Stock Transactions — NATIONAL BK HLDGS CORP

Total Bought
3,506,497
114 transactions
Total Sold
3,406,338
104 transactions
Net
+100,159
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
DEPRINCE RACE & ZOLLO INC368,5301,162,432+793,9020.290.85+0.56buy
AQR CAPITAL MANAGEMENT LLC179,990430,078+250,0880.000.01+0.00buy
Russell Investments Group, Ltd.166,522405,164+238,6420.010.02+0.01buy
ENDEAVOUR CAPITAL ADVISORS INC0175,198+175,1980.001.85+1.85buy
HSBC HOLDINGS PLC14,442186,020+171,5780.000.00+0.00buy
KENNEDY CAPITAL MANAGEMENT LLC363,607505,333+141,7260.310.41+0.10buy
THOMPSON SIEGEL & WALMSLEY LLC0130,830+130,8300.000.08+0.08buy
GOLDMAN SACHS GROUP INC373,970504,685+130,7150.000.00+0.00buy
Focus Partners Advisor Solutions, LLC0108,849+108,8490.000.05+0.05buy
Point72 Asset Management, L.P.16,072124,436+108,3640.000.01+0.01buy
BESSEMER GROUP INC718101,322+100,6040.000.01+0.01buy
Leeward Investments, LLC - MA441,722534,211+92,4890.871.03+0.16buy
MORGAN STANLEY315,249398,516+83,2670.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd80,567159,547+78,9800.070.14+0.06buy
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND071,942+71,9420.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND56,373112,483+56,1100.000.01+0.00buy
STATE STREET CORP1,840,8941,888,885+47,9910.000.00-0.00buy
Weiss Asset Management LP038,613+38,6130.000.02+0.02buy
FRANKLIN RESOURCES INC12,34749,470+37,1230.000.00+0.00buy
JANE STREET GROUP, LLC18,03952,916+34,8770.000.00+0.00buy
IEQ CAPITAL, LLC29,26763,288+34,0210.000.01+0.00buy
VOLORIDGE INVESTMENT MANAGEMENT, LLC65,23196,233+31,0020.010.01+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC438,271466,712+28,4410.000.00+0.00buy
AlphaQuest LLC43,04570,085+27,0400.110.15+0.04buy
SG Americas Securities, LLC29,21154,765+25,5540.000.00-0.00buy
Jefferies Financial Group Inc.025,000+25,0000.000.01+0.01buy
XTX Topco Ltd023,951+23,9510.000.02+0.02buy
MIRABELLA FINANCIAL SERVICES LLP022,642+22,6420.000.08+0.08buy
BARCLAYS PLC70,31391,844+21,5310.000.00+0.00buy
Bank of New York Mellon Corp311,356332,734+21,3780.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC2,25522,310+20,0550.000.00+0.00buy
Mariner, LLC018,569+18,5690.000.00+0.00buy
JPMORGAN CHASE & CO231,916249,188+17,2720.000.00+0.00buy
Horizon Investments, LLC015,661+15,6610.000.01+0.01buy
Hudson Bay Capital Management LP015,229+15,2290.000.00+0.00buy
JACOBS ASSET MANAGEMENT, LLC170,000185,000+15,0003.603.92+0.32buy
Quantinno Capital Management LP014,237+14,2370.000.00+0.00buy
WELLS FARGO & COMPANY/MN29,66243,154+13,4920.000.00+0.00buy
Cerity Partners LLC013,155+13,1550.000.00+0.00buy
SummitTX Capital, L.P.012,314+12,3140.000.01+0.01buy
TEACHER RETIREMENT SYSTEM OF TEXAS5,33316,385+11,0520.000.00+0.00buy
CWM, LLC11,49822,424+10,9260.000.00+0.00buy
Numerai GP LLC96,473107,259+10,7860.530.49-0.03buy
Walleye Capital LLC23,30834,022+10,7140.010.01+0.00buy
CANADA PENSION PLAN INVESTMENT BOARD010,100+10,1000.000.00+0.00buy
MARTINGALE ASSET MANAGEMENT L P09,400+9,4000.000.01+0.01buy
iSAM Funds (UK) Ltd08,971+8,9710.000.12+0.12buy
MERCER GLOBAL ADVISORS INC /ADV08,581+8,5810.000.00+0.00buy
