Stock TransactionsNEUBERGER

Total Bought
1,081,965
4 transactions
Total Sold
149,258
5 transactions
Net
+932,707
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
ABSOLUTE INVESTMENT ADVISERS, LLC0800,744+800,7440.000.48+0.48buy
J.W. COLE ADVISORS, INC.0218,297+218,2970.000.02+0.02buy
WOLVERINE ASSET MANAGEMENT LLC062,488+62,4880.000.01+0.01buy
Cambridge Investment Research Advisors, Inc.10,59511,031+4360.000.00-0.00buy
Equitable Holdings, Inc.46,00046,00000.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2810-2810.000.00-0.00sell
ROYAL BANK OF CANADA13,8950-13,8950.000.00-0.00sell
NOMURA HOLDINGS INC25,0000-25,0000.000.00-0.00sell
GUGGENHEIM CAPITAL LLC533,514488,989-44,5250.030.02-0.01sell
LPL Financial LLC480,585415,028-65,5570.000.00-0.00sell
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