Stock Transactions — WESTERN ASSET MTG DEFINED OP

Total Bought
362,046
17 transactions
Total Sold
125,108
17 transactions
Net
+236,938
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC090,282+90,2820.000.02+0.02buy
GUGGENHEIM CAPITAL LLC60,339134,573+74,2340.000.01+0.01buy
COHEN & STEERS, INC.040,000+40,0000.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC110,957148,042+37,0850.000.00+0.00buy
LPL Financial LLC251,590284,570+32,9800.000.00+0.00buy
MORGAN STANLEY169,919194,911+24,9920.000.00+0.00buy
JOURNEY STRATEGIC WEALTH LLC13,35028,850+15,5000.000.01+0.00buy
Equitable Holdings, Inc.011,615+11,6150.000.00+0.00buy
ROYAL BANK OF CANADA391,231401,952+10,7210.000.00+0.00buy
Janney Montgomery Scott LLC010,578+10,5780.000.00+0.00buy
Baird Financial Group, Inc.126,656134,409+7,7530.000.00+0.00buy
PARK AVENUE SECURITIES LLC77,64482,596+4,9520.010.01-0.00buy
Aviance Capital Partners, LLC40,54841,174+6260.050.05+0.00buy
Rockefeller Capital Management L.P.323603+2800.000.00+0.00buy
FIFTH THIRD BANCORP0232+2320.000.00+0.00buy
Advisory Services Network, LLC0166+1660.000.00+0.00buy
Venture Visionary Partners LLC124,918124,968+500.050.04-0.00buy
MAI Capital Management1,6941,69400.000.00-0.00hold
PIN OAK INVESTMENT ADVISORS INC59059000.000.00-0.00hold
BNP PARIBAS FINANCIAL MARKETS31631600.000.00+0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC53,68753,68700.250.27+0.02hold
Steward Partners Investment Advisory, LLC1,0001,00000.000.00-0.00hold
CoreCap Advisors, LLC6,4006,40000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC1,2301,23000.000.00-0.00hold
US BANCORP \DE\31731700.000.00+0.00hold
OPPENHEIMER & CO INC15,50015,50000.000.00-0.00hold
CITIGROUP INC4400.000.00-0.00hold
INTEGRATED CAPITAL MANAGEMENT, INC.17,67417,566-1080.130.13-0.00sell
Blue Trust, Inc.2850-2850.000.00-0.00sell
CHOREO, LLC16,05815,498-5600.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO6,4005,600-8000.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.37,30736,301-1,0060.000.00-0.00sell
SeaCrest Wealth Management, LLC32,37231,280-1,0920.040.04-0.00sell
Kilter Group LLC1,1770-1,1770.010.00-0.01sell
NewEdge Advisors, LLC47,12145,921-1,2000.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC35,89733,988-1,9090.000.00-0.00sell
Kestra Advisory Services, LLC2,1870-2,1870.000.00-0.00sell
MML INVESTORS SERVICES, LLC13,46510,641-2,8240.000.00-0.00sell
OSAIC HOLDINGS, INC.46,66041,585-5,0750.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.121,852114,887-6,9650.460.42-0.04sell
TWO SIGMA SECURITIES, LLC13,6340-13,6340.020.00-0.02sell
Marex Group plc17,1000-17,1000.000.00-0.00sell
Logan Stone Capital, LLC33,3920-33,3920.090.00-0.09sell
ENVESTNET ASSET MANAGEMENT INC262,328226,534-35,7940.000.00-0.00sell
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