Stock Transactions — Neuberger High Yield Strategies Fund Inc

Total Bought
3,163,990
29 transactions
Total Sold
479,466
17 transactions
Net
+2,684,524
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Cable Car Capital, LP0550,000+550,0000.001.23+1.23buy
Quarry LP0487,328+487,3280.000.64+0.64buy
BOOTHBAY FUND MANAGEMENT, LLC0487,326+487,3260.000.07+0.07buy
Alpine Global Management, LLC0481,027+481,0270.000.47+0.47buy
SIT INVESTMENT ASSOCIATES INC0305,274+305,2740.000.04+0.04buy
JPMORGAN CHASE & CO0190,000+190,0000.000.00+0.00buy
AMERIPRISE FINANCIAL INC29,674172,924+143,2500.000.00+0.00buy
MORGAN STANLEY552,232659,132+106,9000.000.00+0.00buy
Yakira Capital Management, Inc.0104,209+104,2090.000.20+0.20buy
HARBOUR INVESTMENTS, INC.109,642169,301+59,6590.020.02+0.00buy
Allspring Global Investments Holdings, LLC048,654+48,6540.000.00+0.00buy
Marex Group plc045,000+45,0000.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC55,03089,622+34,5920.000.00+0.00buy
ROBINSON CAPITAL MANAGEMENT, LLC032,993+32,9930.000.10+0.10buy
NOMURA HOLDINGS INC025,000+25,0000.000.00+0.00buy
CREATIVE FINANCIAL DESIGNS INC /ADV016,000+16,0000.000.01+0.01buy
WELLS FARGO & COMPANY/MN254,796266,314+11,5180.000.00-0.00buy
OSAIC HOLDINGS, INC.74,29485,676+11,3820.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.010,595+10,5950.000.00+0.00buy
JANE STREET GROUP, LLC42,34847,010+4,6620.000.00-0.00buy
FIFTH THIRD BANCORP02,732+2,7320.000.00+0.00buy
Total Wealth Planning & Management, Inc.45,32147,760+2,4390.270.25-0.02buy
Uncommon Cents Investing LLC179,912181,162+1,2500.320.27-0.05buy
Apollon Wealth Management, LLC45,13445,965+8310.010.00-0.00buy
Community Financial Services Group, LLC0470+4700.000.00+0.00buy
MRA Advisory Group18,06818,502+4340.060.05-0.01buy
Western Wealth Management, LLC0414+4140.000.00+0.00buy
Farther Finance Advisors, LLC743772+290.000.00-0.00buy
HighTower Advisors, LLC30,60030,622+220.000.00-0.00buy
Equitable Holdings, Inc.46,00046,00000.000.00-0.00hold
Allworth Financial LP40040000.000.00-0.00hold
NewEdge Advisors, LLC41,99441,99400.000.00-0.00hold
AlphaCore Capital LLC24,00024,00000.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.96,28796,28700.410.36-0.05hold
HIGHLINE WEALTH PARTNERS LLC1,5001,50000.000.00-0.00hold
CURA WEALTH ADVISORS, LLC12,28212,28200.030.04+0.00hold
BAILARD, INC.10,83910,83900.000.00-0.00hold
MERCER GLOBAL ADVISORS INC /ADV13,24413,24400.000.00-0.00hold
CWM, LLC2,8602,779-810.000.00-0.00sell
ROYAL BANK OF CANADA14,01213,895-1170.000.00-0.00sell
Capital Investment Advisors, LLC12,73212,519-2130.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO500281-2190.000.00-0.00sell
Bramshill Investments, LLC99,80899,103-7050.040.06+0.01sell
COMMONWEALTH EQUITY SERVICES, LLC28,08226,551-1,5310.000.00-0.00sell
SeaCrest Wealth Management, LLC42,30939,913-2,3960.030.03-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.10,2070-10,2070.010.00-0.01sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC14,1170-14,1170.000.00-0.00sell
Cetera Investment Advisers36,88322,660-14,2230.000.00-0.00sell
Kestra Advisory Services, LLC18,7280-18,7280.000.00-0.00sell
Invesco Ltd.274,962242,969-31,9930.000.00-0.00sell
GUGGENHEIM CAPITAL LLC567,943533,514-34,4290.030.03-0.00sell
LPL Financial LLC515,233480,585-34,6480.000.00-0.00sell
GraniteShares Advisors LLC380,580341,497-39,0831.721.59-0.13sell
Shaker Financial Services, LLC54,0000-54,0000.130.00-0.13sell
J.W. COLE ADVISORS, INC.222,7760-222,7760.040.00-0.04sell
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