Stock Transactions — HORIZON TECHNOLOGY FIN CORP

Total Bought
417,765
26 transactions
Total Sold
224,123
25 transactions
Net
+193,642
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
TWO SIGMA INVESTMENTS, LP72,249181,546+109,2970.000.01+0.00buy
HRT FINANCIAL LP061,013+61,0130.000.00+0.00buy
TWO SIGMA ADVISERS, LP049,597+49,5970.000.00+0.00buy
First Financial Bank - Trust Division043,552+43,5520.000.05+0.05buy
VIRTUS ADVISERS, LLC48,07887,046+38,9680.290.51+0.22buy
Strategic Financial Concepts, LLC030,150+30,1500.000.00+0.00buy
LPL Financial LLC139,666153,697+14,0310.000.00+0.00buy
Clearstead Advisors, LLC014,000+14,0000.000.00+0.00buy
Legal & General Group Plc269,908278,791+8,8830.000.00+0.00buy
Freedom Investment Management, Inc.98,690107,466+8,7760.090.11+0.02buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP59,95367,754+7,8010.000.00+0.00buy
Aquatic Capital Management LLC06,000+6,0000.000.00+0.00buy
WELLS FARGO & COMPANY/MN21,96427,667+5,7030.000.00+0.00buy
Cetera Investment Advisers34,24639,836+5,5900.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC05,500+5,5000.000.01+0.01buy
ENVESTNET ASSET MANAGEMENT INC17,81720,906+3,0890.000.00+0.00buy
ETF Store, Inc.48,80650,942+2,1360.320.63+0.32buy
COMMONWEALTH EQUITY SERVICES, LLC22,66323,776+1,1130.000.00+0.00buy
CANADA LIFE ASSURANCE Co32,20433,155+9510.000.00+0.00buy
Pathstone Holdings, LLC29,67230,286+6140.000.00+0.00buy
HARBOUR INVESTMENTS, INC.0464+4640.000.00+0.00buy
Steward Partners Investment Advisory, LLC8,3558,631+2760.000.00+0.00buy
Cypress Capital, LLC0200+2000.000.00+0.00buy
Camelot Portfolios, LLC039+390.000.00+0.00buy
COMERICA BANK012+120.000.00+0.00buy
Allworth Financial LP276286+100.000.00+0.00buy
HANTZ FINANCIAL SERVICES, INC.2200.000.000.00hold
PIN OAK INVESTMENT ADVISORS INC1,9031,90300.020.02+0.00hold
Connecticut Wealth Management, LLC210,424210,42400.130.13+0.00hold
Qube Research & Technologies Ltd313100.000.00+0.00hold
Sound Income Strategies, LLC505000.000.00-0.00hold
Spire Wealth Management10010000.000.00+0.00hold
Pineridge Advisors LLC797900.000.00+0.00hold
Sage Capital Management, LLC25,00025,00000.150.16+0.00hold
US BANCORP \DE\22522500.000.00+0.00hold
PNC FINANCIAL SERVICES GROUP, INC.58,32858,32800.000.00+0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV6,6006,60000.010.01-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO100-100.000.00-0.00sell
PRINCIPAL SECURITIES, INC.10283-190.000.00-0.00sell
Cape Investment Advisory, Inc.2710-2710.000.00-0.00sell
Creekmur Asset Management LLC4721-4710.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.17,24516,712-5330.000.00-0.00sell
NIA IMPACT ADVISORS, LLC13,44712,588-8590.060.05-0.01sell
CPR Investments Inc.11,43210,559-8730.100.11+0.01sell
Kovack Advisors, Inc.14,54013,461-1,0790.020.02-0.00sell
Avior Wealth Management, LLC1,2870-1,2870.000.00-0.00sell
Astoria Portfolio Advisors LLC.14,60513,227-1,3780.060.06-0.01sell
SIMPLEX TRADING, LLC1,4950-1,4950.000.00-0.00sell
UBS Group AG16,22314,178-2,0450.000.00-0.00sell
Tower Research Capital LLC (TRC)2,1690-2,1690.000.00-0.00sell
Quantbot Technologies LP2,9960-2,9960.000.00-0.00sell
OSAIC HOLDINGS, INC.33,77228,587-5,1850.000.00-0.00sell
Green Alpha Advisors, LLC228,943222,810-6,1331.892.16+0.27sell
CAPSTONE INVESTMENT ADVISORS, LLC10,9000-10,9000.000.00-0.00sell
ROYAL BANK OF CANADA35,70722,506-13,2010.000.00-0.00sell
Jefferies Financial Group Inc.14,5000-14,5000.000.00-0.00sell
Global Assets Advisory, LLC17,6690-17,6690.070.00-0.07sell
Paloma Partners Management Co18,3840-18,3840.030.00-0.03sell
MIRABELLA FINANCIAL SERVICES LLP18,3840-18,3840.020.00-0.02sell
Virtu Financial LLC22,6120-22,6120.020.00-0.02sell
Dynamic Technology Lab Private Ltd31,4280-31,4280.040.00-0.04sell
Advisors Asset Management, Inc.126,27776,035-50,2420.030.02-0.01sell
Page 1 of 1