Stock TransactionsHORIZON TECHNOLOGY FIN CORP

Total Bought
4,692,518
81 transactions
Total Sold
385,848
16 transactions
Net
+4,306,670
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
MORGAN STANLEY01,055,591+1,055,5910.000.00+0.00buy
Bulldog Investors, LLP0658,617+658,6170.000.69+0.69buy
MARSHALL WACE, LLP171,778592,247+420,4690.000.00+0.00buy
BLAIR WILLIAM & CO/IL0239,073+239,0730.000.00+0.00buy
BANK OF AMERICA CORP /DE/0225,732+225,7320.000.00+0.00buy
Arax Advisory Partners0126,305+126,3050.000.00+0.00buy
Apollon Wealth Management, LLC0126,196+126,1960.000.01+0.01buy
LaFleur & Godfrey LLC0114,526+114,5260.000.06+0.06buy
CAZ INVESTMENTS LP0108,630+108,6300.000.24+0.24buy
Virtus Investment Advisers, LLC143,968252,455+108,4870.170.28+0.11buy
UMB Bank, n.a.0107,470+107,4700.000.01+0.01buy
Focus Partners Wealth0100,593+100,5930.000.00+0.00buy
Corient Private Wealth LLC089,300+89,3000.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC081,264+81,2640.000.00+0.00buy
Fiera Capital Corp078,980+78,9800.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC33,01891,368+58,3500.000.00+0.00buy
JACKSON THORNTON WEALTH MANAGEMENT, LLC33,01890,609+57,5910.010.03+0.02buy
Legal & General Group Plc328,655386,211+57,5560.000.00+0.00buy
UBS Group AG144,136195,466+51,3300.000.00+0.00buy
Permanent Capital Management, LP042,165+42,1650.000.03+0.03buy
RAYMOND JAMES FINANCIAL INC038,247+38,2470.000.00+0.00buy
Cerity Partners LLC033,736+33,7360.000.00+0.00buy
Ethos Financial Group, LLC033,100+33,1000.000.01+0.01buy
Baird Financial Group, Inc.031,280+31,2800.000.00+0.00buy
Freestone Capital Holdings, LLC029,817+29,8170.000.00+0.00buy
MAGNOLIA CAPITAL ADVISORS LLC028,849+28,8490.000.02+0.02buy
Koshinski Asset Management, Inc.027,279+27,2790.000.01+0.01buy
ROYAL BANK OF CANADA20,41147,242+26,8310.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS026,396+26,3960.000.00+0.00buy
Forum Financial Management, LP024,760+24,7600.000.00+0.00buy
Private Advisor Group, LLC023,207+23,2070.000.00+0.00buy
NewEdge Advisors, LLC021,413+21,4130.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC020,987+20,9870.000.00+0.00buy
Fiduciary Group, LLC020,684+20,6840.000.01+0.01buy
OSAIC HOLDINGS, INC.30,71350,626+19,9130.000.00+0.00buy
HRT FINANCIAL LP019,770+19,7700.000.00+0.00buy
Squarepoint Ops LLC019,743+19,7430.000.00+0.00buy
D.A. DAVIDSON & CO.019,123+19,1230.000.00+0.00buy
Equitable Holdings, Inc.018,956+18,9560.000.00+0.00buy
Rockefeller Capital Management L.P.018,375+18,3750.000.00+0.00buy
Quantbot Technologies LP18,77336,325+17,5520.000.01+0.00buy
LifeWealth Investments, LLC016,908+16,9080.000.02+0.02buy
Leading Edge Financial Planning LLC016,732+16,7320.000.01+0.01buy
Southeast Asset Advisors, LLC015,043+15,0430.000.01+0.01buy
Centennial Bank/AR/015,000+15,0000.000.02+0.02buy
Mariner, LLC014,760+14,7600.000.00+0.00buy
XTX Topco Ltd014,286+14,2860.000.00+0.00buy
Cresset Asset Management, LLC014,285+14,2850.000.00+0.00buy
HighTower Advisors, LLC012,905+12,9050.000.00+0.00buy
CHAPIN DAVIS, INC.012,691+12,6910.000.01+0.01buy
