Stock Transactions — WESTERN ASSET MTG DEFINED OP

Total Bought
59,657
17 transactions
Total Sold
176,074
15 transactions
Net
-116,417
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
LPL Financial LLC206,710221,188+14,4780.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC230,453242,543+12,0900.000.00+0.00buy
JOURNEY STRATEGIC WEALTH LLC13,35023,850+10,5000.010.01+0.00buy
RAYMOND JAMES FINANCIAL INC78,59187,941+9,3500.000.00+0.00buy
Baird Financial Group, Inc.218,782223,714+4,9320.000.00-0.00buy
Advisory Services Network, LLC01,589+1,5890.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC01,230+1,2300.000.00+0.00buy
Kilter Group LLC01,126+1,1260.000.01+0.01buy
Pacifica Partners Inc.01,006+1,0060.000.00+0.00buy
Aviance Capital Partners, LLC38,14339,059+9160.060.05-0.01buy
OSAIC HOLDINGS, INC.50,81851,603+7850.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS0555+5550.000.00+0.00buy
MML INVESTORS SERVICES, LLC12,37312,720+3470.000.00-0.00buy
Rockefeller Capital Management L.P.0318+3180.000.00+0.00buy
Blue Trust, Inc.0285+2850.000.00+0.00buy
SeaCrest Wealth Management, LLC33,79633,900+1040.040.04-0.00buy
Venture Visionary Partners LLC124,809124,855+460.060.05-0.01buy
MAI Capital Management1,6941,69400.000.00-0.00hold
PIN OAK INVESTMENT ADVISORS INC45045000.000.00-0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC53,68753,68700.270.45+0.18hold
Steward Partners Investment Advisory, LLC1,0001,00000.000.00-0.00hold
FNY Investment Advisers, LLC20020000.000.00-0.00hold
CoreCap Advisors, LLC6,4006,40000.000.00-0.00hold
US BANCORP \DE\31731700.000.00-0.00hold
OPPENHEIMER & CO INC15,50015,50000.000.00-0.00hold
CITIGROUP INC4400.000.00-0.00hold
COMERICA BANK30930900.000.00-0.00hold
PARK AVENUE SECURITIES LLC78,70978,662-470.010.01-0.00sell
INTEGRATED CAPITAL MANAGEMENT, INC.17,24417,001-2430.160.14-0.02sell
CHOREO, LLC18,85418,575-2790.000.00-0.00sell
CWM, LLC3780-3780.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO7,0256,400-6250.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.39,06237,481-1,5810.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC36,60334,800-1,8030.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.139,971137,559-2,4120.600.55-0.04sell
NewEdge Advisors, LLC50,72147,121-3,6000.000.00-0.00sell
Consolidated Portfolio Review Corp183,114178,414-4,7000.300.26-0.04sell
ROYAL BANK OF CANADA388,986376,283-12,7030.000.00-0.00sell
MORGAN STANLEY158,071142,909-15,1620.000.00-0.00sell
SIT INVESTMENT ASSOCIATES INC33,8800-33,8800.010.00-0.01sell
RIVERBRIDGE PARTNERS LLC44,6640-44,6640.010.00-0.01sell
GUGGENHEIM CAPITAL LLC118,91464,917-53,9970.010.01-0.01sell
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