Stock Transactions — Neuberger High Yield Strategies Fund Inc

Total Bought
719,257
22 transactions
Total Sold
249,781
18 transactions
Net
+469,476
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
GraniteShares Advisors LLC0380,580+380,5800.001.72+1.72buy
GUGGENHEIM CAPITAL LLC411,557567,943+156,3860.020.03+0.01buy
Shaker Financial Services, LLC054,000+54,0000.000.13+0.13buy
OSAIC HOLDINGS, INC.39,90774,294+34,3870.000.00+0.00buy
Cetera Investment Advisers11,10636,883+25,7770.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC32,99755,030+22,0330.000.00+0.00buy
MELFA WEALTH MANAGEMENT, INC.81,78796,287+14,5000.360.41+0.05buy
ROYAL BANK OF CANADA014,012+14,0120.000.00+0.00buy
HARBOUR INVESTMENTS, INC.105,712109,642+3,9300.020.02-0.00buy
Total Wealth Planning & Management, Inc.41,80045,321+3,5210.270.27-0.01buy
Kestra Advisory Services, LLC15,87118,728+2,8570.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV10,64713,244+2,5970.000.00+0.00buy
Bramshill Investments, LLC98,72899,808+1,0800.050.04-0.01buy
MRA Advisory Group17,26118,068+8070.060.06-0.00buy
Farther Finance Advisors, LLC0743+7430.000.00+0.00buy
HighTower Advisors, LLC30,02630,600+5740.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO0500+5000.000.00+0.00buy
Allworth Financial LP0400+4000.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC13,90914,117+2080.000.00-0.00buy
MORGAN STANLEY552,037552,232+1950.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC27,92428,082+1580.000.00+0.00buy
COMERICA BANK2,9282,940+120.000.00+0.00buy
AlphaCore Capital LLC24,00024,00000.010.00-0.00hold
Uncommon Cents Investing LLC179,912179,91200.340.32-0.01hold
HIGHLINE WEALTH PARTNERS LLC1,5001,50000.000.00+0.00hold
CURA WEALTH ADVISORS, LLC12,28212,28200.040.03-0.00hold
BAILARD, INC.10,83910,83900.000.00+0.00hold
SeaCrest Wealth Management, LLC42,36942,309-600.030.03-0.00sell
JONES FINANCIAL COMPANIES LLLP3540-3540.000.00-0.00sell
WELLS FARGO & COMPANY/MN255,349254,796-5530.000.00-0.00sell
JANE STREET GROUP, LLC43,33042,348-9820.000.00-0.00sell
Advisory Services Network, LLC1,0000-1,0000.000.00-0.00sell
NewEdge Advisors, LLC43,29441,994-1,3000.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.12,12510,207-1,9180.010.01-0.00sell
CWM, LLC4,9272,860-2,0670.000.00-0.00sell
Equitable Holdings, Inc.49,34346,000-3,3430.000.00-0.00sell
Apollon Wealth Management, LLC49,77745,134-4,6430.010.01-0.00sell
Capital Investment Advisors, LLC17,65512,732-4,9230.000.00-0.00sell
CoreCap Advisors, LLC12,5000-12,5000.000.00-0.00sell
J.W. COLE ADVISORS, INC.237,490222,776-14,7140.030.04+0.01sell
PFG Investments, LLC16,0000-16,0000.010.00-0.01sell
HRT FINANCIAL LP19,1120-19,1120.000.00-0.00sell
LPL Financial LLC551,896515,233-36,6630.000.00-0.00sell
Invesco Ltd.316,525274,962-41,5630.000.00-0.00sell
AMERIPRISE FINANCIAL INC117,76029,674-88,0860.000.00-0.00sell
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