Stock Transactions — OFS CAP CORP

Total Bought
90,602
10 transactions
Total Sold
1,550,011
14 transactions
Net
-1,459,409
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Vident Advisory, LLC049,237+49,2370.000.00+0.00buy
XTX Topco Ltd016,641+16,6410.000.00+0.00buy
Virtus Investment Advisers, LLC82,22192,665+10,4440.110.09-0.02buy
Squarepoint Ops LLC42,36950,322+7,9530.000.00-0.00buy
LGT Financial Advisors LLC03,085+3,0850.000.06+0.06buy
SIMPLEX TRADING, LLC1401,951+1,8110.000.00+0.00buy
SOA Wealth Advisors, LLC.18,74519,672+9270.020.01-0.00buy
FNY Investment Advisers, LLC0500+5000.000.01+0.01buy
Caitong International Asset Management Co., Ltd03+30.000.00+0.00buy
CITIGROUP INC01+10.000.00+0.00buy
&PARTNERS13,50013,50000.000.00-0.00hold
Cambridge Investment Research Advisors, Inc.15,04015,04000.000.00-0.00hold
Bulldog Investors, LLP57,63957,63900.060.05-0.02hold
Triumph Capital Management50050000.000.00-0.00hold
Harbor Asset Planning, Inc.6870-6870.000.00-0.00sell
Janney Montgomery Scott LLC14,00013,250-7500.000.00-0.00sell
US BANCORP \DE\1,0000-1,0000.000.00-0.00sell
O'SHAUGHNESSY ASSET MANAGEMENT, LLC62,95761,181-1,7760.000.00-0.00sell
NBC SECURITIES, INC.2,819809-2,0100.000.00-0.00sell
Access Investment Management LLC2,5000-2,5000.010.00-0.01sell
MARSHALL WACE, LLP79,12275,111-4,0110.000.00-0.00sell
RITHOLTZ WEALTH MANAGEMENT17,08811,842-5,2460.000.00-0.00sell
Arkadios Wealth Advisors57,83135,788-22,0430.010.00-0.00sell
TWO SIGMA INVESTMENTS, LP72,23044,006-28,2240.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC153,198109,948-43,2500.050.03-0.02sell
Connor, Clark & Lunn Investment Management Ltd.70,1840-70,1840.000.00-0.00sell
TWO SIGMA ADVISERS, LP109,3000-109,3000.000.00-0.00sell
Karpus Management, Inc.1,259,0300-1,259,0300.860.00-0.86sell
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