Stock Transactions — Neuberger High Yield Strategies Fund Inc

Total Bought
706,178
17 transactions
Total Sold
1,223,513
20 transactions
Net
-517,335
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
ABSOLUTE INVESTMENT ADVISERS, LLC0296,733+296,7330.000.33+0.33buy
GUGGENHEIM CAPITAL LLC230,652349,599+118,9470.010.02+0.01buy
WELLS FARGO & COMPANY/MN40,802151,007+110,2050.000.00+0.00buy
LPL Financial LLC512,647545,001+32,3540.000.00-0.00buy
MELFA WEALTH MANAGEMENT, INC.59,88392,192+32,3090.440.54+0.10buy
PFG Investments, LLC029,454+29,4540.000.01+0.01buy
MORGAN STANLEY667,273695,593+28,3200.000.00-0.00buy
UBS Group AG017,574+17,5740.000.00+0.00buy
ROYAL BANK OF CANADA014,342+14,3420.000.00+0.00buy
CoreCap Advisors, LLC012,600+12,6000.000.01+0.01buy
Cetera Investment Advisers33,08739,433+6,3460.000.00-0.00buy
CWM, LLC3,0525,464+2,4120.000.00+0.00buy
OSAIC HOLDINGS, INC.88,09690,101+2,0050.000.00+0.00buy
Allworth Financial LP01,250+1,2500.000.00+0.00buy
SeaCrest Wealth Management, LLC33,35934,240+8810.030.03+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC36,92737,323+3960.000.00-0.00buy
Uncommon Cents Investing LLC184,869184,919+500.470.46-0.02buy
Equitable Holdings, Inc.41,00041,00000.000.00-0.00hold
HighTower Advisors, LLC78,79878,79800.000.00+0.00hold
GPS Wealth Strategies Group, LLC42542500.000.00-0.00hold
Kestra Advisory Services, LLC11,64311,64300.000.00-0.00hold
BAILARD, INC.10,83910,83900.000.00-0.00hold
COMERICA BANK9,2628,727-5350.000.00-0.00sell
HARBOUR INVESTMENTS, INC.60,32659,657-6690.020.02-0.00sell
Capital Investment Advisors, LLC27,68726,779-9080.010.01-0.00sell
AdvisorNet Financial, Inc1,2450-1,2450.000.00-0.00sell
B. Riley Wealth Advisors, Inc.15,43712,337-3,1000.000.00-0.00sell
Atria Wealth Solutions, Inc.17,02113,582-3,4390.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC10,8490-10,8490.000.00-0.00sell
Janney Montgomery Scott LLC11,9650-11,9650.000.00-0.00sell
NewEdge Advisors, LLC73,89455,494-18,4000.010.00-0.00sell
Neuberger Berman Group LLC26,8320-26,8320.000.00-0.00sell
AEGON USA Investment Management, LLC28,7320-28,7320.160.00-0.16sell
CSS LLC/IL30,8350-30,8350.020.00-0.02sell
SFI Advisors, LLC48,89417,643-31,2510.320.11-0.21sell
WOLVERINE ASSET MANAGEMENT LLC38,7000-38,7000.000.00-0.00sell
Quarry LP144,393103,081-41,3120.560.34-0.22sell
AMERIPRISE FINANCIAL INC56,4380-56,4380.000.00-0.00sell
Invesco Ltd.272,104196,861-75,2430.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.126,1750-126,1750.090.00-0.09sell
Shaker Financial Services, LLC196,1620-196,1620.620.00-0.62sell
CLOUGH CAPITAL PARTNERS L P520,7230-520,7230.440.00-0.44sell
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