Stock Transactions — Neuberger High Yield Strategies Fund Inc

Total Bought
25,850,078
24 transactions
Total Sold
217,071
11 transactions
Net
+25,633,007
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Kingstone Capital Partners Texas, LLC025,521,776+25,521,7760.000.08+0.08buy
Bramshill Investments, LLC0100,685+100,6850.000.08+0.08buy
BALYASNY ASSET MANAGEMENT L.P.044,536+44,5360.000.00+0.00buy
StoneX Group Inc.039,085+39,0850.000.01+0.01buy
Elequin Capital, LP018,111+18,1110.000.02+0.02buy
HARBOUR INVESTMENTS, INC.78,92096,248+17,3280.020.02+0.00buy
LPL Financial LLC531,125547,909+16,7840.000.00-0.00buy
OSAIC HOLDINGS, INC.14,49530,819+16,3240.000.00+0.00buy
XTX Topco Ltd014,968+14,9680.000.00+0.00buy
Apollon Wealth Management, LLC14,53529,082+14,5470.000.00+0.00buy
CURA WEALTH ADVISORS, LLC012,282+12,2820.000.04+0.04buy
WELLS FARGO & COMPANY/MN203,973216,114+12,1410.000.00-0.00buy
Invesco Ltd.250,268258,944+8,6760.000.00-0.00buy
J.W. COLE ADVISORS, INC.199,955206,192+6,2370.050.03-0.01buy
MORGAN STANLEY513,707516,020+2,3130.000.00-0.00buy
SeaCrest Wealth Management, LLC35,93237,150+1,2180.030.03-0.00buy
Uncommon Cents Investing LLC178,737179,812+1,0750.400.36-0.04buy
Total Wealth Planning & Management, Inc.40,97641,800+8240.320.27-0.05buy
MRA Advisory Group15,25615,568+3120.060.06-0.01buy
Cetera Investment Advisers10,64210,898+2560.000.00-0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC12,52012,711+1910.000.00-0.00buy
Kestra Advisory Services, LLC15,45915,621+1620.000.00+0.00buy
CWM, LLC4,8735,005+1320.000.00-0.00buy
NewEdge Advisors, LLC46,94447,059+1150.000.00-0.00buy
Equitable Holdings, Inc.46,00046,00000.000.00-0.00hold
HighTower Advisors, LLC30,02630,02600.000.00-0.00hold
AlphaCore Capital LLC26,00026,00000.020.01-0.01hold
GPS Wealth Strategies Group, LLC42542500.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.81,78781,78700.420.39-0.03hold
BAILARD, INC.10,83910,83900.000.00-0.00hold
COMERICA BANK2,9612,96100.000.00-0.00hold
PFG Investments, LLC18,00016,000-2,0000.010.01-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC36,77134,145-2,6260.000.00-0.00sell
Capital Investment Advisors, LLC23,04020,121-2,9190.000.00-0.00sell
AMERIPRISE FINANCIAL INC84,20679,900-4,3060.000.00-0.00sell
HRT FINANCIAL LP10,1490-10,1490.000.00-0.00sell
CoreCap Advisors, LLC11,0000-11,0000.000.00-0.00sell
ROYAL BANK OF CANADA11,5500-11,5500.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC46,58033,072-13,5080.000.00-0.00sell
ROBINSON CAPITAL MANAGEMENT, LLC25,0000-25,0000.080.00-0.08sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.47,10016,019-31,0810.030.01-0.02sell
GUGGENHEIM CAPITAL LLC660,335557,403-102,9320.050.03-0.01sell
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