Stock Transactions — NUVEEN TAXABLE MUNICPAL INM

Total Bought
1,742,219
36 transactions
Total Sold
1,047,613
21 transactions
Net
+694,606
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SIT INVESTMENT ASSOCIATES INC3,022,4813,534,187+511,7061.061.26+0.20buy
MACKAY SHIELDS LLC0330,069+330,0690.000.16+0.16buy
M&T BANK CORP601,905829,745+227,8400.030.04+0.01buy
MORGAN STANLEY1,297,6061,438,428+140,8220.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC451,896588,621+136,7250.000.00+0.00buy
Eagle Bluffs Wealth Management LLC333,441412,090+78,6493.193.74+0.56buy
LPL Financial LLC111,685186,784+75,0990.000.00+0.00buy
1607 Capital Partners, LLC073,562+73,5620.000.10+0.10buy
RIVERBRIDGE PARTNERS LLC21,72542,612+20,8870.000.01+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.42,45662,079+19,6230.060.08+0.02buy
WOLVERINE ASSET MANAGEMENT LLC12,74930,563+17,8140.000.01+0.01buy
OSAIC HOLDINGS, INC.547,909565,171+17,2620.020.02+0.00buy
Baird Financial Group, Inc.128,480145,727+17,2470.000.00+0.00buy
Calamos Advisors LLC015,792+15,7920.000.00+0.00buy
GraniteShares Advisors LLC106,739121,951+15,2120.860.63-0.23buy
STIFEL FINANCIAL CORP13,20721,805+8,5980.000.00+0.00buy
Caitlin John, LLC06,471+6,4710.000.07+0.07buy
BANK OF AMERICA CORP /DE/482,681489,075+6,3940.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC06,121+6,1210.000.01+0.01buy
WEDBUSH SECURITIES INC85,03790,592+5,5550.050.05+0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.11,35813,567+2,2090.140.17+0.03buy
COMMONWEALTH EQUITY SERVICES, LLC43,00244,973+1,9710.000.00+0.00buy
Invesco Ltd.342,337344,222+1,8850.000.00+0.00buy
COMERICA BANK5,5186,542+1,0240.000.00+0.00buy
Dynamic Advisor Solutions LLC24,94225,794+8520.010.01-0.00buy
Gerber Kawasaki Wealth & Investment Management21,35421,942+5880.020.02-0.00buy
Atria Wealth Solutions, Inc.19,75720,334+5770.000.00+0.00buy
Integrated Wealth Concepts LLC17,61718,180+5630.000.00-0.00buy
NOMURA HOLDINGS INC20,67921,179+5000.000.00-0.00buy
Advisory Services Network, LLC37,05037,300+2500.010.01-0.00buy
TRUIST FINANCIAL CORP82,57182,762+1910.000.00+0.00buy
Focused Wealth Management, Inc17,77917,850+710.040.04-0.00buy
Cetera Investment Advisers37,28637,335+490.000.00-0.00buy
HighTower Advisors, LLC20,29420,318+240.000.00-0.00buy
Farther Finance Advisors, LLC6,7596,770+110.010.01-0.00buy
GILL CAPITAL PARTNERS, LLC114,160114,166+60.670.68+0.01buy
HORIZON KINETICS ASSET MANAGEMENT LLC26,95426,95400.010.01-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,5733,57300.000.00-0.00hold
PRINCIPAL SECURITIES, INC.1,1201,12000.000.00-0.00hold
PRIVATE TRUST CO NA2,8002,80000.000.00+0.00hold
MeadowBrook Investment Advisors LLC59859800.010.01+0.00hold
Palogic Value Management, L.P.14,00014,00000.090.09-0.00hold
Waverly Advisors, LLC13,18513,18500.000.00-0.00hold
Van Hulzen Asset Management, LLC12,09612,09600.010.01+0.00hold
Steward Partners Investment Advisory, LLC70170100.000.00-0.00hold
Amitell Capital Pte Ltd31,27031,27000.410.42+0.01hold
U.S. Capital Wealth Advisors, LLC23,34423,34400.010.01-0.00hold
Mayflower Financial Advisors, LLC10,50010,50000.030.03-0.00hold
CoreCap Advisors, LLC60060000.000.00+0.00hold
Beaird Harris Wealth Management, LLC3300.000.00-0.00hold
Mystic Asset Management, Inc.10,75010,75000.070.07-0.00hold
Fortitude Advisory Group L.L.C.20,75520,75500.180.19+0.01hold
Cresta Advisors, Ltd.28,46328,46300.280.26-0.01hold
Glass Jacobson Investment Advisors llc65065000.000.00-0.00hold
Kuhn & Co Investment Counsel14,51214,51200.210.20-0.01hold
Caldwell Trust Co29229200.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
NBC SECURITIES, INC.1,5281,52800.000.00-0.00hold
HARBOUR INVESTMENTS, INC.50050000.000.00-0.00hold
Global Retirement Partners, LLC80-80.000.00-0.00sell
FIRST MANHATTAN CO. LLC.5370-5370.000.00-0.00sell
Gridiron Partners, LLC18,72118,000-7210.180.18-0.01sell
FNY Investment Advisers, LLC1,0000-1,0000.010.00-0.01sell
GREAT VALLEY ADVISOR GROUP, INC.18,74317,743-1,0000.010.01-0.00sell
Tortoise Investment Management, LLC3,9722,672-1,3000.010.00-0.00sell
ROYAL BANK OF CANADA18,76717,316-1,4510.000.00-0.00sell
PARK AVENUE SECURITIES LLC73,26071,235-2,0250.010.01-0.00sell
Bruce G. Allen Investments, LLC57,34652,703-4,6430.720.69-0.04sell
Opal Wealth Advisors, LLC12,6446,848-5,7960.070.03-0.03sell
WELLS FARGO & COMPANY/MN494,288486,871-7,4170.000.00-0.00sell
AMERIPRISE FINANCIAL INC183,177173,180-9,9970.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.10,0210-10,0210.000.00-0.00sell
OPPENHEIMER & CO INC10,0840-10,0840.000.00-0.00sell
Clarity Financial LLC11,6880-11,6880.030.00-0.03sell
Stonebrook Private Inc.12,1200-12,1200.050.00-0.05sell
BAYSHORE ASSET MANAGEMENT, LLC12,8350-12,8350.100.00-0.10sell
UBS Group AG646,423612,498-33,9250.000.00-0.00sell
Shaker Financial Services, LLC43,3750-43,3750.260.00-0.26sell
Stratos Wealth Partners, LTD.270,10293,936-176,1660.070.02-0.05sell
GUGGENHEIM CAPITAL LLC701,5040-701,5040.080.00-0.08sell
Page 1 of 1