Stock TransactionsGOLUB CAP BDC INC

Total Bought
2,246,868
31 transactions
Total Sold
2,158,685
33 transactions
Net
+88,183
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
CAZ INVESTMENTS LP30,000516,739+486,7390.463.16+2.71buy
Janney Montgomery Scott LLC122,693442,331+319,6380.000.01+0.01buy
ARES MANAGEMENT LLC3,058,3563,357,115+298,7592.551.88-0.67buy
CITADEL ADVISORS LLC30,494264,210+233,7160.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP142,460344,707+202,2470.000.00+0.00buy
FIRST TRUST ADVISORS LP198,850380,183+181,3330.000.00+0.00buy
OMERS ADMINISTRATION Corp3,559,6463,650,215+90,5690.290.28-0.01buy
BALYASNY ASSET MANAGEMENT L.P.43,48091,279+47,7990.000.00+0.00buy
Advisors Capital Management, LLC390,846435,853+45,0070.060.06+0.00buy
CANADA LIFE ASSURANCE Co287,721330,356+42,6350.010.01+0.00buy
Advisors Asset Management, Inc.379,086421,314+42,2280.080.08+0.00buy
ENVESTNET ASSET MANAGEMENT INC302,063344,100+42,0370.000.00+0.00buy
SCS Capital Management LLC43,94672,372+28,4260.010.01+0.00buy
Adams Asset Advisors, LLC150,523177,299+26,7760.210.26+0.05buy
BNP PARIBAS FINANCIAL MARKETS282,794307,379+24,5850.000.00-0.00buy
Essex Financial Services, Inc.019,928+19,9280.000.01+0.01buy
CASTLEKEEP INVESTMENT ADVISORS LLC346,673366,121+19,4482.382.36-0.02buy
MILLENNIUM MANAGEMENT LLC017,064+17,0640.000.00+0.00buy
D.A. DAVIDSON & CO.314,297331,237+16,9400.020.02-0.00buy
Crestwood Advisors Group, LLC10,41426,162+15,7480.000.00+0.00buy
MAI Capital Management1,220,7381,235,407+14,6690.090.06-0.03buy
EVERGREEN CAPITAL MANAGEMENT LLC27,86242,057+14,1950.010.01+0.00buy
GUGGENHEIM CAPITAL LLC47,48852,013+4,5250.000.00-0.00buy
MERIDIAN INVESTMENT COUNSEL INC.72,40075,850+3,4500.220.21-0.01buy
Penbrook Management LLC14,68018,060+3,3800.140.15+0.01buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV39,66241,447+1,7850.030.03-0.00buy
PRELUDE CAPITAL MANAGEMENT, LLC175,000176,750+1,7500.170.17-0.00buy
RIVERBRIDGE PARTNERS LLC106,309107,382+1,0730.030.04+0.01buy
Bank Pictet & Cie (Europe) AG15,03815,430+3920.000.00-0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC10,40610,424+180.000.00-0.00buy
GHP Investment Advisors, Inc.349358+90.000.00-0.00buy
PIN OAK INVESTMENT ADVISORS INC46046000.000.00+0.00hold
MassMutual Private Wealth & Trust, FSB1,9001,90000.000.00-0.00hold
WEBSTER BANK, N. A.15415400.000.00-0.00hold
STEEL GROVE CAPITAL ADVISORS, LLC12,21512,21500.020.01-0.00hold
REGIONS FINANCIAL CORP70,98770,98700.010.01-0.00hold
Hirtle Callaghan & Co LLC0000.440.43-0.01hold
State of Alaska, Department of Revenue12,82612,82600.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO180-180.000.00-0.00sell
Texas Yale Capital Corp.139,060138,654-4060.050.04-0.01sell
Keel Point, LLC17,23616,622-6140.010.01-0.00sell
Mariner, LLC81,24380,442-8010.000.00-0.00sell
WEDBUSH SECURITIES INC40,38139,381-1,0000.010.01-0.00sell
NOMURA ASSET MANAGEMENT CO LTD1,0490-1,0490.000.00-0.00sell
AQR CAPITAL MANAGEMENT LLC25,48624,208-1,2780.000.00-0.00sell
EAGLE GLOBAL ADVISORS LLC15,79014,485-1,3050.010.01-0.00sell
AdvisorNet Financial, Inc5,8844,164-1,7200.000.00-0.00sell
ALBION FINANCIAL GROUP /UT40,59338,748-1,8450.030.03-0.00sell
Bank of New York Mellon Corp172,431170,131-2,3000.000.00-0.00sell
BROWN ADVISORY INC345,754343,374-2,3800.010.01-0.00sell
ROYAL BANK OF CANADA100,96798,294-2,6730.000.00-0.00sell
CONDOR CAPITAL MANAGEMENT418,968415,746-3,2220.440.40-0.04sell
ProShare Advisors LLC42,66638,007-4,6590.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.28,98723,033-5,9540.000.00-0.00sell
Edgemoor Investment Advisors, Inc.61,30953,396-7,9130.060.05-0.01sell
Manchester Capital Management LLC8,8300-8,8300.020.00-0.02sell
LEVIN CAPITAL STRATEGIES, L.P.11,6280-11,6280.010.00-0.01sell
NOMURA HOLDINGS INC11,7700-11,7700.000.00-0.00sell
&PARTNERS309,735297,235-12,5000.020.02-0.00sell
SIGMA INVESTMENT COUNSELORS INC936,373922,439-13,9340.630.58-0.05sell
AMG National Trust Bank67,13952,204-14,9350.020.01-0.00sell
DENALI ADVISORS LLC365,282342,960-22,3220.510.44-0.07sell
SHIKIAR ASSET MANAGEMENT INC251,300223,750-27,5500.920.73-0.19sell
TRUST CO OF VERMONT34,3555,975-28,3800.020.00-0.02sell
SG Americas Securities, LLC28,6990-28,6990.000.00-0.00sell
LPL Financial LLC479,099363,782-115,3170.000.00-0.00sell
Allen Investment Management, LLC3,365,9003,174,058-191,8420.530.49-0.04sell
FIRST NATIONAL TRUST CO264,1770-264,1770.110.00-0.11sell
D. E. Shaw & Co., Inc.953,212684,435-268,7770.010.01-0.00sell
LSV ASSET MANAGEMENT845,900409,860-436,0400.020.01-0.01sell
Boston Partners662,8470-662,8470.010.00-0.01sell
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