Stock Transactions — HORIZON TECHNOLOGY FIN CORP

Total Bought
1,400,266
44 transactions
Total Sold
547,805
29 transactions
Net
+852,461
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
TrueMark Investments, LLC0209,378+209,3780.000.60+0.60buy
MARSHALL WACE, LLP0143,219+143,2190.000.00+0.00buy
UBS Group AG14,489153,568+139,0790.000.00+0.00buy
Trexquant Investment LP66,946198,451+131,5050.010.02+0.01buy
Strategic Financial Concepts, LLC087,653+87,6530.000.02+0.02buy
CITADEL ADVISORS LLC9,03779,797+70,7600.000.00+0.00buy
Green Alpha Advisors, LLC226,738290,447+63,7091.902.09+0.20buy
JANE STREET GROUP, LLC049,692+49,6920.000.00+0.00buy
VIRTUS ADVISERS, LLC74,947124,433+49,4860.370.46+0.08buy
Magnetar Financial LLC045,128+45,1280.000.01+0.01buy
AQR CAPITAL MANAGEMENT LLC036,823+36,8230.000.00+0.00buy
JACKSON THORNTON WEALTH MANAGEMENT, LLC036,823+36,8230.000.04+0.04buy
BlackRock, Inc.127,910160,538+32,6280.000.00+0.00buy
Virtu Financial LLC031,729+31,7290.000.02+0.02buy
Aquatic Capital Management LLC029,523+29,5230.000.01+0.01buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP35,22663,986+28,7600.000.00+0.00buy
D. E. Shaw & Co., Inc.024,447+24,4470.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.019,189+19,1890.000.00+0.00buy
WOLVERINE TRADING, LLC018,914+18,9140.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd016,498+16,4980.000.01+0.01buy
OSAIC HOLDINGS, INC.39,31555,347+16,0320.000.00+0.00buy
LPL Financial LLC161,201176,871+15,6700.000.00-0.00buy
TWO SIGMA ADVISERS, LP34,50049,897+15,3970.000.00+0.00buy
Freedom Investment Management, Inc.102,153117,244+15,0910.090.09+0.00buy
AIGEN INVESTMENT MANAGEMENT, LP014,812+14,8120.000.02+0.02buy
Prime Capital Investment Advisors, LLC014,600+14,6000.000.00+0.00buy
Mutual Advisors, LLC011,522+11,5220.000.00+0.00buy
Crew Capital Management, Ltd.011,057+11,0570.000.08+0.08buy
ENVESTNET ASSET MANAGEMENT INC19,92826,344+6,4160.000.00+0.00buy
Quantbot Technologies LP9,29413,290+3,9960.000.00+0.00buy
HRT FINANCIAL LP15,64118,139+2,4980.000.00+0.00buy
First Financial Bank - Trust Division43,55245,725+2,1730.040.04-0.00buy
ORG Partners LLC02,120+2,1200.000.00+0.00buy
Brevan Howard Capital Management LP13,98516,093+2,1080.010.00-0.00buy
JONES FINANCIAL COMPANIES LLLP0843+8430.000.00+0.00buy
CITIGROUP INC1,5512,133+5820.000.00+0.00buy
GROUP ONE TRADING LLC0168+1680.000.00+0.00buy
Cetera Investment Advisers52,29452,405+1110.000.00-0.00buy
COMERICA BANK51100+490.000.00+0.00buy
CWM, LLC025+250.000.000.00buy
Hexagon Capital Partners LLC021+210.000.00+0.00buy
Allworth Financial LP292306+140.000.00-0.00buy
Parallel Advisors, LLC010+100.000.00+0.00buy
IFP Advisors, Inc08+80.000.00+0.00buy
HANTZ FINANCIAL SERVICES, INC.2200.000.000.00hold
PIN OAK INVESTMENT ADVISORS INC80080000.010.01+0.00hold
ADELL HARRIMAN & CARPENTER INC12,00012,00000.010.01-0.00hold
PRINCIPAL SECURITIES, INC.838300.000.00-0.00hold
Connecticut Wealth Management, LLC210,424210,42400.110.09-0.02hold
Sound Income Strategies, LLC505000.000.00-0.00hold
Spire Wealth Management10010000.000.00-0.00hold
Farther Finance Advisors, LLC2,3152,31500.000.00-0.00hold
Pineridge Advisors LLC797900.000.00-0.00hold
Creekmur Asset Management LLC0000.000.00-0.00hold
US BANCORP \DE\22522500.000.00-0.00hold
DEUTSCHE BANK AG\1060-1060.000.00-0.00sell
Kovack Advisors, Inc.12,07711,699-3780.010.01-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4960-4960.000.00-0.00sell
SIMPLEX TRADING, LLC3,9993,365-6340.000.00-0.00sell
CANADA LIFE ASSURANCE Co30,67529,403-1,2720.000.00-0.00sell
NORTHERN TRUST CORP14,25912,963-1,2960.000.00-0.00sell
NIA IMPACT ADVISORS, LLC12,90111,460-1,4410.050.03-0.01sell
Cambridge Investment Research Advisors, Inc.17,28815,018-2,2700.000.00-0.00sell
PRIVATE TRUST CO NA3,5720-3,5720.000.00-0.00sell
Tower Research Capital LLC (TRC)6,5021,526-4,9760.000.00-0.00sell
ETF Store, Inc.52,81347,471-5,3420.580.53-0.05sell
ROYAL BANK OF CANADA23,40317,073-6,3300.000.00-0.00sell
CREATIVE FINANCIAL DESIGNS INC /ADV6,6000-6,6000.010.00-0.01sell
Legal & General Group Plc246,332238,747-7,5850.000.00-0.00sell
Pathstone Holdings, LLC31,45323,601-7,8520.000.00-0.00sell
Astoria Portfolio Advisors LLC.10,5670-10,5670.040.00-0.04sell
JPMORGAN CHASE & CO11,0290-11,0290.000.00-0.00sell
Sage Capital Management, LLC25,00013,500-11,5000.130.06-0.07sell
OXFORD ASSET MANAGEMENT LLP11,8980-11,8980.110.00-0.11sell
WELLS FARGO & COMPANY/MN28,14715,973-12,1740.000.00-0.00sell
Clearstead Advisors, LLC14,0000-14,0000.000.00-0.00sell
Dynamic Technology Lab Private Ltd20,3730-20,3730.020.00-0.02sell
Paloma Partners Management Co32,6510-32,6510.020.00-0.02sell
TWO SIGMA INVESTMENTS, LP141,246103,273-37,9730.000.00-0.00sell
Schonfeld Strategic Advisors LLC62,40018,100-44,3000.010.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC50,0550-50,0550.010.00-0.01sell
DEERFIELD MANAGEMENT COMPANY, L.P.64,7080-64,7080.010.00-0.01sell
Advisors Asset Management, Inc.69,3450-69,3450.010.00-0.01sell
MILLENNIUM MANAGEMENT LLC203,42496,342-107,0820.000.00-0.00sell
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