Stock Transactions — HORIZON TECHNOLOGY FIN CORP

Total Bought
504,647
33 transactions
Total Sold
1,146,630
30 transactions
Net
-641,983
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
BlackRock, Inc.173,714233,022+59,3080.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC057,135+57,1350.000.04+0.04buy
ROYAL BANK OF CANADA19,31464,419+45,1050.000.00+0.00buy
OXFORD ASSET MANAGEMENT LLP039,603+39,6030.000.09+0.09buy
Virtus Investment Advisers, LLC141,542177,768+36,2260.360.43+0.07buy
IMC-Chicago, LLC034,918+34,9180.000.01+0.01buy
UBS Group AG45,26276,248+30,9860.000.00+0.00buy
Green Alpha Advisors, LLC358,742387,726+28,9843.612.67-0.94buy
Squarepoint Ops LLC017,175+17,1750.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS016,900+16,9000.000.00+0.00buy
MARSHALL WACE, LLP014,283+14,2830.000.00+0.00buy
JANE STREET GROUP, LLC014,170+14,1700.000.00+0.00buy
NORTHERN TRUST CORP013,752+13,7520.000.00+0.00buy
GROUP ONE TRADING LLC96814,040+13,0720.000.00+0.00buy
Quantbot Technologies LP4,32517,332+13,0070.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd010,731+10,7310.000.00+0.00buy
TWO SIGMA SECURITIES, LLC010,632+10,6320.000.01+0.01buy
Allworth Financial LP010,205+10,2050.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV010,000+10,0000.000.00+0.00buy
Tower Research Capital LLC (TRC)08,307+8,3070.000.00+0.00buy
CANADA LIFE ASSURANCE Co36,07143,268+7,1970.000.00-0.00buy
SIMPLEX TRADING, LLC8873,947+3,0600.000.00+0.00buy
WELLS FARGO & COMPANY/MN37,39239,313+1,9210.000.00-0.00buy
Caitong International Asset Management Co., Ltd1151,530+1,4150.000.01+0.01buy
Cetera Investment Advisers63,00864,344+1,3360.000.00-0.00buy
Prime Capital Investment Advisors, LLC14,63815,770+1,1320.000.00-0.00buy
Chung Wu Investment Group, LLC01,100+1,1000.000.01+0.01buy
ETF Store, Inc.55,34856,078+7300.640.47-0.17buy
EverSource Wealth Advisors, LLC0661+6610.000.00+0.00buy
Connecticut Wealth Management, LLC210,748211,358+6100.100.07-0.03buy
OSAIC HOLDINGS, INC.44,95345,442+4890.000.00-0.00buy
MAI Capital Management110511+4010.000.00+0.00buy
COMERICA BANK873969+960.000.00-0.00buy
PIN OAK INVESTMENT ADVISORS INC80080000.010.01-0.00hold
ADELL HARRIMAN & CARPENTER INC12,00012,00000.010.01-0.00hold
PRINCIPAL SECURITIES, INC.838300.000.00-0.00hold
First Financial Bank - Trust Division45,72545,72500.040.03-0.01hold
Flaharty Asset Management, LLC1,0751,07500.000.00-0.00hold
Sound Income Strategies, LLC505000.000.00-0.00hold
N.E.W. Advisory Services LLC3,8003,80000.000.00-0.00hold
Spire Wealth Management10010000.000.00-0.00hold
ORG Partners LLC2,1202,12000.000.00-0.00hold
Pineridge Advisors LLC797900.000.00-0.00hold
Creekmur Asset Management LLC0000.000.00-0.00hold
Nova Wealth Management, Inc.3,7223,72200.030.02-0.01hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
SALEM INVESTMENT COUNSELORS INC70070000.000.00-0.00hold
HANTZ FINANCIAL SERVICES, INC.20-20.000.000.00sell
Parallel Advisors, LLC100-100.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC13,93713,793-1440.000.00-0.00sell
Hexagon Capital Partners LLC2010-2010.000.00-0.00sell
US BANCORP \DE\2250-2250.000.00-0.00sell
Legal & General Group Plc267,551267,323-2280.000.00-0.00sell
AQR CAPITAL MANAGEMENT LLC36,08935,647-4420.000.00-0.00sell
JACKSON THORNTON WEALTH MANAGEMENT, LLC36,08935,647-4420.040.03-0.01sell
Cambridge Investment Research Advisors, Inc.14,71614,076-6400.000.00-0.00sell
Pathstone Holdings, LLC24,34123,510-8310.000.00-0.00sell
HUNTINGTON NATIONAL BANK1,0000-1,0000.000.00-0.00sell
COLDSTREAM CAPITAL MANAGEMENT INC1,2330-1,2330.000.00-0.00sell
Farther Finance Advisors, LLC2,3150-2,3150.000.00-0.00sell
CITIGROUP INC2,42990-2,3390.000.00-0.00sell
Freedom Investment Management, Inc.110,619106,849-3,7700.090.06-0.03sell
ENVESTNET ASSET MANAGEMENT INC24,96420,926-4,0380.000.00-0.00sell
LPL Financial LLC88,79684,268-4,5280.000.00-0.00sell
Mutual Advisors, LLC10,0560-10,0560.000.00-0.00sell
Lido Advisors, LLC10,0840-10,0840.000.00-0.00sell
Crew Capital Management, Ltd.10,6710-10,6710.080.00-0.08sell
Virtu Financial LLC15,0800-15,0800.010.00-0.01sell
Verition Fund Management LLC18,8230-18,8230.000.00-0.00sell
WOLVERINE TRADING, LLC20,2930-20,2930.010.00-0.01sell
BALYASNY ASSET MANAGEMENT L.P.37,2360-37,2360.000.00-0.00sell
CITADEL ADVISORS LLC71,1190-71,1190.000.00-0.00sell
MORGAN STANLEY116,4520-116,4520.000.00-0.00sell
TWO SIGMA ADVISERS, LP238,99770,297-168,7000.010.00-0.00sell
TWO SIGMA INVESTMENTS, LP264,44788,770-175,6770.010.00-0.00sell
Trexquant Investment LP197,5390-197,5390.020.00-0.02sell
TrueMark Investments, LLC272,5120-272,5120.670.00-0.67sell
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