Stock Transactions — NATIONAL BK HLDGS CORP

Total Bought
1,406,768
81 transactions
Total Sold
1,923,859
62 transactions
Net
-517,091
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Boston Partners211,919403,255+191,3360.010.02+0.01buy
Qube Research & Technologies Ltd11,059201,011+189,9520.000.01+0.01buy
JPMORGAN CHASE & CO189,830331,546+141,7160.000.00+0.00buy
UBS Group AG34,271130,415+96,1440.000.00+0.00buy
STATE STREET CORP1,799,2241,881,596+82,3720.000.00+0.00buy
TUDOR INVESTMENT CORP ET AL5,36070,076+64,7160.000.03+0.03buy
Invesco Ltd.169,178231,403+62,2250.000.00+0.00buy
MORGAN STANLEY317,340373,784+56,4440.000.00+0.00buy
FIRST TRUST ADVISORS LP90,437132,423+41,9860.000.01+0.00buy
Assenagon Asset Management S.A.041,575+41,5750.000.00+0.00buy
VANGUARD GROUP INC4,194,4744,230,384+35,9100.000.00+0.00buy
Weiss Asset Management LP033,796+33,7960.000.03+0.03buy
Jackson Creek Investment Advisors LLC033,344+33,3440.000.43+0.43buy
DIMENSIONAL FUND ADVISORS LP2,056,7472,089,730+32,9830.020.02+0.00buy
NORTHERN TRUST CORP410,283440,106+29,8230.000.00-0.00buy
FRANKLIN RESOURCES INC10,71533,945+23,2300.000.00+0.00buy
Rosenthal {-} Henry Capital Advisors, Inc.022,775+22,7750.000.91+0.91buy
Campbell & CO Investment Adviser LLC022,224+22,2240.000.07+0.07buy
CITADEL ADVISORS LLC019,848+19,8480.000.00+0.00buy
PUBLIC SECTOR PENSION INVESTMENT BOARD80,48194,712+14,2310.020.02-0.00buy
BALYASNY ASSET MANAGEMENT L.P.012,857+12,8570.000.00+0.00buy
Amundi6,48519,278+12,7930.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.011,617+11,6170.000.00+0.00buy
DEUTSCHE BANK AG\18,74930,067+11,3180.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC17,60228,584+10,9820.010.01+0.00buy
SEI INVESTMENTS CO253,336263,763+10,4270.010.01+0.00buy
Centiva Capital, LP08,342+8,3420.000.01+0.01buy
Verition Fund Management LLC07,291+7,2910.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC152,894159,114+6,2200.140.15+0.01buy
Empowered Funds, LLC122,894129,114+6,2200.080.08-0.00buy
iSAM Funds (UK) Ltd05,715+5,7150.000.18+0.18buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC05,331+5,3310.000.00+0.00buy
Handelsbanken Fonder AB05,200+5,2000.000.00+0.00buy
MEEDER ASSET MANAGEMENT INC1,3276,509+5,1820.000.02+0.02buy
HRT FINANCIAL LP05,130+5,1300.000.00+0.00buy
WELLS FARGO & COMPANY/MN17,40222,121+4,7190.000.00+0.00buy
Legal & General Group Plc99,735104,005+4,2700.000.00+0.00buy
Aquatic Capital Management LLC04,035+4,0350.000.00+0.00buy
Man Group plc17,00120,752+3,7510.000.00+0.00buy
ProShare Advisors LLC7,72011,142+3,4220.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC81,65684,741+3,0850.000.00-0.00buy
MILLENNIUM MANAGEMENT LLC6,3679,243+2,8760.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)8,94111,647+2,7060.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC10,98213,338+2,3560.000.00+0.00buy
State of Tennessee, Department of Treasury18,07520,348+2,2730.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC355,487357,049+1,5620.000.00-0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP19,79021,299+1,5090.000.00-0.00buy
