Stock TransactionsNUVEEN TAXABLE MUNICPAL INM

Total Bought
606,010
33 transactions
Total Sold
88,102
25 transactions
Net
+517,908
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
M&T BANK CORP249,972418,814+168,8420.010.02+0.01buy
MORGAN STANLEY2,234,1992,342,990+108,7910.000.00-0.00buy
UBS Group AG678,848760,233+81,3850.000.00+0.00buy
Eagle Bluffs Wealth Management LLC891,543944,136+52,5935.475.01-0.46buy
Rockefeller Capital Management L.P.4,91224,919+20,0070.000.00+0.00buy
LaSalle St. Investment Advisors, LLC604,163624,081+19,9181.331.20-0.13buy
HRT FINANCIAL LP016,449+16,4490.000.00+0.00buy
LPL Financial LLC222,959239,185+16,2260.000.00-0.00buy
SIT INVESTMENT ASSOCIATES INC3,793,7153,809,746+16,0311.211.14-0.07buy
Arax Advisory Partners015,594+15,5940.000.00+0.00buy
GUGGENHEIM CAPITAL LLC52,96267,515+14,5530.010.01+0.00buy
JANE STREET GROUP, LLC013,930+13,9300.000.00+0.00buy
SIMON QUICK ADVISORS, LLC012,592+12,5920.000.01+0.01buy
AMERIPRISE FINANCIAL INC138,021145,717+7,6960.000.00-0.00buy
FIRST TRUST ADVISORS LP71,41677,164+5,7480.000.00-0.00buy
Integrated Wealth Concepts LLC18,43723,650+5,2130.000.00-0.00buy
Intellus Advisors LLC41,94946,423+4,4740.090.09-0.00buy
RIVERBRIDGE PARTNERS LLC140,892145,001+4,1090.050.06+0.01buy
MGO ONE SEVEN LLC18,66822,010+3,3420.010.01-0.00buy
Cetera Investment Advisers52,17655,124+2,9480.000.00-0.00buy
Advisory Services Network, LLC38,55041,250+2,7000.010.01-0.00buy
NewEdge Advisors, LLC20,27122,456+2,1850.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC46,83248,678+1,8460.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC1,295,4171,297,230+1,8130.010.01-0.00buy
BANK OF AMERICA CORP /DE/553,752555,537+1,7850.000.00-0.00buy
Calamos Advisors LLC18,87920,226+1,3470.000.00+0.00buy
Steward Partners Investment Advisory, LLC7002,000+1,3000.000.00+0.00buy
OSAIC HOLDINGS, INC.21,84422,852+1,0080.000.00-0.00buy
STIFEL FINANCIAL CORP25,77326,227+4540.000.00-0.00buy
TRUIST FINANCIAL CORP64,65664,999+3430.000.00-0.00buy
Fortitude Advisory Group L.L.C.29,96830,274+3060.210.18-0.03buy
Concord Wealth Partners0264+2640.000.00+0.00buy
SAGESPRING WEALTH PARTNERS, LLC38,62838,846+2180.010.01-0.00buy
ORLEANS CAPITAL MANAGEMENT CORP/LA20,30020,30000.210.17-0.05hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,5733,57300.000.00-0.00hold
PRIVATE TRUST CO NA2,8002,80000.000.00-0.00hold
CAPTRUST FINANCIAL ADVISORS11,70011,70000.000.00-0.00hold
Palogic Value Management, L.P.20,00020,00000.140.11-0.02hold
Focus Partners Wealth33,69033,69000.000.00-0.00hold
Van Hulzen Asset Management, LLC11,60511,60500.010.01-0.00hold
FNY Investment Advisers, LLC1,0001,00000.010.01-0.00hold
GREAT VALLEY ADVISOR GROUP, INC.11,05011,05000.000.00-0.00hold
DELTA FINANCIAL ADVISORS LLC11,60011,60000.050.04-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC5,1505,15000.010.00-0.00hold
Mayflower Financial Advisors, LLC16,59416,59400.030.02-0.01hold
Beaird Harris Wealth Management, LLC3300.000.00-0.00hold
Cresta Advisors, Ltd.28,46328,46300.180.16-0.02hold
Kuhn & Co Investment Counsel14,51214,51200.150.13-0.01hold
Taylor Hoffman Capital Management LLC11,28411,28400.050.04-0.01hold
BCS Private Wealth Management, Inc.26,62526,62500.130.13-0.00hold
Kentucky Trust Co19819800.000.00-0.00hold
Caldwell Trust Co29229200.000.00-0.00hold
NBC SECURITIES, INC.1,5511,55100.000.00-0.00hold
HARBOUR INVESTMENTS, INC.50050000.000.00-0.00hold
Global Wealth Strategies & Associates50-50.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC41,56641,536-300.000.00-0.00sell
Gerber Kawasaki Wealth & Investment Management27,49227,357-1350.010.01-0.00sell
Stratos Wealth Partners, LTD.45,94545,607-3380.010.01-0.00sell
KESTRA PRIVATE WEALTH SERVICES, LLC14,30513,841-4640.000.00-0.00sell
FIFTH THIRD BANCORP5,2284,718-5100.000.00-0.00sell
Focused Wealth Management, Inc18,50417,905-5990.030.02-0.01sell
JONES FINANCIAL COMPANIES LLLP6330-6330.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC6530-6530.000.00-0.00sell
Bruce G. Allen Investments, LLC59,09158,372-7190.610.59-0.02sell
Mystic Asset Management, Inc.10,75010,000-7500.040.03-0.01sell
HORIZON KINETICS ASSET MANAGEMENT LLC24,84023,977-8630.000.00+0.00sell
Western Wealth Management, LLC1,4000-1,4000.000.00-0.00sell
GILL CAPITAL PARTNERS, LLC73,47771,896-1,5810.330.30-0.03sell
Baird Financial Group, Inc.156,948155,134-1,8140.000.00-0.00sell
HighTower Advisors, LLC19,24417,279-1,9650.000.00-0.00sell
Comprehensive Money Management Services LLC18,46516,465-2,0000.190.16-0.03sell
WEDBUSH SECURITIES INC55,21752,799-2,4180.030.02-0.00sell
ROYAL BANK OF CANADA41,39138,499-2,8920.000.00-0.00sell
Caitlin John, LLC10,6637,485-3,1780.100.06-0.04sell
Gridiron Partners, LLC15,37011,055-4,3150.150.09-0.06sell
Opal Wealth Advisors, LLC7,4290-7,4290.030.00-0.03sell
WELLS FARGO & COMPANY/MN364,608356,690-7,9180.000.00-0.00sell
Concurrent Investment Advisors, LLC18,2960-18,2960.000.00-0.00sell
Invesco Ltd.282,431255,234-27,1970.000.00-0.00sell
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