Trek Financial, LLC012,455+12,4550.000.00+0.00buy
OPPENHEIMER & CO INC012,213+12,2130.000.00+0.00buy
Ausdal Financial Partners, Inc.011,513+11,5130.000.00+0.00buy
Wealthspire Advisors, LLC011,190+11,1900.000.00+0.00buy
Garden State Investment Advisory Services LLC011,143+11,1430.000.01+0.01buy
Cambridge Investment Research Advisors, Inc.010,661+10,6610.000.00+0.00buy
DAVENPORT & Co LLC010,624+10,6240.000.00+0.00buy
STEPHENS INC /AR/010,202+10,2020.000.00+0.00buy
BI Asset Management Fondsmaeglerselskab A/S010,059+10,0590.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC44,28449,241+4,9570.010.01+0.00buy
SIMPLEX TRADING, LLC6,93111,084+4,1530.000.00+0.00buy
CANADA LIFE ASSURANCE Co56,48559,941+3,4560.000.00+0.00buy
CREATIVE FINANCIAL DESIGNS INC /ADV10,00013,378+3,3780.000.00+0.00buy
Pathstone Holdings, LLC51,79754,705+2,9080.000.00-0.00buy
HIGHLINE WEALTH PARTNERS LLC02,732+2,7320.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP01,830+1,8300.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO01,561+1,5610.000.00+0.00buy
NOMURA ASSET MANAGEMENT CO LTD01,432+1,4320.000.00+0.00buy
BlackRock, Inc.179,487180,902+1,4150.000.00-0.00buy
GROUP ONE TRADING LLC0833+8330.000.00+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV11,45012,150+7000.000.00+0.00buy
Connecticut Wealth Management, LLC213,811214,509+6980.040.04-0.00buy
North Star Investment Management Corp.0658+6580.000.00+0.00buy
Caitong International Asset Management Co., Ltd188721+5330.000.00+0.00buy
JFS WEALTH ADVISORS, LLC0171+1710.000.00+0.00buy
TD Waterhouse Canada Inc.0125+1250.000.00+0.00buy
HARBOUR INVESTMENTS, INC.2972+430.000.00+0.00buy
N.E.W. Advisory Services LLC2,0522,065+130.000.00+0.00buy
Aspect Partners, LLC167172+50.000.00+0.00buy
FIFTH THIRD BANCORP2,6992,702+30.000.00-0.00buy
Global Retirement Partners, LLC01+10.000.00+0.00buy
PIN OAK INVESTMENT ADVISORS INC80080000.000.00+0.00hold
ADELL HARRIMAN & CARPENTER INC12,00012,00000.000.00-0.00hold
First Financial Bank - Trust Division65,57365,57300.020.02-0.00hold
Regal Investment Advisors LLC43,55343,55300.010.01+0.00hold
Nova Wealth Management, Inc.3,7223,72200.010.01-0.00hold
Chung Wu Investment Group, LLC1,1001,10000.000.00-0.00hold
WELLS FARGO & COMPANY/MN27,68427,68400.000.00-0.00hold
Allworth Financial LP1,1391,134-50.000.00+0.00sell
Sound Income Strategies, LLC500-500.000.00-0.00sell
SALEM INVESTMENT COUNSELORS INC7000-7000.000.00-0.00sell
MAI Capital Management7770-7770.000.00-0.00sell
Cetera Investment Advisers19,87018,585-1,2850.000.00-0.00sell
Atria Investments, Inc11,8550-11,8550.000.00-0.00sell
Patriot Financial Group Insurance Agency, LLC12,4520-12,4520.000.00-0.00sell
Tower Research Capital LLC (TRC)13,5350-13,5350.000.00-0.00sell
OXFORD ASSET MANAGEMENT LLP27,46512,455-15,0100.050.03-0.02sell
MILLENNIUM MANAGEMENT LLC75,96860,674-15,2940.000.00-0.00sell
TWO SIGMA SECURITIES, LLC16,5080-16,5080.010.00-0.01sell
ENVESTNET ASSET MANAGEMENT INC16,6830-16,6830.000.00-0.00sell
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