Stock Transactions — Neuberger High Yield Strategies Fund Inc

Total Bought
8,784,725
42 transactions
Total Sold
1,776,423
17 transactions
Net
+7,008,302
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SIT INVESTMENT ASSOCIATES INC305,2745,605,481+5,300,2070.040.66+0.62buy
RIVERNORTH CAPITAL MANAGEMENT, LLC01,371,413+1,371,4130.000.41+0.41buy
ABSOLUTE INVESTMENT ADVISERS, LLC0800,744+800,7440.000.48+0.48buy
J.W. COLE ADVISORS, INC.0218,297+218,2970.000.02+0.02buy
TORONTO DOMINION BANK0204,757+204,7570.000.00+0.00buy
Marex Group plc45,000161,473+116,4730.000.01+0.00buy
Invesco Ltd.242,969322,732+79,7630.000.00-0.00buy
Uncommon Cents Investing LLC181,162247,750+66,5880.270.34+0.06buy
MORGAN STANLEY659,132725,270+66,1380.000.00-0.00buy
WOLVERINE ASSET MANAGEMENT LLC062,488+62,4880.000.01+0.01buy
Logan Stone Capital, LLC061,132+61,1320.000.08+0.08buy
READYSTATE ASSET MANAGEMENT LP052,151+52,1510.000.01+0.01buy
GraniteShares Advisors LLC341,497392,922+51,4251.591.58-0.02buy
XTX Topco Ltd037,737+37,7370.000.00+0.00buy
Bramshill Investments, LLC99,103133,785+34,6820.060.06+0.01buy
TrueMark Investments, LLC031,347+31,3470.000.02+0.02buy
StoneX Group Inc.028,938+28,9380.000.01+0.01buy
OSAIC HOLDINGS, INC.85,676112,370+26,6940.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC89,622110,364+20,7420.000.00+0.00buy
WELLS FARGO & COMPANY/MN266,314286,201+19,8870.000.00-0.00buy
Kestra Advisory Services, LLC019,260+19,2600.000.00+0.00buy
CoreCap Advisors, LLC019,132+19,1320.000.00+0.00buy
PFG Investments, LLC018,500+18,5000.000.00+0.00buy
CREATIVE FINANCIAL DESIGNS INC /ADV16,00033,000+17,0000.010.01+0.00buy
EP Wealth Advisors, LLC011,301+11,3010.000.00+0.00buy
JPMORGAN CHASE & CO190,000198,182+8,1820.000.00-0.00buy
MELFA WEALTH MANAGEMENT, INC.96,287104,287+8,0000.360.35-0.01buy
JANE STREET GROUP, LLC47,01053,680+6,6700.000.00-0.00buy
Total Wealth Planning & Management, Inc.47,76054,302+6,5420.250.25+0.00buy
SeaCrest Wealth Management, LLC39,91345,661+5,7480.030.03+0.00buy
NewEdge Advisors, LLC41,99445,215+3,2210.000.00-0.00buy
Capital Investment Advisors, LLC12,51915,519+3,0000.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC26,55128,763+2,2120.000.00-0.00buy
Global Retirement Partners, LLC01,131+1,1310.000.00+0.00buy
Apollon Wealth Management, LLC45,96547,078+1,1130.000.00-0.00buy
MRA Advisory Group18,50219,017+5150.050.04-0.01buy
Cambridge Investment Research Advisors, Inc.10,59511,031+4360.000.00-0.00buy
Pinnacle Wealth Planning Services, Inc.0388+3880.000.00+0.00buy
Farther Finance Advisors, LLC7721,066+2940.000.00+0.00buy
FIFTH THIRD BANCORP2,7323,014+2820.000.00-0.00buy
WPG Advisers, LLC0169+1690.000.00+0.00buy
HighTower Advisors, LLC30,62230,648+260.000.00-0.00buy
Equitable Holdings, Inc.46,00046,00000.000.00-0.00hold
Community Financial Services Group, LLC47047000.000.00-0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC32,99332,99300.100.09-0.00hold
HIGHLINE WEALTH PARTNERS LLC1,5001,50000.000.00-0.00hold
CURA WEALTH ADVISORS, LLC12,28212,28200.040.03-0.00hold
BAILARD, INC.10,83910,83900.000.00-0.00hold
MERCER GLOBAL ADVISORS INC /ADV13,24413,24400.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2810-2810.000.00-0.00sell
AMERIPRISE FINANCIAL INC172,924172,589-3350.000.00-0.00sell
Allworth Financial LP4000-4000.000.00-0.00sell
Western Wealth Management, LLC4140-4140.000.00-0.00sell
AlphaCore Capital LLC24,00021,000-3,0000.000.00-0.00sell
ROYAL BANK OF CANADA13,8950-13,8950.000.00-0.00sell
HARBOUR INVESTMENTS, INC.169,301152,385-16,9160.020.01-0.00sell
Cetera Investment Advisers22,6600-22,6600.000.00-0.00sell
NOMURA HOLDINGS INC25,0000-25,0000.000.00-0.00sell
GUGGENHEIM CAPITAL LLC533,514488,989-44,5250.030.02-0.01sell
Allspring Global Investments Holdings, LLC48,6540-48,6540.000.00-0.00sell
LPL Financial LLC480,585415,028-65,5570.000.00-0.00sell
Yakira Capital Management, Inc.104,2090-104,2090.200.00-0.20sell
Quarry LP487,328341,935-145,3930.640.34-0.30sell
Cable Car Capital, LP550,000233,169-316,8311.230.03-1.20sell
Alpine Global Management, LLC481,0270-481,0270.470.00-0.47sell
BOOTHBAY FUND MANAGEMENT, LLC487,3260-487,3260.070.00-0.07sell
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