TEACHER RETIREMENT SYSTEM OF TEXAS15,62516,881+1,2560.000.00-0.00buy
MetLife Investment Management, LLC21,04422,270+1,2260.010.01+0.00buy
KBC Group NV1,3092,389+1,0800.000.00+0.00buy
Sterling Capital Management LLC1291,181+1,0520.000.00+0.00buy
Quarry LP161971+8100.000.01+0.01buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.20,27220,987+7150.000.00-0.00buy
Swiss National Bank73,80074,500+7000.000.00+0.00buy
BANK OF MONTREAL /CAN/6,6437,098+4550.000.00+0.00buy
Smartleaf Asset Management LLC144529+3850.000.00+0.00buy
ROYAL BANK OF CANADA17,31017,631+3210.000.00+0.00buy
AlphaQuest LLC16145+1290.000.00+0.00buy
Arizona State Retirement System10,89211,005+1130.000.00+0.00buy
Louisiana State Employees Retirement System18,30018,400+1000.010.01+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO59,89859,986+880.010.01-0.00buy
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC5,7035,759+560.000.00+0.00buy
Geneos Wealth Management Inc.049+490.000.00+0.00buy
GAMMA Investing LLC389436+470.000.00-0.00buy
CWM, LLC257303+460.000.00+0.00buy
FMR LLC7,6277,673+460.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC5,6055,646+410.000.00+0.00buy
GeoWealth Management, LLC038+380.000.00+0.00buy
CITIGROUP INC75,52475,561+370.000.00+0.00buy
EverSource Wealth Advisors, LLC030+300.000.00+0.00buy
MAI Capital Management025+250.000.00+0.00buy
Covestor Ltd2444+200.000.00+0.00buy
AMALGAMATED BANK11,17611,193+170.000.00+0.00buy
SCOTIA CAPITAL INC.6,0446,060+160.000.00+0.00buy
Focus Partners Advisor Solutions, LLC106,801106,816+150.090.08-0.02buy
Steward Partners Investment Advisory, LLC011+110.000.00+0.00buy
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS8,1058,115+100.000.00+0.00buy
Atria Investments, Inc4,7994,803+40.000.00+0.00buy
IFP Advisors, Inc04+40.000.00+0.00buy
Eagle Bay Advisors LLC132136+40.000.00+0.00buy
KEYBANK NATIONAL ASSOCIATION/OH16,22916,232+30.000.00+0.00buy
PARADIGM CAPITAL MANAGEMENT INC/NY9,0009,00000.020.02+0.00hold
Ameritas Investment Partners, Inc.3,6623,66200.010.01+0.00hold
HANTZ FINANCIAL SERVICES, INC.15615600.000.00-0.00hold
MOODY NATIONAL BANK TRUST DIVISION28,37028,37000.130.13-0.00hold
OREGON PUBLIC EMPLOYEES RETIREMENT FUND8,9658,96500.010.01+0.00hold
FARMERS & MERCHANTS INVESTMENTS INC303000.000.00+0.00hold
GHP Investment Advisors, Inc.17217200.000.00+0.00hold
Mitsubishi UFJ Asset Management Co., Ltd.11311300.000.00-0.00hold
True North Advisors, LLC10,09110,09100.110.10-0.01hold
QUADRANT CAPITAL GROUP LLC464600.000.00+0.00hold
Larson Financial Group LLC6600.000.00-0.00hold
Versant Capital Management, Inc35135100.000.00-0.00hold
Jackson Hole Capital Partners, LLC50,73650,73600.450.44-0.00hold
Maryland State Retirement & Pension System12,80512,80500.010.01+0.00hold
Farther Finance Advisors, LLC25725700.000.00-0.00hold
TD Waterhouse Canada Inc.38438400.000.00+0.00hold
Squire Investment Management Company, LLC106,796106,79602.142.02-0.11hold
NEW YORK STATE TEACHERS RETIREMENT SYSTEM9,5069,50600.000.00+0.00hold
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO2,3432,34300.000.00+0.00hold
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