| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | 1,611,039 | 1,572,112 | -38,927 | 0.00 | 0.00 | +0.00 | sell |
| Invesco Ltd. | 1,302,981 | 1,390,315 | +87,334 | 0.00 | 0.01 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 2,077,508 | 1,361,478 | -716,030 | 0.06 | 0.04 | -0.02 | sell |
| MORGAN STANLEY | 957,574 | 1,335,940 | +378,366 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 1,276,174 | 1,254,523 | -21,651 | 0.00 | 0.00 | +0.00 | sell |
| UBS Group AG | 838,852 | 860,988 | +22,136 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 856,383 | 852,998 | -3,385 | 0.00 | 0.00 | +0.00 | sell |
| Greenwoods Asset Management Hong Kong Ltd. | 780,933 | 780,933 | 0 | 0.58 | 0.42 | -0.15 | hold |
| STATE STREET CORP | 691,406 | 680,498 | -10,908 | 0.00 | 0.00 | +0.00 | sell |
| Lloyd Harbor Capital Management, LLC | 571,877 | 676,877 | +105,000 | 8.51 | 7.81 | -0.70 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 459,446 | +459,446 | 0.00 | 0.02 | +0.02 | buy |
| GOLDMAN SACHS GROUP INC | 308,002 | 312,015 | +4,013 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 202,218 | 305,484 | +103,266 | 0.00 | 0.00 | +0.00 | buy |
| Susquehanna Portfolio Strategies, LLC | 128,453 | 129,653 | +1,200 | 0.06 | 0.05 | -0.01 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 201,303 | 128,599 | -72,704 | 0.01 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 19,141 | 126,636 | +107,495 | 0.00 | 0.00 | +0.00 | buy |
| Progeny 3, Inc. | 0 | 97,400 | +97,400 | 0.00 | 0.12 | +0.12 | buy |
| JANE STREET GROUP, LLC | 0 | 88,153 | +88,153 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 73,466 | +73,466 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 0 | 70,847 | +70,847 | 0.00 | 0.00 | +0.00 | buy |
| HIMENSION CAPITAL (SINGAPORE) PTE. LTD. | 75,025 | 69,354 | -5,671 | 0.12 | 0.10 | -0.02 | sell |
| NORTHERN TRUST CORP | 82,689 | 68,396 | -14,293 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 41,094 | 66,997 | +25,903 | 0.00 | 0.01 | +0.00 | buy |
| COMMERCE BANK | 0 | 65,971 | +65,971 | 0.00 | 0.01 | +0.01 | buy |
| Aberdeen Group plc | 64,393 | 62,465 | -1,928 | 0.00 | 0.00 | +0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 158,153 | 57,472 | -100,681 | 0.00 | 0.00 | -0.00 | sell |
| HSBC HOLDINGS PLC | 22,347 | 55,658 | +33,311 | 0.00 | 0.00 | +0.00 | buy |
| Mitsubishi UFJ Trust & Banking Corp | 0 | 48,347 | +48,347 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 44,650 | 43,007 | -1,643 | 0.00 | 0.00 | +0.00 | sell |
| HUSSMAN STRATEGIC ADVISORS, INC. | 0 | 42,000 | +42,000 | 0.00 | 0.22 | +0.22 | buy |
| Trexquant Investment LP | 0 | 41,489 | +41,489 | 0.00 | 0.01 | +0.01 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 39,415 | +39,415 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 37,671 | 37,139 | -532 | 0.00 | 0.00 | +0.00 | sell |
| Verition Fund Management LLC | 37,691 | 36,562 | -1,129 | 0.00 | 0.01 | +0.00 | sell |
| Parallax Volatility Advisers, L.P. | 38,721 | 35,120 | -3,601 | 0.03 | 0.02 | -0.01 | sell |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 33,900 | 34,000 | +100 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 794,097 | 32,758 | -761,339 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 30,876 | 28,921 | -1,955 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 38,097 | 28,198 | -9,899 | 0.00 | 0.00 | -0.00 | sell |
| Nuveen, LLC | 28,100 | 28,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITIGROUP INC | 11,017 | 27,559 | +16,542 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 24,776 | +24,776 | 0.00 | 0.00 | +0.00 | buy |
| Brevan Howard Capital Management LP | 24,707 | 24,707 | 0 | 0.01 | 0.01 | +0.00 | hold |
| VAN ECK ASSOCIATES CORP | 25,888 | 23,159 | -2,729 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 24,227 | 23,005 | -1,222 | 0.00 | 0.00 | +0.00 | sell |
| SEI INVESTMENTS CO | 0 | 21,846 | +21,846 | 0.00 | 0.00 | +0.00 | buy |
| Krane Funds Advisors LLC | 23,089 | 21,595 | -1,494 | 0.02 | 0.01 | -0.01 | sell |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0 | 21,308 | +21,308 | 0.00 | 0.00 | +0.00 | buy |
