV1,3091,30900.000.00+0.00hold
Mitsubishi UFJ Asset Management Co., Ltd.11311300.000.00-0.00hold
Swiss National Bank74,40074,40000.000.00+0.00hold
Fragasso Financial Advisors Inc10,13310,13300.030.03+0.00hold
True North Advisors, LLC13,96613,96600.140.15+0.01hold
Front Row Advisors LLC292900.000.00+0.00hold
Versant Capital Management, Inc35135100.000.00-0.00hold
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO2,3432,34300.000.00+0.00hold
HUNTINGTON NATIONAL BANK1100.000.00+0.00hold
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY9,9829,98200.000.00+0.00hold
JOHNSON INVESTMENT COUNSEL INC6,2396,23900.000.00+0.00hold
NISA INVESTMENT ADVISORS, LLC2,6452,64500.000.00+0.00hold
Avior Wealth Management, LLC70-70.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC12,58812,580-80.000.00+0.00sell
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS8,1608,151-90.000.00+0.00sell
AlphaQuest LLC160-160.000.00-0.00sell
Clearbridge Investments, LLC46,19146,162-290.000.00+0.00sell
FEDERATED HERMES, INC.6327-360.000.00-0.00sell
ALPS ADVISORS INC9,9869,938-480.000.00+0.00sell
AMALGAMATED BANK11,55311,484-690.000.00+0.00sell
Eagle Bay Advisors LLC335205-1300.010.00-0.00sell
FRANKLIN RESOURCES INC11,17510,971-2040.000.00+0.00sell
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC6,5106,218-2920.000.00+0.00sell
Quarry LP3690-3690.010.00-0.01sell
Maryland State Retirement & Pension System13,72413,188-5360.010.01+0.00sell
Amundi6,7026,140-5620.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.4,9914,428-5630.000.00-0.00sell
Catalyst Funds Management Pty Ltd800200-6000.010.00-0.01sell
Illinois Municipal Retirement Fund20,99320,371-6220.010.01+0.00sell
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