Stock Transactions — WESTERN ASSET MTG DEFINED OP

Total Bought
185,737
17 transactions
Total Sold
319,548
15 transactions
Net
-133,811
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Logan Stone Capital, LLC033,392+33,3920.000.09+0.09buy
LPL Financial LLC221,188251,590+30,4020.000.00+0.00buy
MORGAN STANLEY142,909169,919+27,0100.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC87,941110,957+23,0160.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC242,543262,328+19,7850.000.00+0.00buy
Marex Group plc017,100+17,1000.000.00+0.00buy
ROYAL BANK OF CANADA376,283391,231+14,9480.000.00-0.00buy
TWO SIGMA SECURITIES, LLC013,634+13,6340.000.02+0.02buy
Kestra Advisory Services, LLC02,187+2,1870.000.00+0.00buy
Aviance Capital Partners, LLC39,05940,548+1,4890.050.05-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC34,80035,897+1,0970.000.00+0.00buy
MML INVESTORS SERVICES, LLC12,72013,465+7450.000.00-0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.17,00117,674+6730.140.13-0.01buy
PIN OAK INVESTMENT ADVISORS INC450590+1400.000.00+0.00buy
Venture Visionary Partners LLC124,855124,918+630.050.05-0.01buy
Kilter Group LLC1,1261,177+510.010.01-0.00buy
Rockefeller Capital Management L.P.318323+50.000.00-0.00buy
MAI Capital Management1,6941,69400.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO6,4006,40000.000.00-0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC53,68753,68700.450.25-0.20hold
NewEdge Advisors, LLC47,12147,12100.000.00-0.00hold
Steward Partners Investment Advisory, LLC1,0001,00000.000.00-0.00hold
Blue Trust, Inc.28528500.000.00-0.00hold
CoreCap Advisors, LLC6,4006,40000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC1,2301,23000.000.00-0.00hold
US BANCORP \DE\31731700.000.00-0.00hold
OPPENHEIMER & CO INC15,50015,50000.000.00+0.00hold
CITIGROUP INC4400.000.00-0.00hold
COMERICA BANK309232-770.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.37,48137,307-1740.000.00-0.00sell
FNY Investment Advisers, LLC2000-2000.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS555316-2390.000.00-0.00sell
Pacifica Partners Inc.1,0060-1,0060.000.00-0.00sell
PARK AVENUE SECURITIES LLC78,66277,644-1,0180.010.01+0.00sell
SeaCrest Wealth Management, LLC33,90032,372-1,5280.040.04-0.01sell
Advisory Services Network, LLC1,5890-1,5890.000.00-0.00sell
CHOREO, LLC18,57516,058-2,5170.000.00-0.00sell
GUGGENHEIM CAPITAL LLC64,91760,339-4,5780.010.00-0.00sell
OSAIC HOLDINGS, INC.51,60346,660-4,9430.000.00-0.00sell
JOURNEY STRATEGIC WEALTH LLC23,85013,350-10,5000.010.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.137,559121,852-15,7070.550.46-0.10sell
Baird Financial Group, Inc.223,714126,656-97,0580.000.00-0.00sell
Consolidated Portfolio Review Corp178,4140-178,4140.260.00-0.26sell
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