| Mitsubishi UFJ Asset Management Co., Ltd. | 23,449 | 21,074 | -2,375 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 0 | 19,714 | +19,714 | 0.00 | 0.01 | +0.01 | buy |
| PROFUND ADVISORS LLC | 17,713 | 18,650 | +937 | 0.01 | 0.01 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 17,000 | +17,000 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 16,000 | +16,000 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 15,846 | 15,846 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Numerai GP LLC | 15,513 | 15,609 | +96 | 0.05 | 0.05 | +0.01 | buy |
| SIMPLEX TRADING, LLC | 0 | 15,170 | +15,170 | 0.00 | 0.01 | +0.01 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 18,182 | 14,941 | -3,241 | 0.00 | 0.00 | -0.00 | sell |
| Daiwa Securities Group Inc. | 14,900 | 14,900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Vontobel Holding Ltd. | 29,170 | 14,255 | -14,915 | 0.00 | 0.00 | -0.00 | sell |
| Greenwich Wealth Management LLC | 14,489 | 14,189 | -300 | 0.01 | 0.02 | +0.00 | sell |
| WOLVERINE TRADING, LLC | 0 | 13,876 | +13,876 | 0.00 | 0.01 | +0.01 | buy |
| Man Group plc | 0 | 13,700 | +13,700 | 0.00 | 0.00 | +0.00 | buy |
| Harvest Portfolios Group Inc. | 13,901 | 13,425 | -476 | 0.01 | 0.01 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 15,098 | 12,309 | -2,789 | 0.00 | 0.00 | -0.00 | sell |
| IMC-Chicago, LLC | 0 | 12,227 | +12,227 | 0.00 | 0.01 | +0.01 | buy |
| SPX Gestao de Recursos Ltda | 0 | 10,500 | +10,500 | 0.00 | 0.02 | +0.02 | buy |
| JPMORGAN CHASE & CO | 11,082 | 9,953 | -1,129 | 0.00 | 0.00 | -0.00 | sell |
| FNY Investment Advisers, LLC | 0 | 9,400 | +9,400 | 0.00 | 0.07 | +0.07 | buy |
| Atom Investors LP | 0 | 8,792 | +8,792 | 0.00 | 0.02 | +0.02 | buy |
| MACQUARIE GROUP LTD | 0 | 7,738 | +7,738 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 7,578 | +7,578 | 0.00 | 0.00 | +0.00 | buy |
| SUMMIT SECURITIES GROUP LLC | 0 | 6,900 | +6,900 | 0.00 | 0.05 | +0.05 | buy |
| Legal & General Group Plc | 6,087 | 5,369 | -718 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 4,805 | 4,789 | -16 | 0.00 | 0.00 | +0.00 | sell |
| Maj Invest Holding A/S | 3,200 | 3,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NOMURA ASSET MANAGEMENT CO LTD | 2,600 | 2,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Federation des caisses Desjardins du Quebec | 1,875 | 1,875 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 3,946 | 1,724 | -2,222 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Trading LLC | 57,465 | 1,431 | -56,034 | 0.03 | 0.00 | -0.03 | sell |
| MTM Investment Management, LLC | 1,300 | 1,300 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Mirae Asset Global Investments Co., Ltd. | 1,419 | 1,114 | -305 | 0.00 | 0.00 | -0.00 | sell |
| GPS Wealth Strategies Group, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SHELL ASSET MANAGEMENT CO | 2,710 | 902 | -1,808 | 0.00 | 0.00 | +0.00 | sell |
| SIGNATUREFD, LLC | 847 | 847 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PEAK6 LLC | 0 | 748 | +748 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 1,035 | 625 | -410 | 0.00 | 0.00 | -0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 709 | 615 | -94 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 399 | 399 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CENTRAL TRUST Co | 387 | 387 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 1,229 | 254 | -975 | 0.00 | 0.00 | -0.00 | sell |
| Sachetta, LLC | 250 | 250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| US BANCORP \DE\ | 245 | 245 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Tower Research Capital LLC (TRC) | 223 | 234 | +11 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 0 | 216 | +216 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| Triumph Capital Management | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| PRINCIPAL SECURITIES, INC. | 183 | 160 | -23 | 0.00 | 0.00 | -0.00 | sell |
| Strengthening Families & Communities, LLC | 110 | 116 | +6 | 0.00 | 0.00 | -0.00 | buy |
| Bogart Wealth, LLC | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |