Stock Transactions — NUVEEN TAXABLE MUNICPAL INM

Total Bought
1,060,434
34 transactions
Total Sold
385,102
29 transactions
Net
+675,332
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC2,651,5233,022,481+370,9581.031.06+0.04buy
ENVESTNET ASSET MANAGEMENT INC99,496451,896+352,4000.000.00+0.00buy
Eagle Bluffs Wealth Management LLC292,706333,441+40,7353.153.19+0.04buy
MORGAN STANLEY1,256,9251,297,606+40,6810.000.00-0.00buy
AMERIPRISE FINANCIAL INC150,266183,177+32,9110.000.00+0.00buy
Amitell Capital Pte Ltd031,270+31,2700.000.41+0.41buy
Baird Financial Group, Inc.100,118128,480+28,3620.000.00+0.00buy
Cetera Investment Advisers16,21537,286+21,0710.000.00-0.00buy
UBS Group AG631,591646,423+14,8320.000.00-0.00buy
GraniteShares Advisors LLC93,159106,739+13,5801.320.86-0.46buy
BAYSHORE ASSET MANAGEMENT, LLC012,835+12,8350.000.10+0.10buy
WOLVERINE ASSET MANAGEMENT LLC012,749+12,7490.000.00+0.00buy
Opal Wealth Advisors, LLC012,644+12,6440.000.07+0.07buy
OPPENHEIMER & CO INC010,084+10,0840.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.010,021+10,0210.000.00+0.00buy
Shaker Financial Services, LLC33,55043,375+9,8250.220.26+0.04buy
WELLS FARGO & COMPANY/MN484,917494,288+9,3710.000.00-0.00buy
OSAIC HOLDINGS, INC.540,263547,909+7,6460.010.02+0.00buy
M&T BANK CORP594,353601,905+7,5520.030.03-0.00buy
Focused Wealth Management, Inc12,97517,779+4,8040.030.04+0.01buy
BANK OF AMERICA CORP /DE/479,891482,681+2,7900.000.00-0.00buy
STIFEL FINANCIAL CORP10,96913,207+2,2380.000.00+0.00buy
Palogic Value Management, L.P.12,00014,000+2,0000.080.09+0.01buy
COMMONWEALTH EQUITY SERVICES, LLC41,01843,002+1,9840.000.00-0.00buy
RIVERBRIDGE PARTNERS LLC19,95221,725+1,7730.000.00+0.00buy
Gerber Kawasaki Wealth & Investment Management19,71221,354+1,6420.020.02-0.00buy
FNY Investment Advisers, LLC01,000+1,0000.000.01+0.01buy
INTEGRATED CAPITAL MANAGEMENT, INC.10,60811,358+7500.140.14+0.00buy
Advisory Services Network, LLC36,45037,050+6000.010.01-0.00buy
CoreCap Advisors, LLC0600+6000.000.00+0.00buy
Bruce G. Allen Investments, LLC56,81657,346+5300.820.72-0.09buy
Integrated Wealth Concepts LLC17,43617,617+1810.000.00-0.00buy
COMERICA BANK5,5045,518+140.000.00-0.00buy
Steward Partners Investment Advisory, LLC700701+10.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,5733,57300.000.00-0.00hold
PRINCIPAL SECURITIES, INC.1,1201,12000.000.00-0.00hold
PRIVATE TRUST CO NA2,8002,80000.010.00-0.00hold
MeadowBrook Investment Advisors LLC59859800.010.01-0.00hold
Waverly Advisors, LLC13,18513,18500.010.00-0.00hold
Tortoise Investment Management, LLC3,9723,97200.010.01-0.00hold
Van Hulzen Asset Management, LLC12,09612,09600.010.01-0.00hold
Bogart Wealth, LLC0000.000.000.00hold
Global Retirement Partners, LLC8800.000.00-0.00hold
Mayflower Financial Advisors, LLC10,50010,50000.020.03+0.00hold
Clarity Financial LLC11,68811,68800.030.03-0.00hold
Beaird Harris Wealth Management, LLC3300.000.00-0.00hold
Mystic Asset Management, Inc.10,75010,75000.080.07-0.01hold
Fortitude Advisory Group L.L.C.20,75520,75500.200.18-0.02hold
Cresta Advisors, Ltd.28,46328,46300.300.28-0.02hold
Glass Jacobson Investment Advisors llc65065000.000.00-0.00hold
Kuhn & Co Investment Counsel14,51214,51200.230.21-0.03hold
Caldwell Trust Co29229200.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
FIRST MANHATTAN CO. LLC.53753700.000.00-0.00hold
GILL CAPITAL PARTNERS, LLC114,160114,16000.760.67-0.09hold
NBC SECURITIES, INC.1,5281,52800.000.00-0.00hold
HARBOUR INVESTMENTS, INC.50050000.000.00-0.00hold
Dynamic Advisor Solutions LLC25,05824,942-1160.020.01-0.00sell
TRUIST FINANCIAL CORP82,78082,571-2090.000.00-0.00sell
Atria Wealth Solutions, Inc.20,31719,757-5600.000.00-0.00sell
WEDBUSH SECURITIES INC85,67085,037-6330.060.05-0.01sell
ROYAL BANK OF CANADA19,41718,767-6500.000.00-0.00sell
Farther Finance Advisors, LLC7,4196,759-6600.010.01-0.00sell
Sunbelt Securities, Inc.1,2900-1,2900.000.00-0.00sell
NOMURA HOLDINGS INC22,25420,679-1,5750.000.00-0.00sell
HORIZON KINETICS ASSET MANAGEMENT LLC28,62026,954-1,6660.010.01-0.00sell
LM Advisors LLC1,6700-1,6700.010.00-0.01sell
Stonebrook Private Inc.13,81612,120-1,6960.070.05-0.02sell
PNC FINANCIAL SERVICES GROUP, INC.2,0000-2,0000.000.00-0.00sell
PARK AVENUE SECURITIES LLC75,60773,260-2,3470.020.01-0.00sell
Elequin Capital, LP2,7380-2,7380.010.00-0.01sell
GREAT VALLEY ADVISOR GROUP, INC.22,49318,743-3,7500.010.01-0.00sell
Farmers & Merchants Trust Co of Chambersburg PA4,1130-4,1130.030.00-0.03sell
U.S. Capital Wealth Advisors, LLC29,69423,344-6,3500.020.01-0.00sell
JPMORGAN CHASE & CO6,6550-6,6550.000.00-0.00sell
Bramshill Investments, LLC10,2090-10,2090.020.00-0.02sell
HighTower Advisors, LLC30,90120,294-10,6070.000.00-0.00sell
Weiss Asset Management LP12,8330-12,8330.010.00-0.01sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.57,72842,456-15,2720.080.06-0.02sell
Modern Wealth Management, LLC16,0480-16,0480.030.00-0.03sell
Gridiron Partners, LLC36,20218,721-17,4810.400.18-0.22sell
Invesco Ltd.360,483342,337-18,1460.000.00-0.00sell
LPL Financial LLC147,604111,685-35,9190.000.00-0.00sell
Stratos Wealth Partners, LTD.323,730270,102-53,6280.100.07-0.03sell
GUGGENHEIM CAPITAL LLC761,134701,504-59,6300.090.08-0.02sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC96,6510-96,6510.000.00-0.00sell
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