Stock Transactions — NATIONAL BK HLDGS CORP

Total Bought
3,914,009
122 transactions
Total Sold
3,941,847
70 transactions
Net
-27,838
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Assenagon Asset Management S.A.0669,492+669,4920.000.04+0.04buy
DEPRINCE RACE & ZOLLO INC0368,530+368,5300.000.29+0.29buy
Nuveen, LLC551,723748,908+197,1850.010.01+0.00buy
TWO SIGMA INVESTMENTS, LP123,850304,987+181,1370.010.02+0.01buy
JACOBS ASSET MANAGEMENT, LLC0170,000+170,0000.003.60+3.60buy
AQR CAPITAL MANAGEMENT LLC27,496179,990+152,4940.000.00+0.00buy
CITADEL ADVISORS LLC96,827236,354+139,5270.000.01+0.00buy
GOLDMAN SACHS GROUP INC240,115373,970+133,8550.000.00+0.00buy
STATE STREET CORP1,718,0091,840,894+122,8850.000.00+0.00buy
Qube Research & Technologies Ltd232,243348,008+115,7650.010.02+0.01buy
D. E. Shaw & Co., Inc.49,567159,289+109,7220.000.00+0.00buy
TUDOR INVESTMENT CORP ET AL112,101210,330+98,2290.030.05+0.02buy
JPMORGAN CHASE & CO143,040231,916+88,8760.000.00+0.00buy
Cubist Systematic Strategies, LLC69,392156,493+87,1010.030.09+0.06buy
Trexquant Investment LP080,237+80,2370.000.03+0.03buy
TWO SIGMA ADVISERS, LP48,500120,800+72,3000.000.01+0.01buy
Engineers Gate Manager LP063,398+63,3980.000.03+0.03buy
SEGALL BRYANT & HAMILL, LLC902,490964,261+61,7710.480.50+0.02buy
VOLORIDGE INVESTMENT MANAGEMENT, LLC7,33265,231+57,8990.000.01+0.01buy
HRT FINANCIAL LP10,65865,477+54,8190.000.01+0.01buy
Schonfeld Strategic Advisors LLC048,571+48,5710.000.01+0.01buy
DARK FOREST CAPITAL MANAGEMENT LP46,52492,495+45,9710.070.10+0.03buy
KENNEDY CAPITAL MANAGEMENT LLC318,905363,607+44,7020.290.31+0.02buy
NEW YORK STATE COMMON RETIREMENT FUND12,91156,373+43,4620.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd40,71980,567+39,8480.040.07+0.04buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC406,964438,271+31,3070.000.00+0.00buy
JACOBS LEVY EQUITY MANAGEMENT, INC14,01144,126+30,1150.000.01+0.00buy
IEQ CAPITAL, LLC029,267+29,2670.000.00+0.00buy
State of Tennessee, Department of Treasury9,30837,607+28,2990.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.027,763+27,7630.000.00+0.00buy
UBS Group AG46,40770,445+24,0380.000.00+0.00buy
AlphaQuest LLC20,46243,045+22,5830.080.11+0.03buy
Quantbot Technologies LP12,08633,942+21,8560.010.04+0.02buy
Brevan Howard Capital Management LP021,373+21,3730.000.01+0.01buy
SG Americas Securities, LLC8,02629,211+21,1850.000.00+0.00buy
Aquatic Capital Management LLC12,41633,365+20,9490.010.02+0.01buy
PUBLIC SECTOR PENSION INVESTMENT BOARD129,850148,367+18,5170.020.02+0.00buy
RENAISSANCE TECHNOLOGIES LLC864,300882,300+18,0000.040.05+0.00buy
Russell Investments Group, Ltd.149,202166,522+17,3200.010.01+0.00buy
Point72 Asset Management, L.P.016,072+16,0720.000.00+0.00buy
THRIVENT FINANCIAL FOR LUTHERANS28,01143,956+15,9450.000.00+0.00buy
Rafferty Asset Management, LLC37,10352,608+15,5050.000.01+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO51,16063,497+12,3370.010.01+0.00buy
Jackson Hole Capital Partners, LLC36,23648,337+12,1010.250.32+0.07buy
EntryPoint Capital, LLC011,983+11,9830.000.18+0.18buy
Entropy Technologies, LP7,69319,466+11,7730.020.06+0.03buy
