Stock Transactions — BLACKSTONE SENI FLTN RAT 202

Total Bought
678,183
18 transactions
Total Sold
422,166
22 transactions
Net
+256,017
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SIT INVESTMENT ASSOCIATES INC213,886558,299+344,4130.060.15+0.09buy
LOOMIS SAYLES & CO L P0100,185+100,1850.000.00+0.00buy
Clear Point Advisors Inc.085,465+85,4650.001.25+1.25buy
Almitas Capital LLC044,471+44,4710.000.13+0.13buy
CSS LLC/IL34,42664,977+30,5510.030.05+0.02buy
MORGAN STANLEY311,419340,607+29,1880.000.00+0.00buy
Virtu Financial LLC015,649+15,6490.000.01+0.01buy
Kathmere Capital Management, LLC010,479+10,4790.000.01+0.01buy
Hilltop Holdings Inc.40,91047,218+6,3080.030.06+0.02buy
TrueMark Investments, LLC73,94977,909+3,9600.190.20+0.01buy
Steward Partners Investment Advisory, LLC73,35576,765+3,4100.010.01-0.00buy
ROYAL BANK OF CANADA16,38518,717+2,3320.000.00+0.00buy
HARBOUR INVESTMENTS, INC.1,8612,904+1,0430.000.00+0.00buy
OSAIC HOLDINGS, INC.16,27416,580+3060.000.00-0.00buy
Advisory Services Network, LLC0284+2840.000.00+0.00buy
Apollon Wealth Management, LLC62,41162,519+1080.010.01-0.00buy
Rockefeller Capital Management L.P.1,1501,175+250.000.00-0.00buy
Dynamic Advisor Solutions LLC13,94213,948+60.010.01-0.00buy
NATIXIS1100.000.00-0.00hold
NTV ASSET MANAGEMENT LLC10,20010,20000.010.01-0.00hold
Capital Investment Advisors, LLC13,19813,19800.000.00-0.00hold
Lido Advisors, LLC45,80545,80500.000.00-0.00hold
Ethos Financial Group, LLC18,56718,56700.020.02-0.00hold
Comprehensive Money Management Services LLC33,28033,28000.310.28-0.03hold
Uptown Financial Advisors LLC17,32017,32000.200.18-0.02hold
STIFEL FINANCIAL CORP10,55710,55700.000.00-0.00hold
SHUFRO ROSE & CO LLC29,80029,80000.030.03-0.00hold
Beacon Pointe Advisors, LLC35,66534,983-6820.000.00-0.00sell
Tranquility Partners, LLC74,18973,417-7720.360.36-0.00sell
UBS Group AG165,007164,024-9830.000.00-0.00sell
RIVERNORTH CAPITAL MANAGEMENT, LLC78,94977,909-1,0400.050.05+0.00sell
Avidian Wealth Enterprises, LLC22,31320,760-1,5530.010.01-0.00sell
Merit Financial Group, LLC29,93027,952-1,9780.000.00-0.00sell
Kestra Advisory Services, LLC2,5000-2,5000.000.00-0.00sell
Chicago Partners Investment Group LLC21,54218,920-2,6220.010.01-0.00sell
NATIONAL BANK OF CANADA /FI/10,2507,250-3,0000.000.00-0.00sell
LPL Financial LLC78,45075,239-3,2110.000.00-0.00sell
Virtus Investment Advisers, LLC35,21331,759-3,4540.130.11-0.02sell
CAPTRUST FINANCIAL ADVISORS26,99523,313-3,6820.000.00-0.00sell
Advisors Asset Management, Inc.144,140139,476-4,6640.030.03-0.00sell
RAYMOND JAMES FINANCIAL INC59,72454,406-5,3180.000.00-0.00sell
LEAVELL INVESTMENT MANAGEMENT, INC.266,730260,730-6,0000.150.14-0.01sell
Logan Stone Capital, LLC12,5720-12,5720.040.00-0.04sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP17,2960-17,2960.000.00-0.00sell
Integrated Wealth Concepts LLC121,231102,582-18,6490.020.01-0.01sell
Shaker Financial Services, LLC19,9060-19,9060.090.00-0.09sell
WOLVERINE ASSET MANAGEMENT LLC25,6710-25,6710.000.00-0.00sell
Invesco Ltd.186,688120,191-66,4970.000.00-0.00sell
BANK OF AMERICA CORP /DE/748,300528,184-220,1160.000.00-0.00sell
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