WESTWOOD HOLDINGS GROUP INC1,481,1481,489,391+8,2430.410.46+0.05buy
BANK OF AMERICA CORP /DE/85,42592,882+7,4570.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS16,54023,779+7,2390.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.41,75048,940+7,1900.000.00+0.00buy
Graham Capital Management, L.P.06,831+6,8310.000.01+0.01buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC175,253181,699+6,4460.140.14+0.00buy
Empowered Funds, LLC145,253151,699+6,4460.060.05-0.01buy
Jain Global LLC06,157+6,1570.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC13,55019,407+5,8570.000.00+0.00buy
SEI INVESTMENTS CO312,680318,220+5,5400.010.01-0.00buy
Man Group plc05,360+5,3600.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/51,59656,866+5,2700.000.00+0.00buy
Creative Planning5,75010,836+5,0860.000.00+0.00buy
Verition Fund Management LLC11,96616,403+4,4370.000.00+0.00buy
Kestra Advisory Services, LLC04,430+4,4300.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.38,69741,400+2,7030.000.00-0.00buy
DEUTSCHE BANK AG\26,69528,675+1,9800.000.00+0.00buy
State of Wyoming01,828+1,8280.000.01+0.01buy
Tower Research Capital LLC (TRC)1,4493,271+1,8220.000.00+0.00buy
CANADA LIFE ASSURANCE Co34,55136,344+1,7930.000.00+0.00buy
Global Retirement Partners, LLC01,724+1,7240.000.00+0.00buy
Universal- Beteiligungs- und Servicegesellschaft mbH11,79213,321+1,5290.000.00+0.00buy
Entropy Technologies, LP19,46620,962+1,4960.060.04-0.01buy
STRS OHIO7,3008,600+1,3000.000.00+0.00buy
MEEDER ASSET MANAGEMENT INC01,251+1,2510.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.01,141+1,1410.000.00+0.00buy
ROYAL BANK OF CANADA13,47914,409+9300.000.00+0.00buy
MQS Management LLC8,6999,557+8580.200.21+0.02buy
FMR LLC1,4732,252+7790.000.00+0.00buy
Swiss National Bank73,90074,600+7000.000.00+0.00buy
IFP Advisors, Inc41583+5420.000.00+0.00buy
HARBOR CAPITAL ADVISORS, INC.14,84215,366+5240.040.05+0.00buy
NISA INVESTMENT ADVISORS, LLC2,7843,283+4990.000.00-0.00buy
Allworth Financial LP171596+4250.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC60,41660,668+2520.000.00-0.00buy
Salomon & Ludwin, LLC258508+2500.000.00+0.00buy
EverSource Wealth Advisors, LLC529764+2350.000.00+0.00buy
ProShare Advisors LLC7,1467,371+2250.000.00-0.00buy
Sound Income Strategies, LLC0178+1780.000.00+0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC0156+1560.000.00+0.00buy
Smartleaf Asset Management LLC506652+1460.000.00-0.00buy
ROTHSCHILD INVESTMENT LLC194334+1400.000.00+0.00buy
True North Advisors, LLC10,09110,222+1310.060.05-0.01buy
PNC FINANCIAL SERVICES GROUP, INC.1,9442,067+1230.000.00-0.00buy
State of Alaska, Department of Revenue20,66320,776+1130.010.01+0.00buy
OPTIMA CAPITAL LLC0103+1030.000.00+0.00buy
OREGON PUBLIC EMPLOYEES RETIREMENT FUND8,5658,665+1000.000.00-0.00buy
NEW YORK STATE TEACHERS RETIREMENT SYSTEM9,4069,506+1000.000.00-0.00buy
MAI Capital Management32104+720.000.00+0.00buy
Farther Finance Advisors, LLC187250+630.000.00-0.00buy
True Wealth Design, LLC128183+550.000.00+0.00buy
UMB Bank, n.a.106160+540.000.00+0.00buy
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