PharVision Advisers, LLC010,949+10,9490.000.24+0.24buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC164,364175,253+10,8890.150.14-0.00buy
Empowered Funds, LLC134,364145,253+10,8890.060.06-0.00buy
MORGAN STANLEY304,549315,249+10,7000.000.00-0.00buy
CWM, LLC86611,498+10,6320.000.00+0.00buy
Walleye Capital LLC12,74323,308+10,5650.000.01+0.00buy
Campbell & CO Investment Adviser LLC09,405+9,4050.000.03+0.03buy
DRW Securities, LLC09,138+9,1380.000.02+0.02buy
MALTESE CAPITAL MANAGEMENT LLC405,000414,000+9,0002.142.42+0.29buy
CITIGROUP INC58,66567,386+8,7210.000.00+0.00buy
MQS Management LLC08,699+8,6990.000.20+0.20buy
OCCUDO QUANTITATIVE STRATEGIES LP08,491+8,4910.000.04+0.04buy
Jump Financial, LLC9,37516,806+7,4310.000.01+0.01buy
STRS OHIO07,300+7,3000.000.00+0.00buy
Dynamic Technology Lab Private Ltd07,080+7,0800.000.05+0.05buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC7,22313,550+6,3270.000.00+0.00buy
AIGEN INVESTMENT MANAGEMENT, LP8,23014,364+6,1340.040.09+0.04buy
Creative Planning05,750+5,7500.000.00+0.00buy
Quadrature Capital Ltd05,573+5,5730.000.00+0.00buy
Savant Capital, LLC05,457+5,4570.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS11,14716,540+5,3930.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC30,11435,248+5,1340.010.01+0.00buy
WELLS FARGO & COMPANY/MN24,90929,662+4,7530.000.00+0.00buy
MOODY NATIONAL BANK TRUST DIVISION31,14835,642+4,4940.110.12+0.01buy
Arax Advisory Partners04,463+4,4630.000.00+0.00buy
Vest Financial, LLC23,72327,849+4,1260.010.01+0.00buy
DEUTSCHE BANK AG\22,77726,695+3,9180.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/48,09251,596+3,5040.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC903,808906,796+2,9880.000.00-0.00buy
DIMENSIONAL FUND ADVISORS LP2,071,2162,074,164+2,9480.020.02-0.00buy
Universal- Beteiligungs- und Servicegesellschaft mbH9,32211,792+2,4700.000.00+0.00buy
Sciencast Management LP7,2779,713+2,4360.060.07+0.01buy
AMERICAN CENTURY COMPANIES INC427,749430,162+2,4130.010.01-0.00buy
ACADIAN ASSET MANAGEMENT LLC02,255+2,2550.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey8,57310,490+1,9170.000.00+0.00buy
FRANKLIN RESOURCES INC10,46512,347+1,8820.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.36,93038,697+1,7670.000.00-0.00buy
QUADRANT CAPITAL GROUP LLC01,766+1,7660.000.00+0.00buy
Sterling Capital Management LLC1,0242,626+1,6020.000.00+0.00buy
CANADA LIFE ASSURANCE Co33,17534,551+1,3760.000.00-0.00buy
Swiss National Bank72,80073,900+1,1000.000.00+0.00buy
Aster Capital Management (DIFC) Ltd106796+6900.000.02+0.01buy
Quarry LP1,2061,819+6130.010.02+0.01buy
NORTHERN TRUST CORP415,010415,620+6100.000.00-0.00buy
Illinois Municipal Retirement Fund20,03820,487+4490.010.01-0.00buy
AMALGAMATED BANK10,81111,168+3570.000.00-0.00buy
JOHNSON INVESTMENT COUNSEL INC6,2396,592+3530.000.00+0.00buy
HARBOR CAPITAL ADVISORS, INC.14,55114,842+2910.020.04+0.02buy
Salomon & Ludwin, LLC0258+2580.000.00+0.00buy
Optiver Holding B.V.0230+2300.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC5,9556,184+2290.000.00+0.00buy
HANTZ FINANCIAL SERVICES, INC.219413+1940.000.00+0.00buy
GAMMA Investing LLC673849+1760.000.00+0.00buy
Allworth Financial LP0171+1710.000.00+0.00buy
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