Stock Transactions — Neuberger High Yield Strategies Fund Inc

Total Bought
345,679
23 transactions
Total Sold
25,805,236
16 transactions
Net
-25,459,557
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Invesco Ltd.258,944316,525+57,5810.000.00+0.00buy
JANE STREET GROUP, LLC043,330+43,3300.000.00+0.00buy
WELLS FARGO & COMPANY/MN216,114255,349+39,2350.000.00+0.00buy
AMERIPRISE FINANCIAL INC79,900117,760+37,8600.000.00+0.00buy
MORGAN STANLEY516,020552,037+36,0170.000.00-0.00buy
J.W. COLE ADVISORS, INC.206,192237,490+31,2980.030.03+0.00buy
Apollon Wealth Management, LLC29,08249,777+20,6950.000.01+0.00buy
HRT FINANCIAL LP019,112+19,1120.000.00+0.00buy
CoreCap Advisors, LLC012,500+12,5000.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV010,647+10,6470.000.00+0.00buy
HARBOUR INVESTMENTS, INC.96,248105,712+9,4640.020.02-0.00buy
OSAIC HOLDINGS, INC.30,81939,907+9,0880.000.00+0.00buy
SeaCrest Wealth Management, LLC37,15042,369+5,2190.030.03+0.00buy
LPL Financial LLC547,909551,896+3,9870.000.00-0.00buy
Equitable Holdings, Inc.46,00049,343+3,3430.000.00-0.00buy
MRA Advisory Group15,56817,261+1,6930.060.06+0.00buy
HIGHLINE WEALTH PARTNERS LLC01,500+1,5000.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC12,71113,909+1,1980.000.00-0.00buy
Advisory Services Network, LLC01,000+1,0000.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP0354+3540.000.00+0.00buy
Kestra Advisory Services, LLC15,62115,871+2500.000.00-0.00buy
Cetera Investment Advisers10,89811,106+2080.000.00-0.00buy
Uncommon Cents Investing LLC179,812179,912+1000.360.34-0.03buy
HighTower Advisors, LLC30,02630,02600.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.81,78781,78700.390.36-0.03hold
PFG Investments, LLC16,00016,00000.010.01-0.00hold
CURA WEALTH ADVISORS, LLC12,28212,28200.040.04-0.01hold
BAILARD, INC.10,83910,83900.000.00-0.00hold
COMERICA BANK2,9612,928-330.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC33,07232,997-750.000.00-0.00sell
CWM, LLC5,0054,927-780.000.00-0.00sell
GPS Wealth Strategies Group, LLC4250-4250.000.00-0.00sell
Bramshill Investments, LLC100,68598,728-1,9570.080.05-0.03sell
AlphaCore Capital LLC26,00024,000-2,0000.010.01-0.00sell
Capital Investment Advisors, LLC20,12117,655-2,4660.000.00-0.00sell
NewEdge Advisors, LLC47,05943,294-3,7650.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.16,01912,125-3,8940.010.01-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC34,14527,924-6,2210.000.00-0.00sell
XTX Topco Ltd14,9680-14,9680.000.00-0.00sell
Elequin Capital, LP18,1110-18,1110.020.00-0.02sell
StoneX Group Inc.39,0850-39,0850.010.00-0.01sell
BALYASNY ASSET MANAGEMENT L.P.44,5360-44,5360.000.00-0.00sell
GUGGENHEIM CAPITAL LLC557,403411,557-145,8460.030.02-0.01sell
Kingstone Capital Partners Texas, LLC25,521,7760-25,521,7760.080.00-0.08sell
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