Stock Transactions — HORIZON TECHNOLOGY FIN CORP

Total Bought
556,603
28 transactions
Total Sold
197,328
23 transactions
Net
+359,275
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Connecticut Wealth Management, LLC0210,424+210,4240.000.13+0.13buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP059,953+59,9530.000.00+0.00buy
LPL Financial LLC83,201139,666+56,4650.000.00+0.00buy
Dynamic Technology Lab Private Ltd031,428+31,4280.000.04+0.04buy
Green Alpha Advisors, LLC198,987228,943+29,9561.891.89-0.00buy
Virtu Financial LLC022,612+22,6120.000.02+0.02buy
Legal & General Group Plc248,429269,908+21,4790.000.00-0.00buy
Cetera Investment Advisers14,94834,246+19,2980.000.00-0.00buy
Paloma Partners Management Co018,384+18,3840.000.03+0.03buy
MIRABELLA FINANCIAL SERVICES LLP018,384+18,3840.000.02+0.02buy
Global Assets Advisory, LLC017,669+17,6690.000.07+0.07buy
Jefferies Financial Group Inc.014,500+14,5000.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP61,88872,249+10,3610.000.00+0.00buy
VIRTUS ADVISERS, LLC40,78248,078+7,2960.340.29-0.05buy
WELLS FARGO & COMPANY/MN16,64421,964+5,3200.000.00+0.00buy
CANADA LIFE ASSURANCE Co27,40932,204+4,7950.000.00-0.00buy
Tower Research Capital LLC (TRC)02,169+2,1690.000.00+0.00buy
SIMPLEX TRADING, LLC01,495+1,4950.000.00+0.00buy
ETF Store, Inc.47,64848,806+1,1580.410.32-0.09buy
Sage Capital Management, LLC24,00025,000+1,0000.190.15-0.03buy
CAPSTONE INVESTMENT ADVISORS, LLC10,00010,900+9000.000.00+0.00buy
Pathstone Holdings, LLC28,93629,672+7360.000.00-0.00buy
Kovack Advisors, Inc.14,07414,540+4660.020.02-0.00buy
Steward Partners Investment Advisory, LLC8,1428,355+2130.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.17,16717,245+780.000.00-0.00buy
Spire Wealth Management50100+500.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO310+70.000.00+0.00buy
Allworth Financial LP269276+70.000.00-0.00buy
HANTZ FINANCIAL SERVICES, INC.2200.000.000.00hold
PIN OAK INVESTMENT ADVISORS INC1,9031,90300.030.02-0.00hold
Avior Wealth Management, LLC1,2871,28700.000.00-0.00hold
Sound Income Strategies, LLC505000.000.00-0.00hold
Pineridge Advisors LLC797900.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.58,32858,32800.000.00-0.00hold
Advisory Services Network, LLC90-90.000.00-0.00sell
PRINCIPAL SECURITIES, INC.120102-180.000.00-0.00sell
Qube Research & Technologies Ltd13131-1000.000.00-0.00sell
US BANCORP \DE\450225-2250.000.00-0.00sell
ROYAL BANK OF CANADA36,81935,707-1,1120.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC24,06722,663-1,4040.000.00-0.00sell
Advisors Asset Management, Inc.127,939126,277-1,6620.030.03-0.01sell
Astoria Portfolio Advisors LLC.16,92314,605-2,3180.090.06-0.03sell
NIA IMPACT ADVISORS, LLC15,90713,447-2,4600.110.06-0.05sell
ENVESTNET ASSET MANAGEMENT INC20,46817,817-2,6510.000.00-0.00sell
Quantbot Technologies LP5,7122,996-2,7160.000.00-0.00sell
CPR Investments Inc.14,81911,432-3,3870.190.10-0.09sell
Creekmur Asset Management LLC3,920472-3,4480.020.00-0.01sell
Cape Investment Advisory, Inc.4,278271-4,0070.030.00-0.03sell
OSAIC HOLDINGS, INC.38,93233,772-5,1600.000.00-0.00sell
CITADEL ADVISORS LLC6,7270-6,7270.000.00-0.00sell
UBS Group AG23,25416,223-7,0310.000.00-0.00sell
Parisi Gray Wealth Management10,0000-10,0000.050.00-0.05sell
Verition Fund Management LLC11,7000-11,7000.000.00-0.00sell
CREATIVE FINANCIAL DESIGNS INC /ADV19,3816,600-12,7810.030.01-0.02sell
Freedom Investment Management, Inc.116,20698,690-17,5160.120.09-0.03sell
D. E. Shaw & Co., Inc.28,4610-28,4610.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC72,4350-72,4350.000.00-0.00sell
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