Stock Transactions — BLACKSTONE SENI FLTN RAT 202

Total Bought
670,466
15 transactions
Total Sold
433,429
22 transactions
Net
+237,037
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC558,299822,750+264,4510.150.20+0.05buy
ICON ADVISERS INC/CO0152,212+152,2120.000.37+0.37buy
Integrated Wealth Concepts LLC102,582194,248+91,6660.010.01+0.00buy
MORGAN STANLEY340,607408,440+67,8330.000.00+0.00buy
JANE STREET GROUP, LLC039,616+39,6160.000.00+0.00buy
BANK OF AMERICA CORP /DE/528,184559,500+31,3160.000.00-0.00buy
CSS LLC/IL64,97774,589+9,6120.050.04-0.00buy
HARBOUR INVESTMENTS, INC.2,9046,645+3,7410.000.00+0.00buy
Rockefeller Capital Management L.P.1,1754,660+3,4850.000.00+0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC77,90980,558+2,6490.050.05-0.00buy
TrueMark Investments, LLC77,90980,558+2,6490.200.13-0.07buy
OSAIC HOLDINGS, INC.16,58017,026+4460.000.00-0.00buy
Apollon Wealth Management, LLC62,51962,907+3880.010.01-0.00buy
Dynamic Advisor Solutions LLC13,94814,323+3750.010.01-0.00buy
RAYMOND JAMES FINANCIAL INC54,40654,433+270.000.00-0.00buy
NATIXIS1100.000.00+0.00hold
CAPTRUST FINANCIAL ADVISORS23,31323,31300.000.00-0.00hold
Capital Investment Advisors, LLC13,19813,19800.000.00-0.00hold
Almitas Capital LLC44,47144,47100.130.14+0.01hold
Comprehensive Money Management Services LLC33,28033,28000.280.27-0.01hold
Uptown Financial Advisors LLC17,32017,32000.180.16-0.02hold
LOOMIS SAYLES & CO L P100,185100,18500.000.00-0.00hold
STIFEL FINANCIAL CORP10,55710,55700.000.00-0.00hold
SHUFRO ROSE & CO LLC29,80029,80000.030.02-0.00hold
Advisory Services Network, LLC2840-2840.000.00-0.00sell
Merit Financial Group, LLC27,95226,365-1,5870.000.00-0.00sell
ROYAL BANK OF CANADA18,71716,973-1,7440.000.00-0.00sell
Steward Partners Investment Advisory, LLC76,76574,969-1,7960.010.00-0.00sell
Hilltop Holdings Inc.47,21845,068-2,1500.060.05-0.01sell
Beacon Pointe Advisors, LLC34,98332,712-2,2710.000.00-0.00sell
UBS Group AG164,024161,504-2,5200.000.00-0.00sell
LPL Financial LLC75,23972,710-2,5290.000.00-0.00sell
Avidian Wealth Enterprises, LLC20,76018,009-2,7510.010.01-0.00sell
Chicago Partners Investment Group LLC18,92013,947-4,9730.010.00-0.00sell
Ethos Financial Group, LLC18,56712,491-6,0760.020.01-0.01sell
NATIONAL BANK OF CANADA /FI/7,250250-7,0000.000.00-0.00sell
Virtus Investment Advisers, LLC31,75924,177-7,5820.110.07-0.04sell
NTV ASSET MANAGEMENT LLC10,2000-10,2000.010.00-0.01sell
Tranquility Partners, LLC73,41763,184-10,2330.360.28-0.08sell
Kathmere Capital Management, LLC10,4790-10,4790.010.00-0.01sell
Virtu Financial LLC15,6490-15,6490.010.00-0.01sell
LEAVELL INVESTMENT MANAGEMENT, INC.260,730241,580-19,1500.140.11-0.02sell
Lido Advisors, LLC45,8050-45,8050.000.00-0.00sell
Invesco Ltd.120,19166,482-53,7090.000.00-0.00sell
Clear Point Advisors Inc.85,4650-85,4651.250.00-1.25sell
Advisors Asset Management, Inc.139,4760-139,4760.030.00-0.03sell
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