Stock Transactions — HORIZON TECHNOLOGY FIN CORP

Total Bought
995,434
25 transactions
Total Sold
436,774
29 transactions
Net
+558,660
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
MARSHALL WACE, LLP14,283347,781+333,4980.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC0180,199+180,1990.000.00+0.00buy
Green Alpha Advisors, LLC387,726500,029+112,3032.672.94+0.28buy
Magnetar Financial LLC071,242+71,2420.000.00+0.00buy
BlackRock, Inc.233,022300,574+67,5520.000.00+0.00buy
Aquatic Capital Management LLC064,831+64,8310.000.01+0.01buy
Brevan Howard Capital Management LP040,197+40,1970.000.00+0.00buy
Virtus Investment Advisers, LLC177,768211,275+33,5070.430.37-0.06buy
UBS Group AG76,248106,964+30,7160.000.00+0.00buy
Virtu Financial LLC019,493+19,4930.000.01+0.01buy
ROYAL BANK OF CANADA64,41977,952+13,5330.000.00-0.00buy
CANADA LIFE ASSURANCE Co43,26853,430+10,1620.000.00-0.00buy
NORTHERN TRUST CORP13,75219,782+6,0300.000.00+0.00buy
Cetera Investment Advisers64,34468,836+4,4920.000.00-0.00buy
GROUP ONE TRADING LLC14,04016,120+2,0800.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC57,13559,135+2,0000.040.00-0.04buy
ETF Store, Inc.56,07857,818+1,7400.470.37-0.09buy
Connecticut Wealth Management, LLC211,358212,031+6730.070.06-0.02buy
EverSource Wealth Advisors, LLC661943+2820.000.00+0.00buy
FMR LLC0238+2380.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP0227+2270.000.00+0.00buy
Aspect Partners, LLC0150+1500.000.00+0.00buy
COMERICA BANK9691,076+1070.000.00-0.00buy
FLAGSHIP WEALTH ADVISORS, LLC0102+1020.000.00+0.00buy
Blue Trust, Inc.080+800.000.00+0.00buy
MAI Capital Management51151100.000.00-0.00hold
PIN OAK INVESTMENT ADVISORS INC80080000.010.00-0.00hold
ADELL HARRIMAN & CARPENTER INC12,00012,00000.010.00-0.00hold
PRINCIPAL SECURITIES, INC.838300.000.00-0.00hold
First Financial Bank - Trust Division45,72545,72500.030.02-0.01hold
Allworth Financial LP10,20510,20500.000.00-0.00hold
Sound Income Strategies, LLC505000.000.00-0.00hold
Spire Wealth Management10010000.000.00-0.00hold
ORG Partners LLC2,1202,12000.000.00-0.00hold
Pineridge Advisors LLC797900.000.00-0.00hold
Creekmur Asset Management LLC0000.000.00-0.00hold
Nova Wealth Management, Inc.3,7223,72200.020.02-0.00hold
Chung Wu Investment Group, LLC1,1001,10000.010.01-0.00hold
SALEM INVESTMENT COUNSELORS INC70070000.000.00-0.00hold
CITIGROUP INC900-900.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC13,79313,451-3420.000.00-0.00sell
Pathstone Holdings, LLC23,51023,105-4050.000.00-0.00sell
Caitong International Asset Management Co., Ltd1,530870-6600.010.00-0.00sell
AQR CAPITAL MANAGEMENT LLC35,64734,901-7460.000.00-0.00sell
SIMPLEX TRADING, LLC3,9473,077-8700.000.00-0.00sell
JACKSON THORNTON WEALTH MANAGEMENT, LLC35,64734,579-1,0680.030.02-0.01sell
Flaharty Asset Management, LLC1,0750-1,0750.000.00-0.00sell
N.E.W. Advisory Services LLC3,8002,000-1,8000.000.00-0.00sell
Tower Research Capital LLC (TRC)8,3076,204-2,1030.000.00-0.00sell
OSAIC HOLDINGS, INC.45,44241,995-3,4470.000.00-0.00sell
Prime Capital Investment Advisors, LLC15,77012,185-3,5850.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC20,92617,283-3,6430.000.00-0.00sell
OXFORD ASSET MANAGEMENT LLP39,60334,162-5,4410.090.07-0.03sell
WELLS FARGO & COMPANY/MN39,31332,762-6,5510.000.00-0.00sell
Quantbot Technologies LP17,33210,038-7,2940.000.00-0.00sell
MERCER GLOBAL ADVISORS INC /ADV10,0000-10,0000.000.00-0.00sell
TWO SIGMA SECURITIES, LLC10,6320-10,6320.010.00-0.01sell
Y-Intercept (Hong Kong) Ltd10,7310-10,7310.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS16,9004,823-12,0770.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.14,0760-14,0760.000.00-0.00sell
JANE STREET GROUP, LLC14,1700-14,1700.000.00-0.00sell
Squarepoint Ops LLC17,1750-17,1750.000.00-0.00sell
LPL Financial LLC84,26865,428-18,8400.000.00-0.00sell
Legal & General Group Plc267,323247,804-19,5190.000.00-0.00sell
IMC-Chicago, LLC34,9180-34,9180.010.00-0.01sell
TWO SIGMA ADVISERS, LP70,29730,400-39,8970.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP88,7700-88,7700.000.00-0.00sell
Freedom Investment Management, Inc.106,8490-106,8490.060.00-0.06sell
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