Stock TransactionsWESTERN ASSET MTG DEFINED OP

Total Bought
380,522
16 transactions
Total Sold
259,117
21 transactions
Net
+121,405
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Advisors Asset Management, Inc.0151,129+151,1290.000.02+0.02buy
RIVERBRIDGE PARTNERS LLC064,397+64,3970.000.02+0.02buy
GUGGENHEIM CAPITAL LLC134,573185,115+50,5420.010.01+0.00buy
Baird Financial Group, Inc.134,409182,317+47,9080.000.00+0.00buy
HighTower Advisors, LLC028,700+28,7000.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC148,042160,702+12,6600.000.00-0.00buy
CoreCap Advisors, LLC6,40017,400+11,0000.000.01+0.00buy
Equitable Holdings, Inc.11,61517,344+5,7290.000.00+0.00buy
Integrated Wealth Concepts LLC02,948+2,9480.000.00+0.00buy
MML INVESTORS SERVICES, LLC10,64113,173+2,5320.000.00-0.00buy
PARK AVENUE SECURITIES LLC82,59683,883+1,2870.010.01-0.00buy
Aviance Capital Partners, LLC41,17442,188+1,0140.050.05-0.00buy
Key FInancial Inc0500+5000.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.36,30136,394+930.000.00-0.00buy
Venture Visionary Partners LLC124,968125,019+510.040.04-0.01buy
JFS WEALTH ADVISORS, LLC032+320.000.00+0.00buy
PIN OAK INVESTMENT ADVISORS INC59059000.000.00+0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC53,68753,68700.270.25-0.01hold
Steward Partners Investment Advisory, LLC1,0001,00000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC1,2301,23000.000.00-0.00hold
OPPENHEIMER & CO INC15,50015,50000.000.00-0.00hold
CITIGROUP INC4400.000.00-0.00hold
BNP PARIBAS FINANCIAL MARKETS316307-90.000.00-0.00sell
Janney Montgomery Scott LLC10,57810,551-270.000.00-0.00sell
Advisory Services Network, LLC1660-1660.000.00-0.00sell
FIFTH THIRD BANCORP2327-2250.000.00-0.00sell
Rockefeller Capital Management L.P.603314-2890.000.00-0.00sell
US BANCORP \DE\3170-3170.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO5,6005,200-4000.000.00-0.00sell
INTEGRATED CAPITAL MANAGEMENT, INC.17,56616,217-1,3490.130.12-0.00sell
MAI Capital Management1,6940-1,6940.000.00-0.00sell
NewEdge Advisors, LLC45,92143,521-2,4000.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC33,98831,223-2,7650.000.00-0.00sell
ROYAL BANK OF CANADA401,952397,812-4,1400.000.00-0.00sell
OSAIC HOLDINGS, INC.41,58537,234-4,3510.000.00-0.00sell
LPL Financial LLC284,570279,605-4,9650.000.00-0.00sell
SeaCrest Wealth Management, LLC31,28025,887-5,3930.040.03-0.01sell
CHOREO, LLC15,4980-15,4980.000.00-0.00sell
SIT INVESTMENT ASSOCIATES INC90,28266,521-23,7610.020.01-0.01sell
COHEN & STEERS, INC.40,0000-40,0000.000.00-0.00sell
MORGAN STANLEY194,911154,799-40,1120.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.114,88762,657-52,2300.420.21-0.21sell
ENVESTNET ASSET MANAGEMENT INC226,534167,508-59,0260.000.00-0.00sell
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