Stock Transactions — HORIZON TECHNOLOGY FIN CORP

Total Bought
1,120,775
29 transactions
Total Sold
827,039
30 transactions
Net
+293,736
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
TWO SIGMA INVESTMENTS, LP0519,253+519,2530.000.00+0.00buy
JANE STREET GROUP, LLC082,290+82,2900.000.00+0.00buy
Legal & General Group Plc247,804306,904+59,1000.000.00+0.00buy
Green Alpha Advisors, LLC500,029558,944+58,9152.943.30+0.36buy
Quadrature Capital Ltd056,559+56,5590.000.00+0.00buy
Quantbot Technologies LP10,03861,614+51,5760.000.01+0.01buy
CAPTRUST FINANCIAL ADVISORS050,035+50,0350.000.00+0.00buy
Regal Investment Advisors LLC049,059+49,0590.000.02+0.02buy
TWO SIGMA ADVISERS, LP30,40063,197+32,7970.000.00+0.00buy
WINTON GROUP Ltd030,516+30,5160.000.01+0.01buy
Schonfeld Strategic Advisors LLC029,028+29,0280.000.00+0.00buy
Pathstone Holdings, LLC23,10549,637+26,5320.000.00+0.00buy
Financial Engines Advisors L.L.C.021,604+21,6040.000.00+0.00buy
First Financial Bank - Trust Division45,72565,573+19,8480.020.03+0.01buy
HRT FINANCIAL LP011,991+11,9910.000.00+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV010,450+10,4500.000.00+0.00buy
ETF Store, Inc.57,81860,873+3,0550.370.40+0.03buy
N.E.W. Advisory Services LLC2,0004,000+2,0000.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC13,45115,066+1,6150.000.00+0.00buy
COMERICA BANK1,0762,653+1,5770.000.00+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC0821+8210.000.00+0.00buy
Connecticut Wealth Management, LLC212,031212,842+8110.060.06+0.00buy
Triumph Capital Management0300+3000.000.00+0.00buy
SageView Advisory Group, LLC0300+3000.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC17,28317,567+2840.000.00+0.00buy
MAI Capital Management511736+2250.000.00+0.00buy
Caitong International Asset Management Co., Ltd8701,085+2150.000.00-0.00buy
CITIGROUP INC011+110.000.00+0.00buy
Aspect Partners, LLC150158+80.000.00+0.00buy
PIN OAK INVESTMENT ADVISORS INC80080000.000.00-0.00hold
ADELL HARRIMAN & CARPENTER INC12,00012,00000.000.00+0.00hold
Allworth Financial LP10,20510,20500.000.00-0.00hold
Sound Income Strategies, LLC505000.000.00-0.00hold
Prime Capital Investment Advisors, LLC12,18512,18500.000.00+0.00hold
Blue Trust, Inc.808000.000.00+0.00hold
Spire Wealth Management10010000.000.00+0.00hold
ORG Partners LLC2,1202,12000.000.00+0.00hold
Nova Wealth Management, Inc.3,7223,72200.020.02+0.00hold
Chung Wu Investment Group, LLC1,1001,10000.010.01+0.00hold
PRINCIPAL SECURITIES, INC.830-830.000.00-0.00sell
FLAGSHIP WEALTH ADVISORS, LLC1020-1020.000.00-0.00sell
CANADA LIFE ASSURANCE Co53,43053,304-1260.000.00+0.00sell
JONES FINANCIAL COMPANIES LLLP2270-2270.000.00-0.00sell
FMR LLC2380-2380.000.00-0.00sell
JACKSON THORNTON WEALTH MANAGEMENT, LLC34,57934,164-4150.020.02-0.00sell
SALEM INVESTMENT COUNSELORS INC7000-7000.000.00-0.00sell
AQR CAPITAL MANAGEMENT LLC34,90134,164-7370.000.00-0.00sell
SIMPLEX TRADING, LLC3,0772,260-8170.000.00+0.00sell
EverSource Wealth Advisors, LLC9430-9430.000.00-0.00sell
NORTHERN TRUST CORP19,78217,337-2,4450.000.00-0.00sell
WELLS FARGO & COMPANY/MN32,76229,992-2,7700.000.00-0.00sell
Tower Research Capital LLC (TRC)6,2041,491-4,7130.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS4,8230-4,8230.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC59,13553,580-5,5550.000.02+0.02sell
OSAIC HOLDINGS, INC.41,99533,258-8,7370.000.00-0.00sell
BlackRock, Inc.300,574287,947-12,6270.000.00-0.00sell
OXFORD ASSET MANAGEMENT LLP34,16220,499-13,6630.070.05-0.02sell
GROUP ONE TRADING LLC16,1200-16,1200.000.00-0.00sell
Virtu Financial LLC19,4930-19,4930.010.00-0.01sell
Brevan Howard Capital Management LP40,1970-40,1970.000.00-0.00sell
Virtus Investment Advisers, LLC211,275167,524-43,7510.370.29-0.08sell
Cetera Investment Advisers68,83621,346-47,4900.000.00-0.00sell
ROYAL BANK OF CANADA77,95220,290-57,6620.000.00-0.00sell
Aquatic Capital Management LLC64,8310-64,8310.010.00-0.01sell
LPL Financial LLC65,4280-65,4280.000.00-0.00sell
MARSHALL WACE, LLP347,781282,289-65,4920.000.00-0.00sell
Magnetar Financial LLC71,2420-71,2420.000.00-0.00sell
UBS Group AG106,9640-106,9640.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC180,19911,551-168,6480.000.00-0.00sell
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