Stock Transactions — NUVEEN TAXABLE MUNICPAL INM

Total Bought
573,789
33 transactions
Total Sold
447,706
18 transactions
Net
+126,083
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY2,060,3492,234,199+173,8500.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC1,218,8601,295,417+76,5570.010.01+0.00buy
LPL Financial LLC158,108222,959+64,8510.000.00+0.00buy
Eagle Bluffs Wealth Management LLC836,438891,543+55,1055.365.47+0.12buy
UBS Group AG638,494678,848+40,3540.000.00-0.00buy
Calamos Advisors LLC018,879+18,8790.000.00+0.00buy
MGO ONE SEVEN LLC018,668+18,6680.000.01+0.01buy
Integrated Wealth Concepts LLC018,437+18,4370.000.00+0.00buy
ROYAL BANK OF CANADA24,47241,391+16,9190.000.00+0.00buy
BANK OF AMERICA CORP /DE/536,985553,752+16,7670.000.00+0.00buy
GUGGENHEIM CAPITAL LLC41,01452,962+11,9480.000.01+0.00buy
LaSalle St. Investment Advisors, LLC596,583604,163+7,5801.521.33-0.19buy
Opal Wealth Advisors, LLC07,429+7,4290.000.03+0.03buy
STIFEL FINANCIAL CORP18,57225,773+7,2010.000.00+0.00buy
FIRST TRUST ADVISORS LP64,63871,416+6,7780.000.00+0.00buy
SAGESPRING WEALTH PARTNERS, LLC32,57538,628+6,0530.010.01+0.00buy
RIVERBRIDGE PARTNERS LLC134,845140,892+6,0470.040.05+0.01buy
FIFTH THIRD BANCORP05,228+5,2280.000.00+0.00buy
NewEdge Advisors, LLC17,23020,271+3,0410.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC43,89146,832+2,9410.000.00-0.00buy
Baird Financial Group, Inc.154,343156,948+2,6050.000.00+0.00buy
Western Wealth Management, LLC01,400+1,4000.000.00+0.00buy
Bruce G. Allen Investments, LLC57,86759,091+1,2240.620.61-0.01buy
FNY Investment Advisers, LLC01,000+1,0000.000.01+0.01buy
Concurrent Investment Advisors, LLC17,54718,296+7490.000.00-0.00buy
WOLVERINE ASSET MANAGEMENT LLC0653+6530.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP0633+6330.000.00+0.00buy
WEDBUSH SECURITIES INC54,66455,217+5530.030.03+0.00buy
Intellus Advisors LLC41,77841,949+1710.090.09+0.00buy
Focused Wealth Management, Inc18,43818,504+660.030.03-0.00buy
Gerber Kawasaki Wealth & Investment Management27,42927,492+630.020.01-0.00buy
Cetera Investment Advisers52,14152,176+350.000.00-0.00buy
Rockefeller Capital Management L.P.4,9084,912+40.000.00-0.00buy
ORLEANS CAPITAL MANAGEMENT CORP/LA20,30020,30000.200.21+0.02hold
PRIVATE TRUST CO NA2,8002,80000.000.00+0.00hold
CAPTRUST FINANCIAL ADVISORS11,70011,70000.000.00-0.00hold
Palogic Value Management, L.P.20,00020,00000.140.14+0.00hold
Focus Partners Wealth33,69033,69000.000.00-0.00hold
Advisory Services Network, LLC38,55038,55000.010.01-0.00hold
Van Hulzen Asset Management, LLC11,60511,60500.010.01+0.00hold
Steward Partners Investment Advisory, LLC70070000.000.00-0.00hold
GREAT VALLEY ADVISOR GROUP, INC.11,05011,05000.000.00-0.00hold
U.S. Capital Wealth Advisors, LLC15,59415,59400.010.01-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC5,1505,15000.010.01+0.00hold
Mayflower Financial Advisors, LLC16,59416,59400.030.03-0.00hold
Beaird Harris Wealth Management, LLC3300.000.00-0.00hold
Global Wealth Strategies & Associates5500.000.00-0.00hold
Mystic Asset Management, Inc.10,75010,75000.040.04+0.00hold
Fortitude Advisory Group L.L.C.29,96829,96800.200.21+0.01hold
Cresta Advisors, Ltd.28,46328,46300.190.18-0.01hold
Kuhn & Co Investment Counsel14,51214,51200.150.15-0.01hold
Taylor Hoffman Capital Management LLC11,28411,28400.050.05+0.00hold
BCS Private Wealth Management, Inc.26,62526,62500.140.13-0.02hold
Kentucky Trust Co19819800.000.00-0.00hold
Comprehensive Money Management Services LLC18,46518,46500.200.19-0.01hold
Caldwell Trust Co29229200.000.00-0.00hold
NBC SECURITIES, INC.1,5511,55100.000.00-0.00hold
HARBOUR INVESTMENTS, INC.50050000.000.00-0.00hold
HORIZON KINETICS ASSET MANAGEMENT LLC24,99324,840-1530.010.00-0.00sell
DELTA FINANCIAL ADVISORS LLC11,80011,600-2000.050.05-0.00sell
HighTower Advisors, LLC19,73519,244-4910.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC42,44241,566-8760.000.00+0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4,7733,573-1,2000.000.00-0.00sell
OSAIC HOLDINGS, INC.23,06421,844-1,2200.000.00-0.00sell
GILL CAPITAL PARTNERS, LLC74,74073,477-1,2630.360.33-0.03sell
Caitlin John, LLC12,08610,663-1,4230.130.10-0.02sell
KESTRA PRIVATE WEALTH SERVICES, LLC16,08114,305-1,7760.000.00-0.00sell
Stratos Wealth Partners, LTD.48,32045,945-2,3750.010.01-0.00sell
Gridiron Partners, LLC18,01515,370-2,6450.160.15-0.02sell
TRUIST FINANCIAL CORP68,65664,656-4,0000.000.00-0.00sell
Invesco Ltd.289,952282,431-7,5210.000.00-0.00sell
WELLS FARGO & COMPANY/MN373,003364,608-8,3950.000.00-0.00sell
SIT INVESTMENT ASSOCIATES INC3,831,4163,793,715-37,7011.191.21+0.01sell
StoneX Group Inc.64,0140-64,0140.040.00-0.04sell
M&T BANK CORP394,002249,972-144,0300.020.01-0.01sell
AMERIPRISE FINANCIAL INC306,444138,021-168,4230.000.00-0.00sell
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