Stock Transactions — BLACKSTONE SENI FLTN RAT 202

Total Bought
237,401
19 transactions
Total Sold
286,320
15 transactions
Net
-48,919
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
BANK OF AMERICA CORP /DE/811,554887,589+76,0350.000.00-0.00buy
TrueMark Investments, LLC072,134+72,1340.000.18+0.18buy
MORGAN STANLEY332,051358,351+26,3000.000.00-0.00buy
LPL Financial LLC79,61696,636+17,0200.000.00+0.00buy
Spinnaker Investment Group, LLC011,230+11,2300.000.03+0.03buy
Ethos Financial Group, LLC10,86218,330+7,4680.010.02+0.01buy
LEAVELL INVESTMENT MANAGEMENT, INC.218,230224,430+6,2000.140.13-0.01buy
Beacon Pointe Advisors, LLC29,59235,665+6,0730.000.00-0.00buy
Virtus Investment Advisers, LLC45,28749,414+4,1270.220.20-0.02buy
UBS Group AG159,990164,048+4,0580.000.00-0.00buy
Hilltop Holdings Inc.40,36042,360+2,0000.040.03-0.01buy
Rockefeller Capital Management L.P.01,128+1,1280.000.00+0.00buy
Dynamic Advisor Solutions LLC12,42913,406+9770.010.01-0.00buy
Steward Partners Investment Advisory, LLC71,61772,563+9460.010.01-0.00buy
Avidian Wealth Enterprises, LLC21,45121,880+4290.010.01-0.00buy
Apollon Wealth Management, LLC77,16277,534+3720.020.02-0.00buy
Chicago Partners Investment Group LLC22,17822,548+3700.010.01-0.00buy
Advisory Services Network, LLC0284+2840.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/0250+2500.000.00+0.00buy
NATIXIS1100.000.00+0.00hold
NTV ASSET MANAGEMENT LLC12,40012,40000.020.02-0.00hold
CAPTRUST FINANCIAL ADVISORS30,43430,43400.000.00-0.00hold
Lido Advisors, LLC45,80545,80500.000.00-0.00hold
Newbridge Financial Services Group, Inc.50050000.000.00-0.00hold
BlackRock, Inc.2,5092,50900.000.00-0.00hold
Uptown Financial Advisors LLC17,32017,32000.230.21-0.02hold
STIFEL FINANCIAL CORP10,55710,55700.000.00-0.00hold
SHUFRO ROSE & CO LLC19,80019,80000.020.02+0.00hold
HARBOUR INVESTMENTS, INC.471300-1710.000.00-0.00sell
Comprehensive Money Management Services LLC33,68033,280-4000.370.33-0.03sell
WELLS FARGO & COMPANY/MN9,2628,394-8680.000.00-0.00sell
ROYAL BANK OF CANADA18,32616,356-1,9700.000.00-0.00sell
Capital Investment Advisors, LLC15,19813,198-2,0000.000.00-0.00sell
OSAIC HOLDINGS, INC.19,30515,736-3,5690.000.00-0.00sell
Integrated Wealth Concepts LLC145,862140,250-5,6120.020.02-0.00sell
RAYMOND JAMES FINANCIAL INC72,48665,024-7,4620.000.00-0.00sell
Advisors Asset Management, Inc.267,426259,741-7,6850.070.06-0.01sell
Tranquility Partners, LLC86,46178,292-8,1690.440.37-0.07sell
Merit Financial Group, LLC45,74931,964-13,7850.010.00-0.00sell
Coastal Bridge Advisors, LLC27,4020-27,4020.030.00-0.03sell
Invesco Ltd.256,054227,771-28,2830.000.00-0.00sell
GUGGENHEIM CAPITAL LLC95,56737,705-57,8620.010.00-0.01sell
RIVERNORTH CAPITAL MANAGEMENT, LLC225,555104,473-121,0820.180.08-0.09sell
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